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National Primary Drinking Water Regulations: Long Term 2 Enhanced Surface Water Treatment Rule

Note: EPA no longer updates this information, but it may be useful as a reference or resource.


 
[Federal Register: August 11, 2003 (Volume 68, Number 154)]
[Proposed Rules]               
[Page 47789-47795]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr11au03-42]                         
 
[[pp. 47789-47795]] National Primary Drinking Water Regulations: Long Term 2 Enhanced 
Surface Water Treatment Rule

[[Continued from page 47788]]

[[Page 47789]]

conducted to verify any repairs, and the membrane unit may be returned 
to service only if the direct integrity test is within the established 
control limit.
    (vi) Direct integrity testing must be conducted on each membrane 
unit at a frequency of not less than once each day that the membrane 
unit is in operation.
    (4) Indirect integrity monitoring. Systems must conduct continuous 
indirect integrity monitoring on each membrane unit according to the 
criteria in paragraphs (b)(4)(i) through (b)(4)(v) of this section. A 
system that implements continuous direct integrity testing of membrane 
units in accordance with the criteria in paragraphs (b)(3)(i) through 
(b)(3)(v) of this section is not subject to the requirements for 
continuous indirect integrity monitoring.
    (i) Unless the State approves an alternative parameter, continuous 
indirect integrity monitoring must include continuous filtrate 
turbidity monitoring.
    (ii) Continuous monitoring must be conducted at a frequency of no 
less than once every 15 minutes.
    (iii) Continuous monitoring must be separately conducted on each 
membrane unit.
    (iv) If indirect integrity monitoring includes turbidity and if the 
filtrate turbidity readings are above 0.15 NTU for a period greater 
than 15 minutes (i.e., two consecutive 15-minute readings above 0.15 
NTU), direct integrity testing must be performed on the associated 
membrane units as specified in paragraphs (b)(3)(i) through (b)(3)(v) 
of this section.
    (v) If indirect integrity monitoring includes a State-approved 
alternative parameter and if the alternative parameter exceeds a State-
approved control limit for a period greater than 15 minutes, direct 
integrity testing must be performed on the associated membrane units as 
specified in paragraphs (b)(3)(i) through (b)(3)(v) of this section.
    (c) Second stage filtration. Systems are eligible for an additional 
0.5 log Cryptosporidium removal credit if they have a separate second 
stage filtration process consisting of rapid sand, dual media, GAC, or 
other fine grain media in a separate stage following rapid sand or dual 
media filtration. To be eligible for this credit, the first stage of 
filtration must be preceded by a coagulation step and both filtration 
stages must treat 100% of the flow. A cap, such as GAC, on a single 
stage of filtration is not eligible for this credit.
    (d) Slow sand filtration. Systems may claim a 2.5 log 
Cryptosporidium removal credit for a slow sand filtration process that 
follows another separate filtration process if all the flow is treated 
by both processes and no disinfectant residual is present in the 
influent water to the slow sand filtration process.

Sec.  141.729  Inactivation toolbox components.

    (a) Calculation of CT values. (1) CT is the product of the 
disinfectant contact time (T, in minutes) and disinfectant 
concentration (C, in milligrams per liter). Systems must calculate CT 
at least once each day, with both C and T measured during peak hourly 
flow as specified in Sec. Sec.  141.74(a) and 141.74(b).
    (2) Systems with several disinfection segments (a segment is 
defined as a treatment unit process with a measurable disinfectant 
residual level and a liquid volume) in sequence along the treatment 
train, may calculate the CT for each disinfection segment and use the 
sum of the Cryptosporidium log inactivation values achieved through the 
plant.
    (b) CT values for chlorine dioxide. (1) Systems using chlorine 
dioxide must calculate CT in accordance with Sec.  141.729(a).
    (2) Unless the State approves alternative CT values for a system 
under paragraph (b)(3) of this section, systems must use the following 
table to determine Cryptosporidium log inactivation credit:

