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Taking and Importing Marine Mammals; Taking Marine Mammals Incidental to the Port of Anchorage Marine Terminal Redevelopment Project, Anchorage, Alaska

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PDF Version (10 pp, 79K, About PDF)

[Federal Register: July 20, 2009 (Volume 74, Number 137)]
[Rules and Regulations]
[Page 35136-35145]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr20jy09-14]

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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 217
[Docket No. 090206146-91055-02]
RIN 0648-AX32

Taking and Importing Marine Mammals; Taking Marine Mammals
Incidental to the Port of Anchorage Marine Terminal Redevelopment
Project, Anchorage, Alaska

AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Final rule.

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SUMMARY: NMFS, upon application from the Port of Anchorage (POA) and
the U.S. Department of Transportation Maritime Administration (MARAD),
has issued regulations to govern the unintentional taking of marine
mammals, by harassment, incidental to Phase II of the POA's Marine
Terminal Redevelopment Project (MTRP) for the period July 2009 through
July 2014. These regulations, which allow for the issuance of annual
``Letters of Authorization'' (LOAs) for the incidental take of marine
mammals during the described activities and specified time frames,
prescribe the permissible methods of taking and other means of
effecting the least adverse impact practicable on marine mammal species
and their habitat, as well as requirements pertaining to the monitoring
and reporting of such taking.

DATES: Effective July 15, 2009 and is applicable to the POA and MARAD
on July 15, 2009 through July 14, 2014, upon signature of this final rule.

ADDRESSES: A copy of the POA/MARAD's application, NMFS' Final
Environmental Assessment (EA), Supplemental EA (SEA) and Findings of No
Significant Impact (FONSIs) may be obtained by writing to P. Michael
Payne, Chief, Permits, Conservation and Education Division, Office of
Protected Resource, National Marine Fisheries Service, 1315 East-West
Highway, Silver Spring, MD 20910-3225, by telephoning the contact
listed under FOR FURTHER INFORMATION CONTACT, or on the Internet at:
http://www.nmfs.noaa.gov/pr/permits/incidental.htm#applications.
Documents cited in this final rule may also be viewed, by appointment,
during regular business hours at the above address.

FOR FURTHER INFORMATION CONTACT: Jaclyn Daly, Office of Protected
Resources, NMFS, (301) 713-2289, ext. 151.

SUPPLEMENTARY INFORMATION:

Background

    Section 101(a)(5)(A) of the MMPA (16 U.S.C. 1361 et seq.) directs
the Secretary of Commerce to allow, upon request, the incidental, but
not intentional, taking of small numbers of marine mammals by U.S.
citizens who engage in a specified activity (other than commercial
fishing) if certain findings are made and regulations are issued or, if
the taking is limited to harassment, notice of a proposed authorization
is provided to the public for review. Except with respect to certain
activities not pertinent here, the MMPA defines ``harassment'' as:

    any act of pursuit, torment, or annoyance which (I) has the
potential to injure a marine mammal or marine mammal stock in the
wild [Level A harassment]; or (ii) has the potential to disturb a
marine mammal or marine mammal stock in the wild by causing
disruption of behavioral patterns, including, but not limited to,
migration, breathing, nursing, breeding, feeding, or sheltering
[Level B harassment].

    Authorization for incidental takings may be granted for up to 5
years if NMFS finds that the taking will have a negligible impact on
the species or stock(s), will not have an unmitigable adverse impact on
the availability of the species or stock(s) for certain subsistence
uses, and if the permissible methods of taking and requirements
pertaining to the mitigation, monitoring and reporting of such taking
are set forth. NMFS has defined ``negligible impact'' in 50 CFR 216.103
as: ``an impact resulting from the specified activity that cannot be
reasonably expected to, and is not reasonably likely to, adversely
affect the species or stock through effects on annual rates of
recruitment or survival.''

Summary of Request

    On November 20, 2008, NMFS received an application from the POA/
MARAD requesting regulations to take, by Level B harassment only,
marine mammals incidental to certain construction activities associated
with the MTRP. On January 9, 2009, the POA/MARAD also submitted a
Demolition Plan which describes options of dock demolition and impacts
to marine mammals from each option. As described in the application
marine mammals may be harassed by noise from in-water pile driving.
This final rule authorizes the take, by Level B harassment only, of the
following marine mammals which could be present within the action area:
Cook Inlet beluga whales (Delphinapterus leucas), harbor seals (Phoca
vitulina), harbor porpoises (Phocoena phocoena), and killer whales
(Orcinus orca).
    The proposed rule for this action listed in-water chipping, which
would occur under Option 1 in the Demolition Plan, as an additional
source of potential harassment; however, NMFS misunderstood specifics
of the chipper hammer (i.e., the energy required to operate the hammer)
and, upon clarification from the POA/MARAD, has now determined that
dock demolition will not result in harassment to marine mammals given
the implementation of the required mitigation measures (see Change in
Rule Relative to the Proposed Rule).

Description of the Specified Activity

    According to the application, the MTRP is designed to upgrade and
expand the existing POA facilities by removing and replacing aging and
obsolete structures and providing additional dock and backland areas,
without disruption of maritime service during construction. The POA
serves 85 percent of the population within the State of Alaska by
providing 90 percent of all consumer goods and is an economic engine
for the State of Alaska.
    Located within the Municipality of Anchorage on Knik Arm in upper
Cook Inlet, the existing 129-acre POA facility is currently operating
at or above sustainable practicable capacity for the various types of
cargo handled at the facility. In addition, the existing infrastructure
and support facilities are substantially past their design life, have
degraded to levels of marginal safety, and are in many cases
functionally obsolete. The MTRP will replace, upgrade, and expand the
current POA facility to address existing needs and projected future
needs, allowing the POA to adequately support the economic growth of
Anchorage and the State of Alaska through 2025 and beyond. Upon
completion, the phased MTRP will add 135 acres of usable land to the
current 129 acre POA (total area of 264 acres). The completed marine
terminal at the POA will include: seven modern dedicated ship berths;
two dedicated barge berths; rail access and intertie to the Alaskan
railbelt; roadway improvements; security and lighting improvements;
slope stability improvements; drainage improvements; modern shore-side
docking facilities; equipment to accommodate cruise passengers, bulk,
break-bulk, roll on/roll off (RO-RO) and load on/load off

[[Page 35137]]

(LO-LO) cargo, general cargo short-term storage, military queuing and
staging, and petroleum, oils, and lubricants (POL) transfer and
storage; and additional land area to support expanding military and
commercial operations.
    In-water construction activities, specifically in-water pile
driving, have the potential to harass marine mammals if they are
exposed to sound levels at or above certain threshold levels. NMFS
considered harassment from other activities (e.g., construction of
dikes, discharge, settlement and compaction of fill material,
installation of utilities, and paving within a 27-acre intertidal area)
during Phase I of the MTRP and during the IHA issuance process and has
determined that these activities would not result in take of marine
mammals if certain operational procedures and mitigation measures were
implemented by the POA. NMFS also considered noise impacts during dock
demolition. NMFS concludes that in-water pile driving is the only
activity which warrant an MMPA authorization. A complete description of
the specified activities and affected environment can be found in the
proposed rule Federal Register document for this action (74 FR 18493,
April 23, 2009).

