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Great Lakes Binational Toxics Strategy

IMPLEMENTING THE BINATIONAL TOXICS STRATEGY
Implementation

Stakeholders Forum
November 16-17, 1998 - Chicago, Illinois

Octochlorostyrene Meeting Minutes


DRAFT ACTION PLAN FOR OCTACHLOROSTYRENE

(Note to PBT Workgroup members: Although comments have been received and incorporated, it must be emphasized that actions proposed in this plan have not been formally discussed with EPA and must therefore be considered only as reasonable candidates proposed by Battelle that need evaluation from an EPA Program perspective. Further structural and organizational changes will be made to the document after Workgroup consensus on a standard format is reached, hopefully at the January 12/13 meeting.)


INTRODUCTION

The Great Lakes National Program Office (GLNPO), Office of Research and Development (ORD), and members of the PBTI plenary group, with contract support from Battelle, are the primary contributors to the action plan for octachlorostyrene. Octachlorostyrene (OCS) has been identified as an environmental pollutant of industrial origin in diverse western nations, including the US, Canada, and Europe. It has been detected in water, sediment and fish tissues in the Great Lakes (Lake Michigan and the St. Clair River between Lakes Huron and Erie, in particular), in the Bayou d'Inde area south of Lake Charles (Louisiana), Norwegian fjords, coastal regions of the Netherlands, the North Sea, Rhine and Elbe rivers of Germany. OCS has been designated as a Level 1 substance in the Great Lakes Binational Strategy and targeted for virtual elimination there, and has Zero Discharge status in the Lake Superior Binational Program. OCS is also a Bioaccumulative Chemical of Concern (BCC) in the Great Lakes Water Quality Initiative.

Although sources of OCS are fairly-well identified, little is currently known about industry-specific emission rates (effluent, stack, and fugitive), affected ecological and human populations and their exposures. Due to the paucity of data, state and regional involvement in the development of the action plan has been minimal.

PROFILE SUMMARY

Octachlorostyrene (OCS) has no natural sources and is not produced commercially. OCS can be produced as a by-product in chlorine production, in chlorination reactions, and in metal production/finishing operations. High temperature incineration of chlorinated hydrocarbons (e.g., PVC, chlorinated solvents, PCBs) can also produce OCS.

The occurrence and toxicity of OCS may be inferred, in part, on the basis of its structural similarities to hexachlorobutadiene, hexachlorobenzene, and CDDs. Mammalian carcinogenic and toxicity testing results are limited at this time; acute and chronic mammalian toxicity have been assessed in only single 28-day, 90-day, and 12-month feeding trials in rats. Mutagenicity has been tested in only two Ames assays. Aquatic toxicity has been assessed with only one crustacean specie.

The bioaccumulation of OCS has been evaluated in the Great Lakes Water Quality Initiative; the bioaccumulation factor (BAF) for fish is 117,500,000 and the human health BAF is 2,481,000 for consumption of contaminated fish. These data provide the basis for designation of OCS as a bioaccumulation chemical of concern (BCC) and as a Binational Strategy Level 1 substance.

Persistence, Bioaccumulation, and Toxicity

OCS has not been scored using the Waste Management Prioritization Tool (WMPT) due to lack of critical data in both the Human Health Risk Potential and Ecological Risk Potential scores. Limited data are available for several of the subfactors, notably the Human Non-Cancer Effects, Aquatic Toxicity, and Bioaccumulation Potential, as summarized below and detailed in the attached appendix. The major WMPT subfactor data missing are the data on "Mass" of chemical present in the environment. While bioaccumulation and persistence are well-acknowledged, toxicity data are limited.

Status/Need: While bioaccumulation and persistence well-acknowledged, toxicity data is limited.

Sources, Pathways & Environmental Loadings

Overviews of sources and exposure pathways for OCS are given in Appendix A. Four major source categories include electrolytic chlorine processes, high temperature incineration of chlorinated hydrocarbons, metals processing, and chlorination processes. Emissions from these sources are distributed to air, water, sediment and biota so that human populations may be exposed via ingestion, inhalation and dermal contact.