                                             CT Values for Cryptosporidium Inactivation by Chlorine Dioxide
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                   Water Temperature, [deg] C \1\
                Log credit                 -------------------------------------------------------------------------------------------------------------
                                              <=0.5        1          2          3          5          7          10         15         20         25
--------------------------------------------------------------------------------------------------------------------------------------------------------
0.5.......................................        319        305        279        256        214        180        138         89         58         38
1.0.......................................        637        610        558        511        429        360        277        179        116         75
1.5.......................................        956        915        838        767        643        539        415        268        174        113
2.0.......................................       1275       1220       1117       1023        858        719        553        357        232        150
2.5.......................................       1594       1525       1396       1278       1072        899        691        447        289        188
3.0.......................................       1912       1830       1675       1534       1286       1079        830        536        347       226
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ CT values between the indicated temperatures may be determined by interpolation.

    (3) Systems may conduct a site-specific inactivation study to 
determine the CT values necessary to meet a specified Cryptosporidium 
log inactivation level, using a State-approved protocol. The 
alternative CT values determined from the site-specific study and the 
method of calculation must be approved by the State.
    (c) CT values for ozone. (1) Systems using ozone must calculate CT 
in accordance with Sec.  141.729(a).
    (2) Unless the State approves alternative CT values for a system 
under paragraph (c)(3) of this section, systems must use the following 
table to determine Cryptosporidium log inactivation credit:

                                                   CT Values for Cryptosporidium Inactivation by Ozone
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                Water Temperature, [deg]C1 \1\
             Log credit              -------------------------------------------------------------------------------------------------------------------
                                        <=0.5        1          2           3           5           7          10          15          20          25
--------------------------------------------------------------------------------------------------------------------------------------------------------
0.5.................................         12         12         10         9.5         7.9         6.5         4.9         3.1         2.0        1.2
1.0.................................         24         23         21        19          16          13           9.9         6.2         3.9        2.5
1.5.................................         36         35         31        29          24          20          15           9.3         5.9        3.7
2.0.................................         48         46         42        38          32          26          20          12           7.8        4.9
2.5.................................         60         58         52        48          40          33          25          16           9.8        6.2

[[Page 47790]]

3.0.................................         72         69         63        57          47          39          30          19          12         7.4
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ CT values between the indicated temperatures may be determined by interpolation

    (3) Systems may conduct a site-specific inactivation study to 
determine the CT values necessary to meet a specified Cryptosporidium 
log inactivation level, using a State-approved protocol. The 
alternative CT values determined from the site-specific study and the 
method of calculation must be approved by the State.
    (d) Ultraviolet light. (1) Systems may claim credit for ultraviolet 
(UV) processes for inactivation of Cryptosporidium, Giardia lamblia, 
and viruses. The allowable inactivation credit for each pathogen must 
be based on the UV dose delivered by the system's UV reactors in 
relation to the UV dose table in paragraph (d)(2) of this section.
    (2) UV dose table. The log credits given in this UV dose table are 
for UV light at a wavelength of 254 nm as produced by a low pressure 
mercury vapor lamp. Systems may apply this table to UV reactors with 
other lamp types through reactor validation testing (i.e., performance 
demonstration) as described in paragraph (d)(3) of this section. The UV 
dose values in this table are applicable only to post-filter 
application of UV in systems that filter under subpart H of this part 
and to unfiltered systems meeting the filtration avoidance criteria in 
subparts H, P, and T of this part:

                UV Dose Table for Cryptosporidium, Giardia Lamblia, and Virus Inactivation Credit
----------------------------------------------------------------------------------------------------------------
                                                                Cryptosporidium  Giardia lamblia
                          Log credit                             UV Dose (mJ/cm   UV dose (mJ/cm   Virus UV dose
                                                                      \2\)             \2\)         (mJ/cm \2\)
----------------------------------------------------------------------------------------------------------------
0.5...........................................................              1.6              1.5              39
1.0...........................................................              2.5              2.1              58
1.5...........................................................              3.9              3.0              79
2.0...........................................................              5.8              5.2             100
2.5...........................................................              8.5              7.7             121
3.0...........................................................             12               11               143
3.5...........................................................             NA               NA               163
4.0...........................................................             NA               NA               186
----------------------------------------------------------------------------------------------------------------