Change in Rule Relative to the Proposed Rule

    During review of the Demolition Plan, NMFS analyzed three proposed
methods presented by the POA/MARAD, including use of a chipping hammer
and explosives. Because dock demolition will not occur for over one
year, the POA/MARAD needs to retain a reasonable amount of variation in
demolition methods to practicably submit bid contracts. NMFS now
understands that its interpretation of the energy needed to operate the
chipping hammer was inaccurate. The POA/MARAD provided information that
the chipping hammer operates at ``19 percent of the energy required for
a vibratory pile driving hammer.'' NMFS took this to mean 19 percent
less energy (e..g, if the vibratory hammer works at 100 horsepower, the
chipping hammer works at 81 horsepower). Based on that interpretation,
and given the lack of empirical sound source verification, NMFS
implemented monitoring measures identical to vibratory pile driving
(i.e., 1,300 m Level B harassment zone isopleth and 200 m safety zone).
In fact, the chipping hammer operates at 19 percent of what is required
for the vibratory hammer (e.g., using the 100 horsepower example above,
the chipper hammer works at 19 horsepower). Given that the chipping
hammers requires 81 percent less energy than the vibratory hammer, NMFS
has determined that monitoring the 1,300 m harassment isopleth during
in-water chipping (if chosen as the method for demolition) is not
necessary, as the 120 dB isopleth from this activity would not extend
this far out into Knik Arm. However, NMFS has conservatively retained a
200 m safety zone for this activity. Therefore, given the required shut
down mitigation, NMFS does not anticipate takes of marine mammals will
occur from this activity. All analysis and proposed mitigation for
Options 2 and 3 of the Demolition Plan, as described in the proposed
rule, remain accurate.

Comments and Responses

    On April 23, 2009, NMFS published a notice of proposed rulemaking
(74 FR 18493) in the Federal Register on the POA/MARAD's request to
take marine mammals incidental to the MTRP and requested comments,
information, and suggestions concerning the request. NMFS also made a
Draft SEA available for public comment. While no comments were received
specific to the Draft SEA, one commentor provided comments on the
original EA and FONSI issued by NMFS on July 14, 2008. While public
comment was sought on the draft version of the SEA, NMFS found this set
of comments to be directly relevant to the SEA, in that they primarily
raised issues related to the effects of the underlying activity on the
distinct population segment (DPS) of Cook Inlet beluga whales which are
listed under the ESA. While comments on the prior FONSI are not
relevant, as the agency would reach a new finding based on the analysis
in this SEA, we summarize the relevant issues raised both on the prior
EA and FONSI in the Final SEA as they relate to the scope and content
of the analyses under consideration by NMFS.
    During the 30-day public comment period, The Humane Society of the
United States (HSUS), the Center for Biological Diversity (CBD), and
the Marine Mammal Commission (Commission) submitted comments on the
proposed regulations. HSUS requests NMFS deny the permit and the
Commission recommends that NMFS withdraw the proposed rule and refrain
from authorizing the taking of Cook Inlet beluga whales at this time.
For the reasons set forth in the proposed rule and this preamble, NMFS
believes issuance of the authorization is appropriate. Following are
the comments from the Commission and HSUS and NMFS' responses.
    Comment 1: The Commission disagrees with NMFS' finding that the
MTRP will have a negligible impact on Cook Inlet beluga whales given
that it will, in summary, result in increased noise and other types of
disturbance, habitat degradation and destruction, and various other
environmental concerns such as disturbance to potentially harmful
bottom sediments from dredging, increased pollution, discharge of
ballast water and other impacts associated with increased vessel
traffic from an expanded port. In support of its comment, the
Commission cites NMFS' final rule listing Cook Inlet beluga whales as
endangered, which identifies continued development along upper Cook
Inlet and its cumulative impacts on important beluga whale habitat as
one of several possible causes for the observed population trends. The
Commission suggests that NMFS' population viability analysis in the
final rule listing the species indicates the status quo is already
jeopardizing the continued existence of the species and says the
population will continue to decline, eventually to extinction, if
nothing is done to reverse the recent trends. Accordingly, the
Commission recommends NMFS refrain from authorizing take of Cook Inlet
beluga whales until the Agency has conducted more research to identify
the factor(s) contributing to the decline and/or lack of recovery of
the population, can discount the factors associated with port
construction and use as significant contributors, and determine that,
once mitigated, the MTRP will not have more than a negligible impact on
beluga whales.
    Response: Section 4(a) of the ESA requires the Secretary of
Commerce (Secretary), after receipt of a petition, to list a specified
species, to determine whether any species is endangered or threatened
based on any of five specific factors. NMFS' final rule to list Cook
Inlet beluga whales as endangered identified, among others, ``the
present or threatened destruction, modification, or curtailment of its
habitat or range'' as a factor contributing to the species endangered
status. Specifically, NMFS cited oil and gas exploration, development,
and production; and industrial activities that discharge or
accidentally spill pollutants. NMFS therefore agrees that coastal
development projects in Cook Inlet should be closely assessed with
respect to beluga whale conservation and recovery.
    For this project, NMFS looked at the intensity of habitat
destruction and modification and whether this, combined with all
aspects of the project,

[[Page 35138]]