Unfortunately, data gaps for OCS related to sources, pathways, and loadings are significant. The largest database of information on OCS is related to the sources of OCS, although these data tend to be episodic and/or limited to individual case-by-case analyses of effluent or stack emissions, or logically-deduced on the basis of proximity of a contaminated sediment or ecological population to a suspected source. Quantitative estimates of emissions factors, estimates of atmospheric deposition loadings, or other data to quantify known sources are lacking. The only reference to an industrial emission rate of OCS was the estimate of 75-80 kg of OCS/yr from a magnesium production plant in Norway.

One of the potentially important sources of OCS is the particular sector of the chlor-alkali industry (electrolytic production of chlorine gas and sodium hydroxide) which uses graphite electrodes. The US produced 12 million tons of chlorine and 13 million tons of sodium hydroxide in 1995 at 55 plants; world wide production of chlorine is about 40 million tons/year. OCS emissions from this source type may be significant.

Status/Need: Need number, size, and geographic distribution of all potential OCS sources; need emission factors by source type; need verification of OCS in vehicle exhaust; need environmental loadings by geographic or source-type area.

Sensitive Subpopulations and Geographic Areas

Human populations that reside in heavy industrial regions of the US, and which are near water bodies used for sport and commercial fishing, may be more highly exposed to OCS. Regions of the US that fit this profile include Tacoma, WA (aluminum smelters), Great Lakes industrial centers (Detroit, cleveland, Chicago, Gary, Buffalo), and the New York, Boston, and New Orleans harbor/estuary regions.

Pregnant women, breast-fed children of women who consume large quantities of contaminated fish, sport fishermen and subsistence fishermen (and their families) will also constitute sensitive and/or highly exposed populations

While not under EPA's jurisdiction for protection and legislation, those individuals which are employed in industries associated with OCS emissions may also be at significant risk for exposure. Since these workers may be more highly exposed than the general population, toxic symptoms and effects that are readily identified in these workers (together with assessments of frequency and dose) may help to establish those effects that can be expected and/or monitored in the above-named populations that have lower exposures.

Status/Need: Only limited data on OCS in breast milk of Canadian women. Need additional human body burden measurements to assess prevalence and exposure in diverse communities. Some joint work with OSHA may be beneficial.

Current Programs

Currently, the only EPA program dealing with OCS directly is the Region 5 Water Division, which deals with OCS as one of their BCCs under the Great Lakes Water Quality guidance. OCS has not been called out specifically in any regulations, and is not listed on the US EPA Register of Lists.

The New York State Department of Environmental Conservation, Division of Water, has recently prepared the draft "Combined Regulatory Impact and Draft Environmental Impact Statement" for protection of human health from consumption of OCS-contaminated water and fish (New York State Department of Environmental Conservation, 1997). The recommended ambient water quality value for drinking water protection is 0.2 µg/L; the recommended ambient water quality value based on human consumption of fish is 6 x 10-6 µg/L.

Ability to Make Risk-Based Decisions

The Environmental Protection Agency may elect to follow a course set by the state of New York, and make risk-based decisions on the basis of current, albeit limited, toxicological data, or may delay such action until further data are available. Since OCS water levels may be driven largely by atmospheric deposition, the setting of acceptable water quality levels may not provide effective control over many contributing sources. The extent to which stack and fugitive emissions of OCS affect water levels, and at what distance from the source, must be known before risk-based emission standards can be set.

Current US data are limited to measurements of OCS in ambient water (such as the Great Lakes, as opposed to drinking water), and OCS in sport fish from a limited number of fresh-water bodies. These data may not be sufficient for calculation of the risk reduction that will result from control strategies and/or regulation of sources. Additional information concerning the non-cancer effects (including the mode of action and dose-dependence) will be needed to establish clearly the nature of the risk for exposed humans.

RATIONALE FOR ACTION

The primary drivers for action related to OCS are:

DATA GAPS

The data gaps for OCS are quite large; defining actions to sufficiently address them would require a major commitment from the Agency. Therefore, it is important both to set priorities concerning which data gaps are most crucial, as well as to consider how integrated actions and programs directed at a suite of related PBT chemicals could affect releases of and exposure to OCS, and how these integrated actions could mitigate the need for information specific to OCS. Candidate high priority data gaps include:

Consideration should be given to an investigation of the extent to which all chlorinated aromatic compounds that result from incomplete combustion can and should be viewed similarly, both for emissions testing, monitoring and regulation. Compounds that may fall under the umbrella of hazardous chlorinated aromatics include CDDs, CDFs, tetra-, penta-, and hexachlorobenzene, tetra-, penta-, hexa-, hepta-, octachlorostyrene, PCBs, chlorinated naphthalenes, and their aliphatic chlorinated VOC/solvent precursors, such as hexachlorobutadiene, tetrachloroethane, tetrachloroethylene, etc. Chlorophenolics are not included here because of the reactivity introduced by the hydroxyl group.