    (3) Reactor validation testing. For a system to receive 
inactivation credit for a UV reactor, the reactor must undergo the 
validation testing in paragraphs (d)(3)(i) and (d)(3)(ii) of this 
section, unless the State approves an alternative approach. The 
validation testing must demonstrate the operating conditions under 
which the reactor can deliver the UV dose required in paragraph (d)(2) 
of this section.
    (i) Validation testing of UV reactors must determine a range of 
operating conditions that can be monitored by the system and under 
which the reactor delivers the required UV dose. At a minimum, these 
operating conditions must include flow rate, UV intensity as measured 
by a UV sensor, and UV lamp status. The validated operating conditions 
determined by this testing must account for the following: UV 
absorbance of the water; lamp fouling and aging; measurement 
uncertainty of on-line sensors; UV dose distributions arising from the 
velocity profiles through the reactor; failure of UV lamps or other 
critical system components; and inlet and outlet piping or channel 
configurations of the UV reactor.
    (ii) Validation testing must include the following: full scale 
testing of a reactor that conforms uniformly to the UV reactors used by 
the system; and inactivation of a test microorganism whose dose 
response characteristics have been quantified with a low pressure 
mercury vapor lamp.
    (4) Reactor monitoring. Systems must monitor their UV reactors to 
demonstrate that they are operating within the range of conditions that 
were validated by the testing described in paragraphs (d)(3)(i) and 
(d)(3)(ii) of this section to achieve the required UV dose in paragraph 
(d)(2) of this section. Systems must monitor for UV intensity as 
measured by a UV sensor, flow rate, and lamp outage and for any other 
parameters required by the State. Systems must verify the calibration 
of UV sensors and must recalibrate sensors in accordance with a 
protocol approved by the State.

Reporting and Recordkeeping Requirements


Sec.  141.730  Reporting requirements.

    (a) Systems must follow the requirements for reporting sampling 
schedules under Sec.  141.703 and for reporting source water monitoring 
results under Sec.  141.707 unless they notify the State that they will 
not conduct source water monitoring due to meeting the criteria of 
Sec.  141.701(f) or (g).
    (b) Systems using uncovered finished water storage facilities must 
notify the State of the use of each facility no later than [Date 24 
Months After Date of Publication of Final Rule in the Federal 
Register].
    (c) Filtered systems and unfiltered systems that are required to 
install filtration must report their Cryptosporidium bin 
classification, as determined under using the procedures in Sec.  
141.709, to the State by the applicable dates in paragraph (c)(1) or 
(2) of this section.
    (1) Systems that serve at least 10,000 people must report their 
initial bin classification no later than [Date 36 Months After Date of 
Publication of Final Rule in the Federal Register] and must report 
their bin classification determined using results from the second round 
of source water monitoring no later than [Date 138 Months After Date of 
Publication of Final Rule in the Federal Register].

[[Page 47791]]

    (2) Systems that serve fewer than 10,000 people must report their 
initial bin classification no later than [Date 66 Months After Date of 
Publication of Final Rule in the Federal Register] and must report 
their bin classification determined using results from the second round 
of source water monitoring no later than [Date 174 Months After Date of 
Publication of Final Rule in the Federal Register].
    (d) Unfiltered systems that meet all filtration avoidance criteria 
of Sec.  141.71 must report their mean Cryptosporidium concentration, 
as determined under Sec.  141.721, to the State by the applicable dates 
in paragraph (d)(1) or (2) of this section.
    (1) Systems that serve at least 10,000 people must report their 
initial mean Cryptosporidium concentration no later than [Date 36 
Months After Date of Publication of Final Rule in the Federal Register] 
and must report their mean Cryptosporidium concentration determined 
using results from the second round of source water monitoring no later 
than [Date 138 Months After Date of Publication of Final Rule in the 
Federal Register].
    (2) Systems that serve fewer than 10,000 people must report their 
initial mean Cryptosporidium concentration no later than [Date 66 
Months After Date of Publication of Final Rule in the Federal Register] 
and must report their mean Cryptosporidium concentration determined 
using results from the second round of source water monitoring no later 
than [Date 174 Months After Date of Publication of Final Rule in the 
Federal Register].
    (e) Systems must report to the State in accordance with the 
following table in this paragraph for any toolbox options used to 
comply with the Cryptosporidium treatment technique requirements under 
Sec.  141.720 or Sec.  141.721. The State may place additional 
reporting requirements it determines to be necessary to verify 
operation in accordance with required criteria for all toolbox options:

                                    Microbial Toolbox Reporting Requirements
----------------------------------------------------------------------------------------------------------------
                                                                On the following
                                       Systems must submit    schedule\1\ --systems        On the following
           Toolbox option                 the following       serving £=       schedule\1\--systems
                                           information            10,000 people        serving < 10,000 people
----------------------------------------------------------------------------------------------------------------
(1) Watershed control program (WCP)  (i) Notify State of     No later than [Date 48  No later than [Date 78
                                      intention to develop    Months After Date of    Months After Date of
                                      WCP.                    Publication of Final    Publication of Final Rule
                                                              Rule in the Federal     in the Federal Register].
                                                              Register].
                                     (ii) Submit initial     No later than [Date 60  No later than [Date 90
                                      WCP plan to State.      Months After Date of    Months After Date of
                                                              Publication of Final    Publication of Final Rule
                                                              Rule in the Federal     in the Federal Register].
                                                              Register].
                                     (iii) Annual report     By a date determined    By a date determined by the
                                      and State-approved      by the State, every     State, every 12 months,
                                      watershed survey        12 months, beginning    beginning on [Date 114
                                      report.                 on [Date 84 Months      Months After Date of
                                                              After Date of           Publication of Final Rule
                                                              Publication of Final    in the Federal Register].
                                                              Rule in the Federal
                                                              Register].
                                     (iv) Request for re-    Six months prior to     Six months prior to the end
                                      approval and report     the end of the          of the current approval
                                      on the previous         current approval        period or by a date
                                      approval period.        period or by a date     previously determined by
                                                              previously determined   the State.
                                                              by the State.
(2) Bank filtration................  (i) Initial             Initial demonstration   Initial demonstration no
                                      demonstration of the    no later than [Date     later than [Date 102
                                      following:              72 Months after Date    Months after Date of
                                      unconsolidated,         of Publication of       Publication of Final Rule
                                      predominantly sandy     Final Rule in the       in the Federal Register].
                                      aquifer and setback     Federal Register].
                                      distance of at least
                                      25 ft. (0.5 log
                                      credit) or 50 ft.
                                      (1.0 log credit).
                                     (ii) If monthly         Report within 30 days   Report within 30 days
                                      average of daily max    following the month     following the month in
                                      turbidity is greater    in which the            which the monitoring was
                                      than 1 NTU then         monitoring was          conducted, beginning on
                                      system must report      conducted, beginning    [Date 102 Months After
                                      result and submit an    on [Date 72 Months      Date of Publication of
                                      assessment of the       After Date of           Final Rule in the Federal
                                      cause.                  Publication of Final    Register].
                                                              Rule in the Federal
                                                              Register].
(3) Presedimentation...............  Monthly verification    Monthly reporting       Monthly reporting within 10
                                      of the following;       within 10 days          days following the month
                                      Continuous basin        following the month     in which the monitoring
                                      operation; treatment    in which the            was conducted, beginning
                                      of 100% of the flow;    monitoring was          on [Date 102 Months After
                                      continuous addition     conducted, beginning    Date of Publication of
                                      of a coagulant; and     on [Date 72 Months      Final Rule in the Federal
                                      at least 0.5 log        After Date of           Register].
                                      removal of influent     Publication of Final
                                      turbidity based on      Rule in the Federal
                                      the monthly mean of     Register].
                                      daily turbidity
                                      readings for 11 of
                                      the 12 previous
                                      months.
(4) Two-sage lime softening........  Monthly verification    Monthly reporting       Monthly reporting within 10
                                      of the following:       within 10 days          days following the month
                                      Continuous operation    following the month     in which the monitoring
                                      of a second             in which the            was conducted, beginning
                                      clarification step      monitoring was          on [Date 102 Months After
                                      between the primary     conducted, beginning    Date of Publication of
                                      clarifier and filter;   on [Date 72 Months      Final Rule in the Federal
                                      continuous presence     After Date of           Register].
                                      of a coagulant in       Publication of Final
                                      both primary and        Rule in the Federal
                                      secondary clarifiers;   Register].
                                      and both clarifiers
                                      treated 100% of the
                                      plant flow.