would have more than a negligible impact on Cook Inlet beluga whales.
The thorough assessment of habitat loss and degradation from the MTRP
can be found in Chapter 4 of the 2008 EA, which has been incorporated
by reference into the 2009 SEA; habitat impacts were also addressed in
the Federal Register notification of proposed rulemaking for this
action. NMFS assessed not only the permanent loss of the proposed 135
acres of filled intertidal and sub-tidal habitat with respect to beluga
whale prey, but also hydrodynamic shifts from expanded port completion,
and habitat degradation from noise, dredging, and pollution.
    As NMFS' 2008 Conservation Plan for the Cook Inlet Beluga Whale
(Delphinapterus leucas) (herein after ``Conservation Plan'') states,
the primary concern relating to coastal development in Upper Cook Inlet
is that it may restrict passage of beluga whales along Knik Arm to
important feeding areas. The MTRP footprint is restricted to the
eastern side of Knik Arm, with the new dock extending approximately 400
m seaward of the current dock. Sound propagation beyond NMFS Level B
harassment thresholds (160dB for impact pile driving and 125 dB for
vibratory pile driving) is not expected to extend beyond 300 and 1,300
m, respectively, while that area of Knik Arm extends approximately 4.17
km across and should allow for beluga passage to the primary feeding
hotspots (15-17 miles north of the POA), as identified in the
Conservation Plan. NMFS considered all available studies investigating
behavioral and TTS data on beluga whales, including data from
monitoring reports under the POA/MARAD's current IHA, baseline
environmental conditions (e.g., ambient sound levels, exposure to
anthropogenic activities), and mitigation measures when analyzing the
impacts on Cook Inlet beluga whales. Based on captive and field
acoustic studies, it is possible that beluga whales may alter their
behavior in response to noise from the MTRP; however, to date, the
monitoring reports do not indicate short or long term change in
behavior or habitat use. Surveys conducted before port construction
began indicated that 79 percent of all beluga whales entering Knik Arm
utilized waters within the MTRP footprint (Markowitz et al. 2005).
These surveys are ongoing, and after 5 months of pile driving (July to
November), there is no indication of a change in habitat use or
restriction of beluga whale passage. Finally, over 90 percent of Knik
Arm remains undeveloped, and where development is prevalent, it is
relatively confined to the lower portion of Knik Arm, away from primary
beluga whale foraging hotspots.
    NMFS began working with the POA/MARAD before the MTRP began and is
requiring monitoring and mitigation measures beyond those previously
recommended during the USACE's scoping process for issuance of its 404
Permit. In addition, the POA/MARAD has undertaken and continues
dedicated fish and marine mammal monitoring studies and is developing
an acoustic plan to further investigate beluga whale vocalization
patterns in response to construction.
    Based on NMFS' analysis of all impacts from the MTRP, as described
in the Federal Register notices for this project, the 2008 EA, and the
2009 SEA, including analysis of the project design (e.g., limited to
one side of Knik Arm), numerous fish surveys, habitat classification
and hydrodynamic modeling studies, sediment analysis and beluga health
assessments (with respect to contaminants), noise surveys conducted at
and around the POA, and the incorporation of mitigation measures
contained in these regulations and the POA/MARAD's USACE 404 Permit,
NMFS has determined that the MTRP is not reasonably likely to adversely
affect Cook Inlet beluga whales through effects on annual rates of
recruitment or survival (i.e., negligible impact) and will not have an
unmitigable adverse impact on the availability of Cook Inlet beluga
whales for taking for subsistence uses should the current moratorium on
harvest be lifted. Further, NMFS' SEA and EA, which consider cumulative
impacts, resulted in a FONSI for this action.
    Although there is some uncertainty with respect to Cook Inlet
beluga population trends and causes, it does not prevent NMFS from
making decisions based on the best information available. The MMPA
directs NMFS to issue permits allowing incidental, but not intentional,
taking, provided certain findings can be made, and the best available
information indicates that the activity under consideration satisfies
those conditions.
    NMFS thoroughly assessed the best available information, including
monitoring reports collected under the IHA, and determined it
sufficient to make an informed judgment about the effects of the MTRP
on Cook Inlet belugas and the means to mitigate those effects.
Nevertheless, there are efforts to improve understanding of the factors
affecting recovery. Separating out what may very well be confounding
factors can be extremely difficult. In Cook Inlet, NMFS conducts annual
beluga whale aerial abundance surveys and investigates live stranding
events and carcasses. Analysis of carcasses, including gross anatomy
examinations; skin, tissue, blubber, blood, and organ sampling; and
analysis of loads of contaminants, disease, and parasitism, will aid in
determining the health of the environment beluga whales utilize and,
possibly, the underlying causes of strandings. These and other efforts
will continue to allow NMFS a better understanding of the factors
limiting Cook Inlet beluga whale recovery.
    Specific to the MTRP, the POA/MARAD have overseen extensive pre-
construction and present day research in the form of marine mammal
surveys and monitoring in order to assess both short term and long term
impacts to beluga whales, as described in the proposed rule (73 FR
18493, April 23, 2009). In addition, the POA/MARAD are preparing, with
recommendations from NMFS, an acoustic plan to determine a sighting
rate correction factor by comparing detection of vocal beluga whales
from passive acoustic monitoring (PAM) to the rate of visual
observations. In addition, this PAM study will continue to characterize
sound levels around the POA during and in the absence of all
construction activities. Further, independent acoustic studies have
been proposed by Alaska Pacific University and scientists from other
organizations to investigate beluga whale vocalizations in response to
anthropogenic noise (these studies are independent of the MTRP and are
not affiliated with the POA/MARAD). NMFS has determined that the
research being conducted by the POA/MARAD is appropriate to determine
levels of impacts specific to this project, and will continue to use
data from other research to assess beluga whale stressors.
    Finally, NMFS disagrees that the status quo is jeopardizing the
continued existence of the species. NMFS is mindful of the endangered
status of the whales and is committed to promoting their conservation
and recovery. In that regard, NMFS conducted its ESA consultation with
the POA/MARAD and concluded, based on the best available information,
that the MTRP is not likely to jeopardize the continued existence of
Cook Inlet beluga whales. The associated incidental take statement
contains reasonable and prudent measures to minimize the impact of the
incidental take from the MTRP as well as terms and conditions to
implement those measures.
    Comment 2: HSUS commented that it is not clear if marine mammal observers

[[Page 35139]]

(which are required under the POA's IHA) noticed subtle startle
responses which could be an indication of stress.
    Response: During all pile driving operations, the POA/MARAD are
required to have NMFS approved marine mammal observers on site to
inform construction workers of the presence of beluga whales around the
POA, implement shut down procedures should a marine mammal enter into
designated safety zones, and observe any responses, including subtle
ones, of beluga whales when entering the waters around the POA. In
addition, an independent marine mammal monitoring team is stationed
atop Cairn Point to characterize beluga whale abundance and habitat use
around the POA. This independent monitoring team currently consists of
Alaska Pacific University graduate students with expertise in marine
mammal science, including behavior. All marine mammal monitoring
reports, from both teams, have reported zero reactions from beluga
whales to POA expansion with the exception of three groups splitting
when they approached a barge. These reports also indicate that beluga
whales continue to use the waters around the POA for travel and
foraging similar to use before construction (monitoring has been
occurring since 2004). A summary of these reports can be found in the
proposed rule Federal Register notice and the SEA prepared for this action.
    Quantifying marine mammal stress response is not possible without
direct measurements such as those obtained from the collection of blood
or feces; however, presence of observable reactions could be one
indication that an animal is stressed. Further, NMFS acknowledged in
its proposed rule for the proposed action that a stress response which
is not associated with an observable reaction may occur. Monitoring
reports indicate that beluga whales are not observably reacting to
construction activities, including pile driving. While a stress
response may be occurring, it is unlikely the degree of stress is one
which is prohibiting recovery (i.e., the whales are not fleeing/
abandoning high quality habitat).
    NMFS has also considered the cumulative impact of multiple past,
present, and foreseeable actions in its NEPA documents and has
determined that any additional stress from these actions and the
proposed action are not likely to result in an impact which could be
considered significant due to mitigation measures (e.g., low tide
impact pile driving restriction, shut down zones) and the nature of
operations (e.g., the intermittent nature of pile driving, pile driving
occurs at one side of Knik Arm which allows for a zone of passage where
sound levels are below NMFS harassment threshold levels, etc).
    Comment 3: The CBD provided comments on the proposed rule which
were identical to those submitted during the 30-day comment period on
the proposed IHA in 2008. NMFS addressed these comments in the Notice
of Issuance for that IHA (73 FR 41318, July 18, 2008). In addition to
those responses, NMFS notes that marine mammal monitoring reports
collected under the IHA, as described in this document and the proposed
rulemaking Federal Register notice, suggest that beluga whales are not
behaviorally reacting to noise from pile driving nor are longer term
changes in habitat use or use frequency obvious. These direct
observations of beluga whale reactions to pile driving, and not
inference from reactions to icebreaker ships or seismic surveys,
support NMFS' determination that the impacts from the MTRP to this
species is negligible. NMFS will continue to review POA/MARAD
monitoring reports and new literature and reports on the recovery
status of Cook Inlet beluga whales in general.

Potential Effects of Specified Activities on Marine Mammals

    The potential effects of the specified activity were fully
described in NMFS' Notice of Proposed Rulemaking (74 FR 18493, April
23, 2009) and are summarized here. Noise generated from in-water pile
has the potential to result in harassment of the aforementioned species
if a marine mammal is present within specified distances during such
activities. The specified activities will result in two types of noise:
pulsed noise from impact pile driving and non-pulsed noise from
vibratory pile driving. Again, NMFS has determined that in-water
chipping associated with demolition of the dock will not result in
harassment because the chipping hammer works at significantly reduced
energy than a vibratory hammer (81 percent less) and the POA/MARAD will
continue to shut down if marine mammals enter the 200m safety zone
during in-water chipping.
    The available scientific literature suggest that introduction of
pile driving into the marine environment could result in short term
behavioral and/or physiological marine mammal impacts such as: altered
headings; increased swimming rates; changes in dive, surfacing,
respiration, feeding, and vocalization patterns; masking, and hormonal
stress production (Southall et al., 2007); however some field studies
also suggest marine mammals do not observably respond to construction
type sounds such as drilling (e.g., Richardson et al., 1990, 1991;
Moulton et al., 2005). Observation data on marine mammal responses to
pile driving, as required under the POA/MARAD's current IHA, for these
activities is summarized in the POA/MARAD's application and NMFS'
proposed rulemaking. The potential effects described in the proposed
rule are the same as those that would occur under this final rule. In
summary, beluga whales are not noticeably reacting to MTRP construction
activities and are not utilizing the habitat differently than when
compared to pre in-water pile driving activity. NMFS anticipates that
the total taking of marine mammals from the specified activities will
have a negligible impact on the affected species or stock of marine
mammals, and that the total taking will not have an unmitigable adverse
impact on the availability of species or stocks of marine mammals for
taking for subsistence uses.