Studies designed to fill data gaps in source emission factors should attempt to cover as many of these chlorinated aromatics as possible, so as to establish the correlations or relationships (or lack thereof) in concentrations among these species for specific combustion and/or industrial processes.

RECOMMENDED ACTIONS

Overarching Strategy for Action
To achieve virtual elimination of OCS discharges, four overarching strategies are suggested as the rationale for subsequent regulatory, non-regulatory, and stakeholder actions. These strategies are based on the current understanding of sources of OCS, and may need to be altered as a result of some important research/monitoring actions:

Risk/Use/Exposure Reduction Actions
Following are recommended non-regulatory risk/use/exposure reduction actions:

  1. Evaluate the LaMPs for each of the Great Lakes to determine target sectors for the reduction of OCS releases to the Great Lakes, and for synergy with methods/plans/actions for reducing other PBT chemicals.
  2. Identify contacts in the chlor-alkali industry and create a workgroup with industry representatives (e.g. Chlorine Institute, Region 5, etc.) to develop a strategy for voluntary measures to reduce creation of OCS.
  3. Identify contacts in the plastics industry and create a workgroup with industry representatives to develop a strategy for voluntary measures to reduce creation of OCS, including substitution of PVC in medical packaging that must be incinerated, conversion of non-essential PVC applications to non-chlorinated plastics, encouraging development of technology for plastics sorting in municipal waste incinerator streams, encouraging development of technology for salvage of PVC coating from recycled wire and cable, development of a plan for recycling PVC house siding.pan>
  4. Work aggressively at state, city and regional planning levels to encourage waste sorting and recycling- using pamphlets and press releases, moratoriums on opening of additional landfills (see example of MA), tax incentives, and/or added fees for unsorted waste.

Risk/Use/Exposure Reduction Actions
Following are recommended non-regulatory risk/use/exposure reduction actions:

  1. Coordinate with EPA's Industrial Combustion Coordinated Rule making committee on the possibility of including recommendations on the reduction of OCS to the air through combustion sources, on ways to implement the groups recommendations, and on the possibility of addressing OCS through actions targeted at other PBT chemicals.
  2. Implement TRI reporting of octachlorostyrene at sufficiently low levels to assure usability in risk assessments.
  3. Coordinate with Agency efforts to limit or ban various forms of incineration, especially PVC incineration. Drawing upon research actions listed below, communicate the types of incineration most likely to produce OCS to these Agency efforts.

Research or Monitoring Action

Coordination with other Federal Agencies
Contact DOE on results of DOE/Industry Joint Association for the Advancement of Supercritical Fluids Technologies (JAST) work in precision parts cleaning as alternative, non-chlorinated metals degreaser technology.

International Coordination
Need input from Brian Muehling and EPA/OIA.

ROLES AND RESPONSIBILITIES WITHIN THE AGENCY, ESPECIALLY AMONG THE EPA REGIONS, AND THE STATES

Considering the significant data gaps for OCS, the most important short-term action that should be taken is to coordinate efforts directed at other similar halogenated aromatics to understand the potential effect on OCS production and whenever possible to modify those efforts to effect the greatest reduction in OCS. GLNPO personnel will have the lead in implementing most actions directed towards coordinating with regulatory efforts directed at other chemicals in the action plan. On these efforts they will work with the ??? branch in OPPT. The ??? Branch in ??? of ORD will have responsibility for carrying out the research efforts directed at understanding the PBT characteristics of OCS and the correlation between OCS and other PBT chemicals. The ??? branch of OPPT will have responsibility for field monitoring and measurement actions. Coordination of states and EPA regions will consist of ???. Roles and responsibilities associated with individual recommended actions are detailed in the Action Plan Matrix presented below.