[[Page 47792]]

(5) Combined filter performance....  Monthly verification    Monthly reporting       Monthly reporting within 10
                                      of combined filter      within 10 days          days following the month
                                      effluent (CFE)          following the month     in which the monitoring
                                      turbidity levels less   in which the            was conducted, beginning
                                      than or equal to 0.15   monitoring was          on [Date 102 Months After
                                      NTU in at least 95      conducted, beginning    Date of Publication of
                                      percent of the 4 hour   on [Date 72 Months      Final Rule in the Federal
                                      CFE measurements        After Date of           Register].
                                      taken each month.       Publication of Final
                                                              Rule in the Federal
                                                              Register].
(6) Individual filter performance..  Monthly verification    Monthly reporting       Monthly reporting within 10
                                      of the following:       within 10 days          days following the month
                                      Individual filter       following the month     in which the monitoring
                                      effluent (IFE)          in which the            was conducted, beginning
                                      turbidity levels less   monitoring was          on [Date 102 Months After
                                      than or equal to 0.1    conducted, beginning    Date of Publication of
                                      NTU in at least 95      on [Date 72 Months      Final Rule in the Federal
                                      percent of all daily    After Date of           Register].
                                      maximum IFE             Publication of Final
                                      measurements taken      Rule in the Federal
                                      each month (excluding   Register].
                                      15 min period
                                      following start-up
                                      after backwash); and
                                      no individual filter
                                      greater than 0.3 NTU
                                      in two consecutive
                                      readings 15 minutes
                                      apart.
(7) Membrane filtration............  (i) Results of          No later than [Date 72  No later than [Date 102
                                      verification testing    Months After Date of    Months After Date of
                                      demonstrating the       Publication of Final    Publication of Final Rule
                                      following: Removal      Rule in the Federal     in the Federal Register].
                                      efficiency              Register].
                                      established through
                                      challenge testing
                                      that meets criteria
                                      in this subpart; and
                                      integrity testing and
                                      associated baseline.
                                     (ii) Monthly report     Within 10 days          Within 10 days following
                                      summarizing all         following the month     the month in which
                                      direct integrity        in which monitoring     monitoring was conducted,
                                      tests above the         was conducted,          beginning [Date 102 Months
                                      control limit and, if   beginning [Date 72      After Date of Publication
                                      applicable, any         Months After Date of    of Final Rule in the
                                      indirect integrity      Publication of Final    Federal Register].
                                      monitoring results      Rule in the Federal
                                      triggering direct       Register].
                                      integrity testing and
                                      the corrective action
                                      that was taken.
(8) Bag filters and cartridge        (i) Demonstration that  No later than [Date 72  No later than [Date 102
 filters.                             the following           Months After Date of    Months After Date of
                                      criteria are met:       Publication of Final    Publication of Final Rule
                                      process meets the       Rule in the Federal     in the Federal Register].
                                      definition of bag or    Register].
                                      cartridge filtration;
                                      removal efficiency
                                      established through
                                      challenge testing
                                      that meets criteria
                                      in this subpart; and
                                      challenge test shows
                                      at least 2 log
                                      removal for bag
                                      filters and 3 log
                                      removal for cartridge
                                      filters.
                                     (ii) Monthly            Within 10 days          Within 10 days following
                                      verification that       following the month     the month in which
                                      100% of flow was        in which monitoring     monitoring was conducted,
                                      filtered.               was conducted,          beginning [Date 102 Months
                                                              beginning [Date 72      After Date of Publication
                                                              Months After Date of    of Final Rule in the
                                                              Publication of Final    Federal Register].
                                                              Rule in the Federal
                                                              Register].
(9) Second stage filtration........  Monthly verification    Within 10 days          Within 10 days following
                                      that 100% of flow was   following the month     the month in which
                                      filtered through both   in which monitoring     monitoring was conducted,
                                      stages.                 was conducted,          beginning [Date 102 Months
                                                              beginning [Date 72      After Date of Publication
                                                              Months After Date of    of Final Rule in the
                                                              Publication of Final    Federal Register].
                                                              Rule in the Federal
                                                              Register].
(10) Slow and filtration...........  Monthly verification    Within 10 days          Within 10 days following
                                      that 100% of flow was   following the month     the month in which
                                      filtered.               in which monitoring     monitoring was conducted,
                                                              was conducted,          beginning [Date 102 Months
                                                              beginning [Date 72      After Date of Publication
                                                              Months After Date of    of Final Rule in the
                                                              Publication of Final    Federal Register].
                                                              Rule in the Federal
                                                              Register].
(11) Chlorine dioxide..............  Summary of CT values    Within 10 days          Within 10 days following
                                      for each day based on   following the month     the month in which
                                      Table in Sec.           in which monitoring     monitoring was conducted,
                                      141.729(b).             was conducted,          beginning [Date 102 Months
                                                              beginning [Date 72      After Date of Publication
                                                              Months After Date of    of Final Rule in the
                                                              Publication of Final    Federal Register].
                                                              Rule in the Federal
                                                              Register].

