# Seismic Methods

**Introduction.**

Seismic methods are the most commonly conducted geophysical surveys for engineering investigations. Seismic refraction provides engineers and geologists with the most basic of geologic data via simple procedures with common equipment.

Any mechanical vibration is initiated by a source and travels to the location where the vibration is noted. These vibrations are seismic waves. The vibration is merely a change in the stress state due to a disturbance. The vibration emanates in all directions that support displacement. The vibration readily passes from one medium to another and from solids to liquids or gasses and in reverse. A vacuum cannot support mechanical vibratory waves, while electromagnetic waves can be transmitted through a vacuum. The direction of travel is called the ray, ray vector, or ray path. Since a source produces motion in all directions the locus of first disturbances will form a spherical shell or wave front in a uniform material. There are two major classes of seismic waves: body waves, which pass through the volume of a material; and, surface waves, that exist only near a boundary.

* Body waves.* These are the
fastest traveling of all seismic waves and are called compressional
or pressure or primary wave (P-wave). The particle motion of
P-waves is extension (dilation) and compression along the propagating
direction. P-waves travel through all media that support
seismic waves; air waves or noise in gasses, including the
atmosphere. Compressional waves in fluids, e.g., water and air,
are commonly referred to as acoustic waves.

The second wave type is the secondary or transverse or shear wave (S‑wave). S-waves travel slightly slower than P-waves in solids. S-waves have particle motion perpendicular to the propagating direction, like the obvious movement of a rope as a displacement speeds along its length. These transverse waves can only transit material that has shear strength. S-waves therefore do not exist in liquids and gasses, as these media have no shear strength.

S-waves may be produced by a traction source or by conversion of P-waves at boundaries. The dominant particle displacement is vertical for SV-waves traveling in a horizontal plane. Dominant particle displacements are horizontal for SH-waves traveling in the vertical plane. SH-waves are often generated for S-wave refraction evaluations of engineering sites.

Elastic body waves passing through homogeneous,
isotropic media have well-defined equations of motion. Most
geophysical texts, including Grant and West (1965), include
displacement potential and wave equations. Utilizing these
equations, computations for the wave speed may be uniquely
determined. Field surveys can readily obtain wave
velocities, *V _{P}* and

*V*; velocities are in units of length per time, usually meters/second (m/s). A homogeneous, isotropic medium's engineering properties of Young's or elastic modulus (E) and shear modulus (G) and either density (

_{S}*p*)

_{b}__or__Poisson's ratio (n) can be determined if

*V*and

_{P}*V*are known. The units of these measures are: moduli in pressure, usually pascals (Pa); density in mass per volume, grams/cubic meter (g/m

_{S}^{3}= 10-6 mg/m

^{3}); and Poisson's ratio, n, is dimensionless. Manipulation of equations from Grant and West (1965) yields

(1)

(2)

(3)

(4)

Note that these are not independent equa tions. Knowing two
velocities uniquely determines only two unknowns of
*p _{b}*, n, or

*E*. Shear modulus is dependent on two other values. Poisson's ratio, n, varies from 0.0 to a value less than 0.5 from Equations 1 and 2. For units at the surface,

*p*, the density, can be determined from samples or for the subsurface from bore hole samples or downhole logging. Estimates may be assumed for n by material type. Usually the possible range of

_{b}*p*is approximated, and n is estimated. Equations 1 through 4 may be compared to the approximate values with some judgment applied. Table 1, below, provides some typical values selected from Hempen and Hatheway (1992) for

_{b}*V*; Das (1994) for dry

_{P}*p*of soils; Blake (1975) for

_{b}*p*of rock; and Prakash (1981) for n. Other estimates of

_{b,dry}*p*are contained in the section on gravity methods. Blake (1975) offers laboratory values of all these parameters, but field values will vary considerably from the lab estimates.

_{b}
* Surface waves. * Two recognized vubrations, which
exist only at "surfaces" or interfaces, are Love and Rayleigh
waves. Traveling along a surface, these waves attenuate rapidly
with distance from the surface. Surface waves travel slower
than body waves. Love waves travel along the surfaces of
layered media, and are most often faster than Rayleigh waves.
Love waves have particle displacement similar to SH-waves. A
point in the path of a Rayleigh wave moves back, down, forward, and
up repetitively in an ellipse like ocean waves.