MEASURABLE (GPRA) GOALS

(These are presented as additional [illustrative] measurable goals that might be established in addition to GPRA goals as specified in the Strategic Plan and Annual Performance Plan.)

The following goals have been established for the action plan for OCS. These goals, consistent with the proposed actions, focus on the link between OCS and other PBT chemicals.

  1. Establish a quantitative correlation between creation of OCS and creation of several other PBT chemicals in selected process/media of the four market sectors currently considered to contain the primary sources of OCS.
  2. Based on the established correlation between OCS and other PBT chemicals, effect a 50% reduction in releases of OCS by 2006 in the four target market sectors.

Progress against these goals will be measured by reduction in reported TRI releases of related PBT chemicals.

COMMUNICATION STRATEGY INCLUDING RISK COMMUNICATION

This section will provide details on the communication strategy focused on actions directed at production and use of chlorine products.

ACTION PLAN MATRIX

Action Plan Matrix for Octachlorostyrene

GPRA
Goal
Action Agency Participants Contributions Milestone Output
Activity Resources Tool
Risk/Use/Exposure Reduction Actions (Voluntary and Pollution Prevention)
#2 Evaluate the LaMPs for each of the Great Lakes to determine target sectors GLNPO

(person responsible)

Coordinate with Minnesota Pollution Control Agency        
#2 Identify contacts in the chlor alkali industry and create a workgroup GLNPO

OPPT

Obtain commitments   TSCA 3/30/98  
Develop schedule     4/30/98 Draft schedule
#2 Identify contacts in plastics industry and create a workgroup GLNPO

OPPT

Obtain commitments   TSCA 3/30/98  
Develop schedule     4/30/98 Draft schedule
#2 Develop actions for waste sorting and recycling OPPT

ORD

Position statement     9/30/98  
Consumer's brochure     12/31/98  
Risk/Use/Exposure Reduction Actions (Regulatory)
#2 Coordinate with EPA's Industrial Combustion Coordinated Rule GLNPO

OPPT

    ICCR    
         
#2 Implement TRI reporting OPPT          
#2 Coordinate efforts on incineration GLNPO

OPPT

         
#2 Coordinate efforts GLNPO          
Research and Monitoring Actions
#1, #2 Identify archived samples and reanalyze for OCS ORD Identify samples     11/30/98 Interim report
Laboratory and statistical analysis     6/30/99 Final report
#1, #2 Support national fish survey ORD Identify samples     11/30/98 Interim report
Laboratory and statistical analysis     6/30/99 Final report
#1 Establish quantitative correlation between OCS and other chemicals ORD Literature review     12/30/98 Interim report
Field Study at 6 sites     3/30/99 Final report
#1 Conduct field sampling to assess emission rates ORD

OPPT

Identify partner     9/30/98  
Design study Contract support   11/30/98  
Conduct field sampling Contract support   2/28/99  
Write report Contract support   9/30/99 Final report
#2 Estimate rate of atmospheric deposition ORD

OW

OA

      6/30/00  
Stakeholder Involvement
#2 Coordinate with outreach for other PBT chemicals OPPT

GLNPO

ORD

OSW

OW

         
#2 Convene workgroup of stakeholder representatives from chlor alkali industry OPPT

GLNPO

      4/30/97  
#2 Convent workgroup of stakeholder representatives from semi-conductor industry OPPT

GLNPO

      4/30/97  
#2 Review and implement DOE/ JAST technologies OPPT

GLNPO

      4/30/97  
Coordination With Other Federal and International Agencies

 

BUDGET

Appendix A:
Additional Profile Information for Octachlorostyrene
Persistence, Bioaccumulation, and Toxicity