[[Page 47793]]

(12) Ozone.........................  Summary of CT values    Within 10 days          Within 10 days following
                                      for each day based on   following the month     the month in which
                                      Table in Sec.           in which monitoring     monitoring was conducted,
                                      141.729(c).             was conducted,          beginning [Date 102 Months
                                                              beginning [Date 72      After Date of Publication
                                                              Months After Date of    of Final Rule in the
                                                              Publication of Final    Federal Register].
                                                              Rule in the Federal
                                                              Register].
(13) UV............................  (i) Validation test     No later than [Date 72  No later than [Date 102
                                      results demonstrating   Months After Date of    Months After Date of
                                      operating conditions    Publication of Final    Publication of Final Rule
                                      that achieve required   Rule in the Federal     in the Federal Register].
                                      UV dose.                Register].
                                     (ii) Monthly report     Within 10 days          Within 10 days following
                                      summarizing the         following the month     the month in which
                                      percentage of water     in which monitoring     monitoring was conducted,
                                      entering the            was conducted,          beginning [Date 102 Months
                                      distribution system     beginning [Date 72      After Date of Publication
                                      that was not treated    Months After Date of    of Final Rule in the
                                      by UV reactors          Publication of Final    Federal Register].
                                      operating within        Rule in the Federal
                                      validated conditions    Register].
                                      for the required dose
                                      as specified in Sec.
                                       141.729(d).
(14) Demonstration of performance..  (i) Results from        No later than [Date 72  No later than [Date 102
                                      testing following a     Months After Date of    Months After Date of
                                      State approved          Publication of Final    Publication of Final Rule
                                      protocol.               Rule in the Federal     in the Federal Register].
                                                              Register].
                                     (ii) As required by     Within 10 days          Within 10 days following
                                      the State, monthly      following the month     the month in which
                                      verification of         in which monitoring     monitoring was conducted,
                                      operation within        was conducted,          beginning [Date 102 Months
                                      conditions of State     beginning [Date 72      After Date of Publication
                                      approval for            Months After Date of    of Final Rule in the
                                      demonstration of        Publication of Final    Federal Register].
                                      performance credit.     Rule in the Federal
                                                              Register].
----------------------------------------------------------------------------------------------------------------
\1\ States may allow up to an additional two years to the date when the first submittal must be completed for
  systems making capital improvements.

    (f) Systems must report to the State the information associated 
with disinfection profiling and benchmarking requirements of Sec. Sec.  
141.711 to 141.714 in accordance with the tables in this paragraph.