Numbers of Marine Mammals Estimated to be Taken by Harassment

    The marine mammal species authorized to be taken by Level B
harassment incidental to the MTRP are Cook Inlet beluga whales, harbor
seals, harbor porpoises, and killer whales. The number of Cook Inlet
beluga whales authorized to be harassed each year, under annual LOAs,
may vary slightly according to NMFS' annual population estimates
(generated from yearly aerial surveys) but will remain within numbers
considered small relative to the population size. NMFS anticipates that
take numbers will remain around take authorized in the 2008 IHA; 34
whales per year. Take of harbor seals, harbor porpoise, and killer
whales are likely to remain constant at 20, 20, and 5 takes per year,
all of which are considered small relative to the population sizes for
each stock, as described in the proposed rule.

Potential Effects on Marine Mammal Habitat

    The potential effects of the specified activity on marine mammal
habitat were also fully described in NMFS' Notice of Proposed
Rulemaking (74 FR 18493, April 23, 2009) and are summarized here.
Impacts on marine mammal habitat are part of the consideration in
making a finding of negligible impact on the species and stocks of
marine mammals. Habitat includes, but is not limited to, rookeries,
mating grounds, feeding areas, and areas of similar significance. Upon
completion, the MTRP will create an additional 135 acres of useable
land by filling intertidal

[[Page 35140]]

and subtidal habitat, some of which has already been completed. The
area to be filled is considered rearing and nursery habitat for
numerous marine mammal prey species and NMFS considered the permanent
loss and degradation of this habitat in this regard when analyzing for
a negligible impact determination. Based on scientific fish and habitat
studies conducted around the POA, the design plan of the new port,
marine mammal monitoring reports (and NMFS scientists observations of
beluga whales feeding around the newly filled backlands area), and the
POA/MARAD's U.S. Army Corps of Engineer's 404/10 Permit habitat
mitigation, conservation, and restoration requirements, NMFS has
determined that marine mammal prey abundance will not be affected to a
level which would negatively impact marine mammal food resources.

Potential Effects of Specified Activities on Subsistence Needs

    The potential effects of the specified activity on subsistence
needs were also fully described in NMFS' Notice of Proposed Rulemaking
(74 FR 18493, April 23, 2009) and are summarized here. Currently, no
subsistence hunting of beluga whales is occurring. Traditionally, no
subsistence hunting took place within the action area and given the
urbanization of Anchorage and the presence of commercial and
recreational use of waters near the POA, it is unlikely hunting would
actually occur here in the future. Therefore, the MTRP will not have a
direct impact on actual hunting location should the hunt occur in the
future. In addition, no indirect impacts (i.e., availability of beluga
whales reduced due to the MTRP) are anticipated. NMFS, through its
project analysis, has determined that any harassment from the MTRP to
marine mammals, including Cook Inlet beluga whales, will be short-term
and limited to changes in behavior and stress responses. NMFS does not
anticipate that the authorized taking of affected species or stocks
will result in changes in reproduction, survival, or longevity rates
which could decrease population levels, impact habitat or prey
abundance to a level which could negatively impact population growth,
or result in changes in distribution, as indicated by the first year of
monitoring reports under the POA/MARAD's IHA. Therefore, NMFS has
determined that the issuance of these regulations will not have an
unmitigable adverse impact on the availability of marine mammal stocks
for subsistence uses.

Mitigation

    To minimize impacts on marine mammals present within the action
area, the POA/MARAD, in collaboration with NMFS, has prepared the
following mitigation measures, which are incorporated into these regulations.

Scheduling of Construction Activities During Low Use Period of Beluga
Whales Around the POA-Tidal Restrictions

    Tides have been shown to be an important physical characteristic in
determining beluga movement within Knik Arm. Most beluga whales are
expected to be foraging well north of the POA during the flood and high
tide. However, these northern areas are exposed during the ebb and low
tide; therefore, animals move south toward Eagle Bay and sometimes as
far south as the Knik Arm entrance to avoid being stranded on mudflats.
Based on the beluga whale monitoring studies conducted at the POA since
2005, beluga whale sightings often varied significantly with tide
height at and around the POA (Funk et al., 2005, Ramos et al., 2005,
Markowitz and McGuire, 2007). Beluga whales were most often sighted
during the period around low tide and, as the tide flooded, they
typically moved into the upper reaches of the Arm. Opportunistic
sighting data also support that highest beluga whale use near the POA
is around low tide (NMFS, unpubl. data).
    Due to this tidally influenced habitat use, impact pile driving,
excluding work when the entire pile is out of the water due to
shoreline elevation or tidal stage, shall not occur within two hours of
either side of each low tide (i.e., from two hours before low tide
until two hours after low tide). For example, if low tide is at 1 p.m.,
impact pile driving will not occur from 11 a.m. to 3 p.m. Vibratory
pile driving will be allowed to commence/continue during this time
because its characteristics (non-pulse sound type and lower source
level) are expected to elicit less overt behavioral reactions.

Establishment of Pile Driving Safety Zones and Shut-down Requirements

    NMFS acknowledges that shut-down of reduced energy vibratory pile
driving during the ``stabbing'' phase of sheet pile installation may
not be practicable due to concerns that the sheet pile may break free
and result in a safety and navigational hazard. Therefore, the
following shut-down requirements apply to all pile driving except
during the ``stabbing'' phase of the installation process.

Safety Zones

    In 2007 and 2008, the POA/MARAD conducted sound studies to obtain
reliable estimates of distances for 190 (pinniped Level A (injury)
threshold), 180 (cetacean Level A threshold), 160 (impact pile driving
Level B harassment threshold) 120 dB (in 2008) and 125 dB (in 2009)
(vibratory pile driving Level B harassment threshold) isopleths. There
was some discretion between these two studies; therefore, NMFS
extrapolated the more conservative isopleths from each study to
identify Level B harassment radii. Therefore, based on NMFS' analysis
of the acoustic data, the Level A and Level B harassment isopleth
distances are 10 m (190 dB); 20 m (180 dB); 350 m (160 dB); and 1,300 m
(125dB). Although the 190 and 180 dB isopleths are within 20 m for both
types of pile driving, NMFS has established a conservative 200 m
mandatory shut-down safety zone which would require the POA to shut-down
in-water pile driving or chipping any time a marine mammal enters this zone.

Shut-down for Large Groups

    To reduce the chance of the POA reaching or exceeding authorized
take and to minimize harassment to beluga whales, if a group of more
than five beluga whales is sighted within the relevant Level B
harassment isopleth, shut-down is required.