Surface waves are produced by surface impacts, explosions, and waveform changes at boundaries. Love and Rayleigh waves are also portions of the surface wave train in earthquakes. These surface waves may carry greater energy content than body waves. These wave types arrive last, following the body waves, but can produce larger displacements in surface structures. Therefore, surface waves may cause more damage from earthquake vibrations.

Table 1. Typical/representative field values of
V_{p},P_{b} and n for various materials.

* Wave theory. * A seismic disturbance moves away
from a source location; the locus of points defining the expanding
disturbance is termed the wavefront. Any point on a wavefront
acts as a new source and causes displacements in surrounding
positions. The vector normal to the wavefront is the ray path
through that point, and is the direction of propagation. Upon
striking a boundary between differing material properties, wave
energy is transmitted, reflected, and converted. The properties
of the two media and the angle at which the incident ray path strikes
will determine the amount of energy reflected off the surface,
refracted into the adjoining material, lost as heat, and changed to
other wave types.

An S-wave in rock approaching a boundary of a
lake will have an S-wave reflection, a P-wave reflection, and a
likely P-wave refraction into the lake water (depending on the
properties and incident angle). Since the rock-water boundary
will displace, energy will pass into the lake, but the water cannot
support an S-wave. The reflected S-wave departs from the
boundary at the same angle normal to the boundary as the arriving
S-wave struck. In the case of a P-wave incident on a boundary
between two rock types (of differing elastic properties), there may
be little conversion to S-waves. Snell's Law provides the
angles of reflection and refraction for both the P- and
S-waves. [Zoeppritz's equations provide the energy conversion
for the body wave forms.] In the rock on the source side
(No. 1), the velocities are *V _{P}*

_{1}and

*V*

_{S}_{1}; the second rock material (No. 2) has properties of

*V*

_{P}_{2}and

*V*

_{S}_{2}. Then for the incident P‑wave (

*P*

_{1}

*i*), Snell's Law provides the angles of reflections in rock No. 1 and refraction in rock No. 2 as:

(5)

The second and third terms of equation 45
are reflections within material No. 1; the fourth and fifth
terms are refractions into medium No. 2. Note that none of
the angles can exceed 90 degrees, since none of the sin terms can be
over 1.0, and α_{
P}_{1}* _{i}* = α

_{ P}_{1}.

Two important considerations develop from
understanding equation 5. First is the concept of critical
refraction. If rock No. 1 has a lower velocity than rock
No. 2 or *V _{P}*

_{1}<

*V*

_{P}_{2}, then from Equation 5, sin α

_{ P}_{2}> sin α

_{ P}_{1}

*and the refracted α*

_{i}

_{ P}_{2}> α

_{ P}_{1}

*, the incident angle. Yet sin α*

_{i}

_{ P}_{2}cannot exceed 1.00. The critical incident angle causes the refraction to occur right along the boundary at 90˚ from the normal to the surface. The critical angle is that particular incident angle such that sine α

_{ P}_{2}= 1.0 and α

_{ P}_{2}= 90 deg, or α (

_{P}_{1}

*)*

_{i}*= sin-1(*

_{cr}*V*

_{P}_{1}/

*V*

_{P}_{2}). Secondly, any incident angle > α (

_{P}_{1}

*)*

_{i}*from the normal will cause total reflection back into the source-side material, since sin α*

_{cr}

_{ P}_{2}Ý 1.0. For the latter case, all the P-wave energy will be retained in medium No. 1.

Other wave phenomena occur in the subsurface. Diffractions develop at the end of sharp boundaries. Scattering occurs due to inhomogeneities within the medium. As individual objects shrink in size, their effect on scatter is reduced. Objects with mean dimensions smaller than one- fourth of the wavelength will have little effect on the wave. Losses of energy or attenuation occur with distance of wave passage. Higher frequency waves lose energy more rapidly than waves of lower frequencies, in general.

The wave travels outward from the source in all
directions supporting displacements. Energy dissipation is a
function of the distance traveled, as the wave propagates away from
the source. At boundaries, the disturbance passes into other
media. If a wave can pass from a particular point A to another
point B, Fermat's principle states that the ray path taken is the one
requiring the minimum amount of time. In crossing boundaries of
media with different properties, the path will __not__ be the
shortest distance (a straight line) due to refraction. The
actual ray path will have the shortest travel time. Since every
point on a wavefront is a new source, azimuths other than that of the
fastest arrival will follow paths to other locations for the
ever-expanding wave.