                    Table 1.--Disinfection Profiling Reporting Requirements for Large Systems
                                       [Serving £=10,000 people]
----------------------------------------------------------------------------------------------------------------
                                                                  Submit the following       On the following
             System type                 Benchmark component             items                   schedule
----------------------------------------------------------------------------------------------------------------
(1) Systems required to conduct        (i) Characterization of  Giardia lamblia and      No later than [Date 36
 Cyrptosporidium monitoring.            disinfection             virus inactivation       Months After Date of
                                        practices. See Sec.      profiles must be on      Publication of Final
                                        141.713.                 file for State review    Rule in the Federal
                                                                 during sanitary survey.  Register].
                                       (ii) State review of     Inactivation profile     Prior to significant
                                        proposed significant     and benchmark            modification of
                                        changes to               determinations.          disinfection practice.
                                        disinfection practice.
                                        See Sec.   141.714.
(2) Systems not required to conduct    (i) Applicability......  None...................  None.
 Cryptosporidium monitoring \a\.
                                       (ii) Characterization    None...................  None.
                                        of Disinfection
                                        Practices.
                                       (iii) State Review of    None...................  None.
                                        Proposed Changes to
                                        Disinfection Practices.
----------------------------------------------------------------------------------------------------------------
\a\Systems that provide at least 5.5 log of Cryptosporidium treatment, consistent with a Bin 4 treatment
  requirement, are not required to conduct Cryptosporidium monitoring.


                    Table 2.--Disinfection Profiling Reporting Requirements for Small Systems
                                            [Serving < 10,000 people]
----------------------------------------------------------------------------------------------------------------
                                                                  Submit the following       On the following
             System type                 Benchmark component             items                   schedule
----------------------------------------------------------------------------------------------------------------
(1) Systems required to conduct        (i) Characterization of  Giardia lamblia and      No later than [Date 66
 Cryptosporidium monitoring.            disinfection             virus disinfection       Months After Date of
                                        practices. See Sec.      profiles must be on      Publication of Final
                                        141.713.                 file for State review    Rule in the Federal
                                                                 during sanitary survey.  Register].

[[Page 47794]]

                                       (ii) State review of     Disinfection profiles    Prior to significant
                                        proposed significant     and benchmark            modification of
                                        changes to               determinations.          disinfection practice.
                                        disinfection
                                        practices. See Sec.
                                        141.714.
(2) Systems not required to conduct    (i) Determination of     Report on TTHM and HAA5  No later than [Date 42
 Cryptosporidium monitoring and that    requirement to           LRAA values from         Months After Date of
 exceed DBP triggers a,b,c.             profile. See Sec.        monitoring under         Publication of Final
                                        141.711(b).              subpart L.               Rule in the Federal
                                                                                          Register].
                                       (ii) Characterization    Giardia lambia and       No later than [Date 54
                                        of disinfection          virus disinfection       Months after Date of
                                        practices. See Sec.      profiles must be on      Publication of Final
                                        141.713.                 file for State review    Rule in the Federal
                                                                 during sanitary survey.  Register].
                                       (iii) State review of    Disinfection profiles    Prior to significant
                                        proposed significant     and benchmark            modification of
                                        changes to               determinations.          disinfection practice.
                                        disinfection
                                        practices. See Sec.
                                        141.714.
(3) Systems not required to conduct    (i) Determination of no  Report on TTHM and HAA5  No later than [Date 42
 Cryptosporidium monitoring and that    requirement to           LRAA values from         Months After Date of
 do not exceed DBP triggers \b,c\.      profile. See Sec.        monitoring under         Publication of Final
                                        141.711(b).              subpart L.               Rule in the Federal
                                                                                          Register].
                                       (ii) Characterization    None...................  None.
                                        of disinfection
                                        practices. See Sec.
                                        141.713.
                                       (iii) State review of    None...................  None.
                                        proposed significant
                                        changes to
                                        disinfection practice.
                                        See Sec.   141.714.
----------------------------------------------------------------------------------------------------------------
\a\ Systems that provide at least 5.5 log of Cryptosporidium treatment, consistent with a Bin 4 treatment
  requirement, are not required to conduct Cryptosporidium monitoring.
\b\ See Sec.   141.702(b) to determine if Cryptosporidium monitoring is required.
\c\ See Sec.   141.711(b) to determine if disinfection profiling is required based on TTHM or HAA5 LRAA.