Shut-down for Calves

    Marine mammal calves could be more susceptible to loud
anthropogenic noise than juveniles or adults; therefore, the presence
of calves within any harassment isopleth will require shut-down. If a
calf is sighted approaching or within any harassment zone, pile driving
will cease and not be resumed until the calf is confirmed to be out of
the harassment zone and on a path away from such zone. If a calf or the
group with a calf is not re-sighted within 15 minutes, pile driving may resume.

Heavy Machinery Shut-downs

    For other in-water heavy machinery operations other than pile
driving, if a marine mammal comes within 50 m of operations, they will
cease and vessels will slow to a reduced speed while still maintaining
control of the vessel and safe working conditions. Such operations
include port operated dredges, water based dump-scows (barges capable
of discharging material through the bottom), standard barges, tug boats
to position and move barges, barge mounted hydraulic excavators or
clamshell equipment used to place or remove material.

[[Page 35141]]

In-water Pile Driving and Chipping Weather Delays

    Adequate visibility is essential to beluga whale monitoring and
determining take numbers. In-water pile driving will not occur when
weather conditions restrict clear, visible detection of all waters
within the Level B harassment zones or 200 m safety zone. Such
conditions that can impair sightibility and require in-water pile
driving delays include, but are not limited to, fog and a rough sea state.

Exceedence of Take

    If maximum authorized take is reached or exceeded for the year for
any marine mammal species, any marine mammal of that species entering
into the Level B harassment isopleths will trigger mandatory shut-down.

Use of Impact Pile Driving Hammers

    In-water piles will be driven with a vibratory hammer to the
maximum extent possible (i.e., until a desired depth is achieved or to
refusal) prior to using an impact hammer.

Soft Start to Pile Driving Activities

    A ``soft start'' technique will be used at the beginning of each
pile installation to allow any marine mammal that may be in the
immediate area to leave before pile driving reaches full energy. The
soft start requires contractors to initiate noise from vibratory
hammers for 15 seconds at reduced energy followed by 1-minute waiting
period. The procedure will be repeated two additional times. If an
impact hammer is used, contractors will be required to provide an
initial set of three strikes from the impact hammer at 40 percent
energy, followed by a one minute waiting period, then two subsequent 3
strike sets (NMFS, 2003). If any marine mammal is sighted within the
200 m safety zone prior to pile-driving, or during the soft start, the
hammer operator (or other authorized individual) will delay pile-
driving until the animal has moved outside the 200 m safety zone.
Furthermore, if any marine mammal is sighted within or approaching a
Level B harassment zone prior to beginning pile driving, operations
will be delayed until the animals move outside the zone in order to
minimize harassment. Pile-driving will resume only after a qualified
observer determines that the marine mammal has moved outside the 200m
safety or Level B harassment zone, or after 15 minutes have elapsed
since the last sighting of the marine mammal within the safety zone.

Demolition Mitigation

    Table 7-1 in the Demolition Plan outlines all mitigation measures
for each proposed option as described in the Specified Activities
section of this document. Should chipping in-water be the chosen method
for demolition (i.e., Option 1), the POA will abide by the safety shut
down zone (200 m) established for pile driving. Other mitigation
including poor weather delays, large group shut-downs, and calf shut-
downs will also be implemented for in-water chipping should animals
enter within 200 m of the operating chipping hammer. Marine mammal
observers will begin searching for animals 30 minutes prior to the
start of all in-water chipping operations.
    If Option 2 is chosen, no blasting will occur if a marine mammal is
located anywhere within any visible area around the POA. Blasting will
be delayed if weather does not allow for adequate sighting conditions.
Starting one-half hour prior to each out-of-water blasting event, MMOs
at the MTRP site will systematically scan the waters around the port as
far as the eye can see, by unaided eyed and high-powered binoculars,
for signs of marine mammals. If marine mammals are observed, blasting
will be suspended and will not resume until the animal has left the
view area or has not been re-sighted for 15 minutes.
    For in-water heavy-machinery operations, including dike
construction, in-water fill placement, crushing, shearing, marine
vessel operation, and steel recovery, a safety zone of 50 m is
established. That is, if a marine mammal comes within 50 m of the
machinery, operations cease and vessels slow to a reduced speed while
still maintaining control of the vessel and safe working conditions to
avoid physical injury.

Notification of Commencement and Marine Mammal Sightings

    The POA/MARAD shall formally notify the NMFS Permits Division and
AKR prior to the seasonal commencement of pile driving and shall
provide monthly monitoring reports of all marine mammal sightings once
pile driving begins. The POA/MARAD shall continue the formalized
marine-mammal sighting and notification procedure for all POA users,
visitors, tenants, or contractors prior to and after construction
activities. The notification procedure shall clearly identify roles and
responsibilities for reporting all marine mammal sightings. The POA/
MARAD will forward documentation of all reported marine mammal
sightings to the NMFS.

Public Outreach

    The POA/MARAD shall maintain whale-notification signage in the
waterfront viewing areas near the Ship Creek public boat launch and
within the secured port entrance that is visible to all POA users. This
signage shall continue to provide information on the beluga whale
notification procedures for reporting beluga whale sightings to the NMFS.

Marine Mammal Monitoring

    The POA/MARAD will conduct marine mammal monitoring similar to that
conducted during the effective dates of their IHA, set to expire July
14, 2009, to assess short-term impacts and ensure long-term, non-
neglible impacts are not occurring from the MTRP. The monitoring plan
is described, in detail, in their application and in the proposed
rulemaking Federal Register notice. In summary, the POA/MARAD will
conduct the following monitoring under the regulations.

Visual Monitoring

    Monitoring for marine mammals will take place concurrent with all
pile driving activities and 30 minutes prior to pile driving
commencement. One to two trained observer(s) will be placed at the POA
at the best vantage point(s) practicable to monitor for marine mammals
and will implement shut-down/delay procedures when applicable by
calling for shut-down to the hammer operator. The observer(s) will have
no other construction related tasks while conducting monitoring. Each
observer will be properly trained in marine mammal species detection,
identification and distance estimation and will be equipped with
binoculars. At the time of each sighting, the pile hammer operator must
be immediately notified that there are beluga whales in the area, their
location and direction of travel, and if shut-down is necessary.
    Prior to the start of seasonal pile driving activities, the POA
will require construction supervisors and crews, the marine mammal
monitoring team, the acoustical monitoring team (described below), and
all MTRP managers to attend a briefing on responsibilities of each
party, defining chains of command, discussing communication procedures,
providing overview of monitoring purposes, and reviewing operational
procedures regarding beluga whales.
    In addition to the POA's trained marine mammal observers
responsible for monitoring the harassment zones and implementing
mitigation measures, an independent beluga whale

[[Page 35142]]

monitoring team, consisting of one to two land based observers, shall
report on (1) the frequency at which beluga whales are present in the
project footprint; (2) habitat use, behavior, and group composition
near the POA, and will correlate those data with construction
activities; and (3) observed reactions of beluga whales in terms of
behavior and movement during each sighting. It is likely that these
observers will monitor for beluga whales 8 hours per day/4 days per
week but scheduling may change. These observers will work in
collaboration with the POA to immediately communicate any presence of
beluga whales or other marine mammals in the area prior to or during
pile driving. The POA/MARAD will keep this monitoring team informed of
all schedules for that day and any changes throughout the day.

Acoustic Monitoring

    The POA/MARAD shall install hydrophones (or employ other effective
methodologies to the maximum extent possible) necessary to detect and
localize passing whales and to determine the proportion of beluga
whales missed from visual surveys. It will also further characterize
the acoustical environment around the POA during and in absence of pile
driving. This study will be coordinated with NMFS and the independent
beluga whale monitoring program to correlate construction and
operationally generated noise exposures with beluga whale presence,
absence, and any altered behavior observed during construction and operations.