**Data Acquisition**

Digital electronics have continued to allow the production of better seismic equipment. Newer equipment is hardier, more productive, and able to store greater amounts of data. The choice of seismograph, sensors(geophones), storage medium, and source of the seismic wave depend on the survey being undertaken. The sophistication of the survey, in part, governs the choice of the equipment and the field crew size necessary to obtain the measurements. Costs rise as more elaborate equipment is used. However, there are efficiencies to be gained in proper choice of source, number of geophone emplacements for each line, crew size, channel capacity of the seismograph, and requirements of the field in terrain type and cultural noise.

* Sources. * The seismic source may be a hammer
striking the ground or an aluminum plate or weighted plank, drop
weights of varying sizes, rifle shot, a harmonic oscillator,
waterborne mechanisms, or explosives. The energy disturbance
for seismic work is most often called the "shot," an archaic term
from petroleum seismic exploration. Reference to the "shot"
does not necessarily mean an explosive or rifle source was
used. The type of survey dictates some source parameters.
Smaller mass, higher frequency sources are preferable. Higher
frequencies give shorter wavelengths and more precision in choosing
arrivals and estimating depths. Yet, sufficient energy needs to
be transmitted to obtain a strong return at the end of the survey
line. The type of source for a particular survey is usually
known prior to going into the field. A geophysical contractor
normally should be given latitude in selecting or changing the source
necessary for the task. The client should not hesitate in
placing limits on the contractor's indiscriminate use of some
sources. In residential or industrial areas, perhaps the
maximum explosive ge should be limited. The depth of drilling
shot holes for explosives or rifle shots may need to be limited;
contractors should be cautious not to exceed requirements of permits,
utility easements, and contract agreements.

* Geophones. * The sensor receiving seismic energy is
the geophone (hydrophone in waterborne surveys) or phone. These
sensors are either accelerometers or velocity transducers, and
convert ground movement into a voltage. Typically, the
amplification of the ground is many orders of magnitude, but
accomplished on a relative basis. The absolute value of
particle acceleration cannot be determined, unless the geophones are
calibrated.

Most geophones have vertical, single-axis response to receive the incoming waveform from beneath the surface. Some geophones have horizontal-axis response for S-wave or surface wave assessments. Triaxial phones, capable of measuring absolute response, are used in specialized surveys. Geophones are chosen for their frequency band response.

The line, spread, or string of phones may contain one to scores of sensors depending on the type of survey. The individual channel of recording normally will have a single phone. Multiple phones per channel may aid in reducing wind noise or air blast or in amplifying deep reflections.

* Seismographs.* The equipment that records input
geophone voltages in a timed sequence is the seismograph.
Current practice uses seismographs that store the channels' signals
as digital data at discrete time. Earlier seismographs would
record directly to paper or photographic film. Stacking,
inputting, and processing the vast volumes of data and archiving the
information for the client virtually require digital
seismographs. The seismograph system may be an elaborate
amalgam of equipment to trigger or sense the source, digitize
geophone signals, store multichannel data, and provide some level of
processing display. Sophisticated seismograph equipment is not
normally required for engineering and environmental surveys.
One major exception is the equipment for sub-bottom surveys or
nondestructive testing of pavements.

Data processing of seismic information can be as simple as tabular equations for seismic refraction. Processing is normally the most substantial matter the geophysicists will resolve, except for the interpretation.

A portion of the seismic energy striking an interface between two differing materials will be reflected from the interface. The ratio of the reflected energy to incident energy is called the reflection coefficient. The reflection coefficient is defined in terms of the densities and seismic velocities of the two materials as:

(6)

where

*R *
= reflection coefficient,

*
p _{b}*

_{1},

*p*

_{b}_{2}= densities of the first and second layers, respectively,

*V*_{1,}*V*_{2} = seismic
velocities of the first and second layers, respectively.

Modern reflection methods can ordinarily detect isolated interfaces whose reflection coefficients are as small as 0.02.

**The pages found under Surface Methods and Borehole Methods
are substantially based on a report produced by the United States Department of Transportation:**

** Wightman, W. E., Jalinoos, F., Sirles, P., and Hanna, K. (2003). "Application of Geophysical Methods to Highway Related Problems." Federal Highway Administration, Central Federal Lands Highway Division, Lakewood, CO, Publication No. FHWA-IF-04-021, September 2003. http://www.cflhd.gov/resources/agm/**