Sec.  141.731  Recordkeeping requirements.

    (a) Systems must keep results from monitoring required under Sec.  
141.702 until 36 months after all source water monitoring required 
under this section has been completed.
    (b) Systems must keep a record of any notification to the State 
that they will not conduct source water monitoring due to meeting the 
criteria of Sec.  141.701(f) or (g).
    (c) Systems required to develop disinfection profiles under Sec.  
141.711 must keep disinfection profiles on file for State review during 
sanitary surveys.

PART 142--NATIONAL PRIMARY DRINKING WATER REGULATIONS 
IMPLEMENTATION

    5. The authority citation for part 142 continues to read as 
follows:

    Authority: 42 U.S.C. 300f, 300g-1, 300g-2, 300g-3, 300g-4, 300g-
5, 300g-6, 300j-4, 300j-9 and 300j-11.

    6. Section 142.14 is amended by adding paragraphs (a)(8) and (a)(9) 
to read as follows:

Sec.  142.14  Records kept by States.

* * * * *
    (a) * * *
    (8) [Reserved]
    (9) Any decisions made pursuant to the provisions of part 141, 
subpart W of this chapter.
    (i) Results of source water E. coli and Cryptosporidium monitoring.
    (ii) Initial bin classification for each system that currently 
provides filtration or that is unfiltered and required to install 
filtration, along with any change in bin classification due to 
watershed assessment during sanitary surveys or the second round of 
source water monitoring.
    (iii) A determination of whether each system that is unfiltered and 
meets all the filtration avoidance criteria of Sec.  141.71 of this 
chapter has a mean source water Cryptosporidium level above 0.01 
oocysts/L, along with any changes in this determination due to the 
second round of source water monitoring.
    (iv) The treatment or control measures that systems use to meet 
their Cryptosporidium treatment requirements under Sec.  141.720 or 
Sec.  141.721 of this section.
    (v) A list of systems required to cover or treat the effluent of an 
uncovered finished water reservoir.
    (vi) A list of systems for which the State has waived the 
requirement to cover or treat the effluent of uncovered finished water 
storage facilities and supporting documentation of the risk mitigation 
plan.
* * * * *
    7. Section 142.15 is amended by adding paragraph (c)(6) to read as 
follows:

Sec.  142.15  Reports by States.

    (c) * * *
    (6) Subpart W. (i) The initial bin classification for each system 
that currently provides filtration or that is unfiltered and required 
to install filtration, along with any change in bin classification due 
to watershed assessment during sanitary surveys or the second round of 
source water monitoring.
    (ii) A determination of whether each system that is unfiltered and 
meets all the filtration avoidance criteria of Sec.  141.71 of this 
chapter has a mean source water Cryptosporidium level above 0.01 
oocysts/L, along with any changes in this determination due to the 
second round of source water monitoring.
* * * * *
    8. Section 142.16 is amended by adding paragraphs (m) and (n) to 
read as follows:

Sec.  142.16  Special primacy conditions.

* * * * *
    (m) [Reserved]
    (n) Requirements for States to adopt 40 CFR part 141, subpart W. In 
addition to the general primacy requirements elsewhere in this part, 
including the requirements that State regulations be at least as 
stringent as federal requirements, an application for approval of a 
State program revision that adopts 40 CFR part 141, subpart W,

[[Page 47795]]

must contain a description of how the State will accomplish the 
following program requirements where allowed in State programs.
    (1) Assess significant changes in the watershed and source water as 
part of the sanitary survey process and determine appropriate follow-up 
action.
    (2) Approve watershed control programs for the 0.5 log watershed 
control program credit in the microbial toolbox.
    (3) Approval protocols for treatment credits under the 
Demonstration of Performance toolbox option and for alternative ozone 
and chlorine dioxide CT values.
    (4) Determine that a system with an uncovered finished water 
reservoir has a risk mitigation plan that is adequate for purposes of 
waiving the requirement to cover or treat the reservoir.

[FR Doc. 03-18295 Filed 8-8-03; 8:45 am]
BILLING CODE 6560-50-P 

 
 


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