Reporting

    The POA/MARAD are responsible for submitting monthly marine mammal
monitoring reports by the 10\th\ of the following month that include
all marine mammal sightings sheets from the previous month and as
summary of pile driving hours, by type, take numbers, and marine mammal
reactions, if any. The sighting sheets have been approved by NMFS and
require the following details, if able to be determined: group size,
group composition (i.e., adult, juvenile, calf); behavior, location at
time of first sighting and last sighting; time of day first sighted,
time last sighted; approach distance to pile driving hammer; and note
if shut-down/delay occurred and for how long. An annual report, as
required in 50 CFR 217.205, must be submitted to NMFS at the time of
application of renewal of annual LOAs. This report shall summarize all
monitoring and taking for that year. A final report must be submitted
to NMFS upon application for future authorization or, if no future
authorizations are requested, no later than 90 days post expiration of
these regulations. This report must summarize the findings made in all
previous reports and assess any short and/or long term impacts to
marine mammals at the POA.

ESA

    On October 22, 2008, NMFS published a final rule listing Cook Inlet
beluga whales as endangered under the ESA (73 FR 62919). The POA and
MARAD, in collaboration with the USACE, have prepared a Biological
Assessment and requested Section 7 consultation initiation, as required
under the ESA, to continue with the MTRP. Because NMFS' action of
issuance of regulations and subsequent LOAs authorizing harassment to
marine mammals is a separate federal action, on March 24, 2009, NMFS
requested consultation under Section 7 of the ESA. Consultation was
initiated on May 11, 2009. On July 13, 2009, NMFS issued a Biological
Opinion which concluded that, after review of the current status of the
Cook Inlet beluga whale, the environmental baseline for the action
area, the biological and physical impacts of the MTRP, and cumulative
effects, the MTRP is not likely to jeopardize the continued existence
of the Cook Inlet beluga whale.

NEPA

    NMFS has, through NOAA Administrative Order (NAO) 216-6,
established agency procedures for complying with NEPA and the
implementing regulations issued by the Council on Environmental
Quality. In 2008, NMFS prepared an EA on its issuance of incidental
take authorizations for the duration of the MTRP. In 2009, NMFS
prepared and solicited public comments on a draft SEA for its issuance
of such authorizations, including these regulations. NMFS finalized
this SEA on July 14, 2009 and has therefore complied with NEPA and its
implementing regulations.

Determinations

    Based on the information provided in the POA/MARAD application,
NMFS' EA and SEA, this document, the public comments submitted on the
application and proposed rule, and the POA/MARAD's comprehensive
monitoring reports of the activities through 2009, NMFS has determined
that the MTRP, specifically pile driving and dock demolition, will
result in no more than Level B harassment of small numbers of Cook
Inlet beluga whales, harbor seals, harbor porpoises, and killer whales.
NMFS has determined that the impacts associated with the MTRP will be
limited to short term and localized changes in behavior and possibly
TTS, masking, and stress hormone production. However, the manner and
number of taking will have no more than a negligible impact on the
affected species and stocks. No take by serious injury and/or death is
anticipated, and the potential for permanent hearing impairment is
unlikely. The level of harassment will be at the lowest practicable due
to incorporation of the mitigation measures mentioned previously in
this document. NMFS' regulations for this project prescribe the means
of effecting the least practicable adverse impact on marine mammals and
their habitat and set forth requirements pertaining to the monitoring
and reporting of that taking. Additionally, the taking of any marine
mammal, including Cook Inlet beluga whales, will not have an
unmitigable adverse impact on the availability of marine mammal stocks
for subsistence use due to the reasons described in this document and
the proposed rule.

Classification

    The Office of Management and Budget has determined that this final
rule is not significant for purposes of Executive Order 12866.
    Good cause exists to waive the 30-day delay in effectiveness for
this final rule pursuant to 5 U.S.C. 553. The MTRP is an ongoing
project under construction by the federal government through the USDOT
Maritime Administration, with both federal and state/local funding and
is currently operating under an IHA and USACE 404 permits. The MARAD
and POA have ongoing and extensive mitigation measures in place to
protect marine mammals (as required by the current permits) and no time
is necessary to develop or initiate the measures required under
regulations as final regulations do not constitute substantial changes
to the IHA requirements. The construction season in Anchorage is very
short and limited by frozen soils, ice in Knik Arm, and lack of
daylight in the winter months. A 30-day delay is a significant
percentage of the available window to complete in-water projects. The
POA and MARAD have indicated that a delay of 30 days would result in
immediate and direct costs at minimum of $65,000 per day and one time
sum of $285,000. In addition, delay costs will accumulate through the
rest of the program due to increasing construction costs for follow-on
work (e.g., installation of utilities,

[[Page 35143]]

installation of dock cap, and paving) that would be rescheduled due to
delay in completion of the basic waterfront structure, and, as one of
19 U.S. strategic ports, delay in continuing the 2009 construction at
the waterfront negatively impacts military deployment logistics
capabilities and costs to and from five Alaskan installations and
remote training grounds: Elmendorf AFB, Fort Richardson, Eielson AFB
and Ft. Greely. Therefore, delay in operations would also result in
direct impacts to military readiness activities. In summary, any delay
in the implementation of these regulations would result in both
economic loss and national security implication; therefore, these
measures will become effective upon signature of the final rule. NMFS
could not undertake this action sooner because the applicants did not
provide information regarding the MTRP until May 8, 2009; therefore,
NMFS was unable to initiate Section 7 consultation until May 11, 2009.
NMFS issued the Biological Opinion on July 13, 2009.
    At the proposed rule stage, the Chief Counsel for Regulation of the
Department of Commerce certified to the Chief Counsel for Advocacy of
the Small Business Administration that this rule, if adopted, would not
have a significant economic impact on a substantial number of small
entities since it would have no effect, directly or indirectly, on
small businesses. Because of this certification, a regulatory
flexibility analysis is not required, and none has been prepared.

List of Subjects in 50 CFR Part 217

    Exports, Fish, Imports, Indians, Labeling, Marine mammals,
Penalties, Reporting and recordkeeping requirements, Seafood, Transportation.

    Dated: July 14, 2009.
Samuel D. Rauch III,
Deputy Assistant Administrator for Regulatory Programs, National Marine
Fisheries Service.

• For reasons set forth in the preamble, NMFS amends 50 CFR chapter II by
adding part 217 to read as follows:

PART 217--REGULATIONS GOVERNING THE TAKE OF MARINE MAMMALS
INCIDENTAL TO SPECIFIED ACTIVITIES

Subparts A-T [Reserved]
Subpart U--Taking Of Marine Mammals Incidental To The Port of Anchorage
Marine Terminal Redevelopment Project
Sec.
217.200 Specified activities and specified geographical region.
217.201 Effective dates.
217.202 Permissible methods of taking.
217.203 Prohibitions.
217.204 Mitigation.
217.205 Requirements for monitoring and reporting.
217.206 Applications for Letters of Authorization.
217.207 Letters of Authorization.
217.208 Renewal of Letters of Authorization.
217.209 Modifications of Letters of Authorization.

    Authority: 16 U.S.C. 1361 et seq., unless otherwise noted.

Subparts A through T [Reserved]

Subpart U--Taking Of Marine Mammals Incidental To The Port of
Anchorage Marine Terminal Redevelopment Project

Sec.  217.200  Specified activities and specified geographical region.

    (a) Regulations in this subpart apply only to the incidental taking
of those marine mammals specified in Sec.  217.202(b) by the Port of
Anchorage and the U.S. Department of Transportation Maritime
Administration (MARAD), and those persons it authorizes to engage in
construction activities associated with the Port of Anchorage Marine
Terminal Redevelopment Project, specifically in-water pile driving, at
the Port of Anchorage, Alaska.
    (b) [Reserved]

Sec.  217.201  Effective dates.

    Regulations in this subpart are effective from July 15, 2009,
through July 14, 2014.

Sec.  217.202  Permissible methods of taking.

    (a) Under Letters of Authorization issued pursuant to Sec.  216.106
of this chapter and Sec.  217.207, the Port of Anchorage and MARAD, and
persons under their authority, may incidentally, but not intentionally,
take marine mammals by harassment, within the area described in Sec. 
217.200, provided the activity is in compliance with all terms,
conditions, and requirements of these regulations and the appropriate
Letter of Authorization.
    (b) The taking of marine mammals under a Letter of Authorization is
limited to the incidental take, by Level B harassment only, of the
following species under the activities identified in Sec.  217.200(a):
Cook Inlet beluga whales (Delphinapterus leucas), harbor seals (Phoca
vitulina), harbor porpoises (Phocoena phocoena), and killer whales
(Orcinus orca).
    (c) The taking by injury or death of the species listed in
paragraph (b) of this section or the taking by Level B harassment,
injury or death of any other marine mammal species is prohibited and
may result in the modification, suspension, or revocation of a Letter
of Authorization.

Sec.  217.203  Prohibitions.

    Notwithstanding takings contemplated in Sec.  217.202(b) and
authorized by a Letter of Authorization issued under Sec.  216.106 of
this chapter and Sec.  217.207, no person in connection with the
activities described in Sec.  217.200 may:
    (a) Take any marine mammal not specified in Sec.  217.202(b);
    (b) Take any marine mammal specified in Sec.  217.202(b) other than
by incidental, unintentional Level B harassment;
    (c) Take a marine mammal specified in Sec.  217.202(b) if such
taking results in more than a negligible impact on the species or
stocks of such marine mammal; or
    (d) Violate, or fail to comply with, the terms, conditions, and
requirements of this subpart or a Letter of Authorization issued under
Sec.  216.106 of this chapter and Sec.  217.207.

Sec.  217.204  Mitigation.

    (a) When conducting operations identified in Sec.  217.200(a), the
mitigation measures contained in the Letter of Authorization, issued
under Sec.  216.106 of this chapter and Sec.  217.207, must be
implemented. These mitigation measures are:
    (1) Through monitoring described under Sec.  217.205, the Holder of
a Letter of Authorization will ensure that no marine mammal is
subjected to a sound pressure levels of 190 or 180 dB re: 1 microPa or
greater for pinnipeds and cetaceans, respectively. If a marine mammal
is detected within or approaching a distance 200 m from in-water pile
driving or in-water chipping, operations shall be immediately delayed
or suspended until the marine mammal moves outside these designated
zones or the animal is not detected within 15 minutes of the last sighting.
    (2) If a marine mammal is detected within or approaching the Level
B harassment zone designated for impact pile driving (350 m) prior to
in-water impact pile driving, operations shall not commence until the
animal moves outside this zone or it is not detected within 15 minutes
of the last sighting.
    (3) If a marine mammal is detected within or approaching the Level
B harassment zone designated for vibratory pile driving (1,300 m) prior
to in-water vibratory pile driving, operations shall not commence until
the marine mammal moves outside this

[[Page 35144]]

zone or it is not detected within 15 minutes of the last sighting.
    (4) A ''soft start'' technique shall be used at the beginning of
each day's in-water pile driving activities or if pile driving has
ceased for more than one hour to allow any marine mammal that may be in
the immediate area to leave before piling driving reaches full energy.
For vibratory hammers, the soft start requires the holder of the Letter
of Authorization to initiate noise from the hammers for 15 seconds at
reduced energy followed by 1-minute waiting period and repeat the
procedure two additional times. If an impact hammer is used, the soft
start requires an initial set of three strikes from the impact hammer
at 40 percent energy, followed by a one minute waiting period, then two
subsequent 3 strike sets.
    (5) In-water pile driving or chipping shall not occur when
conditions restrict clear, visible detection of all waters within the
appropriate harassment zones or the 200 m safety zone. Such conditions
that can impair sightibility include, but are not limited to, fog and
rough sea state.
    (6) In-water piles will be driven with a vibratory hammer to the
maximum extent possible (i.e., until a desired depth is achieved or to
refusal) prior to using an impact hammer.
    (7) In-water impact pile driving shall not occur during the period
from two hours before low tide until two hours after low tide.
    (8) The following measures apply to all in-water pile driving,
except during the ``stabbing'' phase, and all in-water chipping
associated with demolition of the existing dock:
    (i) No in-water pile driving (impact or vibratory) or chipping
shall occur if any marine mammal is located within 200m of the hammer
in any direction. If any marine mammal is sighted within or approaching
this 200m safety zone, pile-driving or chipping must be suspended until
the animal has moved outside the 200m safety zone or the animal is not
resighted within 15 minutes.
    (ii) If a group of more than 5 beluga whales is sighted within the
Level B harassment isopleths, in-water pile driving shall be suspended.
If the group is not re-sighted within 15 minutes, pile driving may resume.
    (iii) If a beluga whale calf or group with a calf is sighted within
or approaching a harassment zone, in-water pile driving shall cease and
shall not be resumed until the calf or group is confirmed to be outside
of the harassment zone and moving along a trajectory away from such
zone. If the calf or group with a calf is not re-sighted within 15
minutes, pile driving may resume.
    (9) If maximum authorized take is reached or exceeded for a
particular species, any marine mammal of that species entering into the
harassment or safety isopleths will trigger mandatory in-water pile
driving shut down.
    (10) For Port of Anchorage operated in-water heavy machinery work
other than pile driving or chipping (i.e., dredging, dump scowles, tug
boats used to move barges, barge mounted hydraulic excavators, or
clamshell equipment used to place or remove material), if a marine
mammal comes within 50 m, those operations will cease and vessels will
reduce to the slowest speed practicable while still maintaining control
of the vessel and safe working conditions.
    (11) In the event the Port of Anchorage conducts out-of-water
blasting, detonation of charges will be delayed if a marine mammal is
detected anywhere within a visible distance from the detonation site.
    (12) Additional mitigation measures as contained in a Letter of
Authorization.
    (b) [Reserved]

Sec.  217.205  Requirements for monitoring and reporting.

    (a) The Holder of a Letter of Authorization issued pursuant to
Sec.  216.106 of this chapter and Sec.  217.207, for activities
described in Sec.  217.200(a) is required to cooperate with NMFS, and
any other Federal, state or local agency with authority to monitor the
impacts of the activity on marine mammals. Unless specified otherwise
in the Letter of Authorization, the Holder of the Letter of
Authorization must notify the Administrator, Alaska Region, NMFS, by
letter, e-mail, or telephone, at least 2 weeks prior to commencement of
seasonal activities and dock demolition possibly involving the taking
of marine mammals. If the activity identified in Sec.  217.200(a) is
thought to have resulted in the mortality or injury of any marine
mammals or in any take of marine mammals not identified in Sec. 
217.202(b), the Holder of the Letter of Authorization must notify the
Director, Office of Protected Resources, NMFS, or designee, by e-mail
or telephone (301-713-2289), within 24 hours of the discovery of the
injured or dead animal.
    (b) The Holder of a Letters of Authorization must designate
qualified, on-site marine mammal observers (MMOs), approved in advance
by NMFS, as specified in the Letter of Authorization, to:
    (1) Conduct visual marine mammal monitoring at the Port of
Anchorage beginning 30 minutes prior to and during all in-water pile
driving or chipping and out-of-water blasting.
    (2) Record the following information on NMFS-approved marine mammal
sighting sheets whenever a marine mammal is detected:
    (i) Date and time of initial sighting to end of sighting, tidal
stage, and weather conditions (including Beaufort Sea State);
    (ii) Species, number, group composition, initial and closest
distance to pile driving hammer, and behavior (e.g., activity, group
cohesiveness, direction and speed of travel, etc.) of animals
throughout duration of sighting;
    (iii) Any discrete behavioral reactions to in-water work;
    (iv) The number (by species) of marine mammals that have been taken;
    (v) Pile driving, chipping, or out of water blasting activities
occurring at the time of sighting and if and why shut down was or was
not implemented.
    (3) Employ a scientific marine mammal monitoring team separate from
the on-site MMOs to characterize beluga whale abundance, movements,
behavior, and habitat use around the Port of Anchorage and observe,
analyze, and document potential changes in behavior in response to in-
water construction work. This monitoring team is not required to be
present during all in-water pile driving operations but will continue
monitoring one-year post in-water construction. The on-site MMOs and
this marine mammal monitoring team shall remain in contact to alert
each other to marine mammal presence when both teams are working.
    (c) The Holder of a Letter of Authorization must conduct additional
monitoring as required under an annual Letter of Authorization.
    (d) The Holder of a Letter of Authorization shall submit a monthly
report to NMFS' Headquarters Permits, Education and Conservation
Division and the Alaska Region, Anchorage for all months in-water pile
driving or chipping takes place. This report must contain the
information listed in paragraph (b)(2) of this section.
    (e) An annual report must be submitted at the time of application
for renewal of a Letter of Authorization. This report will summarize
all in-water construction activities and marine mammal monitoring from
January 1- December 31, annually, and any discernable short or long
term impacts from the Marine Terminal Expansion Project.
    (f) A final report must be submitted to NMFS upon application for a
subsequent incidental take

[[Page 35145]]

authorization or, if no future authorization is requested, no later
than 90 days post expiration of these regulations. This report will:
    (1) Summarize the activities undertaken and the results reported in
all previous reports;
    (2) Assess the impacts to marine mammals from the port expansion
project; and
    (3) Assess the cumulative impacts on marine mammals.

Sec.  217.206  Applications for Letters of Authorization.

    (a) To incidentally take marine mammals pursuant to these
regulations, the U.S. citizen (as defined by Sec.  216.103 of this
chapter) conducting the activity identified in Sec.  217.200(a) (the
Port of Anchorage and MARAD) must apply for and obtain either an
initial Letter of Authorization in accordance with Sec.  217.207 or a
renewal under Sec.  217.208.
    (b) The application must be submitted to NMFS at least 60 days
before the expiration of the initial or current Letter of Authorization.
    (c) Applications for a Letter of Authorization and for renewals of
Letters of Authorization must include the following:
    (1) Name of the U.S. citizen requesting the authorization,
    (2) The date(s), duration, and the specified geographic region
where the activities specified in Sec.  217.200 will occur; and
    (3) The most current population estimate of Cook Inlet beluga
whales and the estimated percentage of marine mammal populations
potentially affected for the 12-month period of effectiveness of the
Letter of Authorization;
    (4) A summary of take levels, monitoring efforts and findings at
the Port of Anchorage to date.
    (d) The National Marine Fisheries Service will review an
application for a Letter of Authorization in accordance with this
section and, if adequate and complete, issue a Letter of Authorization.

Sec.  217.207  Letters of Authorization.

    (a) A Letter of Authorization, unless suspended or revoked, will be
valid for a period of time not to exceed the period of validity of this
subpart, but must be renewed annually subject to annual renewal
conditions in Sec.  217.208.
    (b) Each Letter of Authorization will set forth:
    (1) Permissible methods of incidental taking; and
    (2) Requirements for mitigation, monitoring and reporting,
including, but not limited to, means of effecting the least practicable
adverse impact on the species, its habitat, and on the availability of
the species for subsistence uses.
    (c) Issuance of a Letter of Authorization will be based on the
determination that the number of marine mammals taken during the period
the Letter of Authorization is valid will be small, that the total
taking of marine mammals by the activities specified in Sec. 
217.200(a) will have no more than a negligible impact on the species or
stock of affected marine mammal(s), and that the total taking will not
have an unmitigable adverse impact on the availability of species or
stocks of marine mammals for subsistence uses.
    (d) Notice of issuance or denial of an application for a Letter of
Authorization will be published in the Federal Register within 30 days
of a determination.

Sec.  217.208  Renewal of Letters of Authorization.

    (a) A Letter of Authorization issued under Sec.  216.106 of this
chapter and Sec.  217.207 for the activity identified in Sec. 
217.200(a) will be renewed annually upon:
    (1) Notification to NMFS that the activity described in the
application submitted under Sec.  217.206 will be undertaken and that
there will not be a substantial modification to the described work,
mitigation or monitoring undertaken during the upcoming 12 months;
    (2) Timely receipt of the monitoring reports required under Sec. 
217.205(d) and (e), and the Letter of Authorization issued under Sec. 
217.207, which has been reviewed and accepted by NMFS; and
    (3) A determination by NMFS that the mitigation, monitoring and
reporting measures required under Sec. Sec.  217.204 and 217.205 and
the Letter of Authorization issued under Sec.  216.106 of this chapter
and Sec.  217.207, were undertaken and will be undertaken during the
upcoming annual period of validity of a renewed Letter of Authorization; and
    (4) A determination by NMFS that the number of marine mammals taken
during the period of the Letter of Authorization will be small, that
the total taking of marine mammals by the activities specified in Sec. 
217.200(a) will have no more than a negligible impact on the species or
stock of affected marine mammal(s), and that the total taking will not
have an unmitigable adverse impact on the availability of species or
stocks of marine mammals for subsistence uses.
    (b) If a request for a renewal of a Letter of Authorization issued
under Sec.  216.106 of this chapter and this section indicates that a
substantial modification to the described work, mitigation or
monitoring undertaken during the upcoming season will occur, NMFS will
provide the public a period of 30 days for review and comment on the request.
    (c) Notice of issuance or denial of a renewal of a Letter of
Authorization will be published in the Federal Register within 30 days
of a determination.

Sec.  217.209  Modifications of Letters of Authorization.

    (a) Except as provided in paragraph (b) of this section, no
substantive modification (including withdrawal or suspension) to the
Letter of Authorization by NMFS, issued pursuant to Sec.  216.106 of
this chapter and Sec.  217.207 and subject to the provisions of this
subpart, shall be made until after notification and an opportunity for
public comment has been provided. For purposes of this paragraph, a
renewal of a Letter of Authorization under Sec.  217.208, without
modification (except for the period of validity), is not considered a
substantive modification.
    (b) If the Assistant Administrator determines that an emergency
exists that poses a significant risk to the well-being of the species
or stocks of marine mammals specified in Sec.  217.202(b), a Letter of
Authorization issued pursuant to Sec.  216.106 of this chapter and
Sec.  217.207 may be substantively modified without prior notification
and an opportunity for public comment. Notification will be published
in the Federal Register within 30 days subsequent to the action.

[FR Doc. E9-17185 Filed 7-15-09; 4:15 pm]
BILLING CODE 3510-22-S

 
 


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