Toxicity: In the Human Toxicity Factor category, a chronic NOAEL (no observable adverse effect level) of 0.03 mg/kg/day has been suggested on the basis of a 12-month feeding study with male and female rats. The results of this study were supported in feeding studies covering 90-day and 30-day exposure periods. The chronic NOAEL represents data of "medium" quality for scoring; combined with its value of 0.03 mg/kg/day constitutes a fenceline scoring of "high (3)" for the Human Non-cancer Effects Subfactor. Primary adverse histological effects were found in the liver, kidneys, and thyroid (Chu et al., 1986; Chu et al., 1984; Chu et al., 1982; Tarkpea et al., 1985; Holme and Dybing, 1982). The severity of the histological changes with respect to impairment of function was not well quantified. The changes in the liver were considered "moderate to severe" in nature, and the changes to kidneys and thyroid were "mild to moderate". No treatment-related tumors were found in the 12-month feeding study, and OCS was not mutagenic when tested in the Ames TA98 or Ames TA100 bioassays (Tarkpea et al., 1985). However, OCS may act as a promoter, based on enhanced bacterial mutagenicity for reference mutagens when tested with OCS-activated rat liver enzymes (Holme and Dybing, 1983). These latter data suggest that the Non-Cancer Effect subfactor score, rather than the Cancer Effect score, will be used for the Human Toxicity Factor.

For the Aquatic Toxicity Subfactor, an aquatic toxicity LC50 value of 0.068 mg/L has been measured for the crustacean specie Nitocra spinipes (Tarkpea et al., 1985). This data element corresponds to a "low" rating for data quality; however, with an LC50 <1mg/L, the scoring fenceline value is ranked "high (3)" for the Aquatic Toxicity Subfactor. For comparison, the LC50 values for this organism for DDT and pentachlorophenol exposure are 0.030 and 0.270 mg/L, respectively.

Bioaccumulation: The measured baseline bioaccumulation factor of OCS for trophic level 4 fish (BAF) has been established as 117,500,000 L/kg for the Great Lakes Water Quality Initiative (GLWQI) (Office of Water, US EPA, March 1995). This value corresponds to a Bioaccumulation Potential Subfactor of "high (3)" for both the for both the Human Exposure Potential and the Ecological Exposure Potential Factors. This value is corrected for the free-dissolved OCS in the water and for the lipid content of the fish, and thus is normalized for all fish and all water conditions. For comparison, the baseline BAF values of p,p'-DDE and p,p'-DDT are 223,900,000 L/kg and 60,256,000 L/kg, respectively. Note also that the log Kow (log of the octanol-water partition coefficient) has also been established for OCS, and is 6.29, as has the Human Health Bioaccumulation Factor for consumption of trophic level 4 fish, that being 2,481,000 L/kg (Office of Water, US EPA, March 1995).

Persistence: OCS has not been scored for persistence using the WMPT procedures, and no literature citations on biodegradation and/or hydrolysis were identified. However, the fact that log BAF value for OCS exceeds the log Kow for OCS, suggests that persistence is very high, and will likely be assigned a "high (3)" ranking.

WMPT Scoring:

Human Toxicity Factors

Non-Cancer Effects: NOAEL of 0.03 mg/kg/day in rats
scoring: high (3) data quality: medium
Cancer Effects: no relevant data
no treatment-related tumors
not mutagenic in Ames assay
shows some "promoter" characteristics

Human Exposure Potential

Bioaccumulation Potential: BAF=117,500,000 L/kg; log BAF=8.07;
log Kow=6.29
scoring: high (3) data quality: high
Persistence: log BAF> log BCF> log Kow; non-standard subfactor data
scoring: high (3) data quality: low
Mass: no available data
scoring: not available

Ecological Toxicity Factor

Aquatic Toxicity: LC50 of 0.068 mg/L in crustacean Nitocra
scoring: high (3) data quality: low

Ecological Exposure Potential

Bioaccumulation Potential: BAF=117,500,000 L/kg; log BAF=8.07; log Kow=6.29
scoring: high (3) data quality: high
Persistence: log BAF> log BCF> log Kow; non-standard subfactor data
scoring: high (3) data quality: low
Mass: no available data
scoring: not available

Sources, Pathways, and Environmental Loadings

Sources of OCS include (relative contributions not known):

  • Electrolytic chlorine processes
  • chlor-alkali process using graphitic carbon electrodes
  • magnesium chloride production
  • High temperature incineration of chlorinated hydrocarbons
  • incineration of PVC, chlorinated solvents, PCBs
  • municipal and medical incinerators, co-fired cement kilns
  • auto fuel combustion with ethylene dichloride anti-knock agent (potential)
  • Metals processing
  • high-temperature metals degreasing with chlorinated solvents
  • dry-etch of semi-conductor metals with chlorine
  • smelting aluminum with graphitic carbon electrodes
  • degassing aluminum smelt with chlorine gas
  • secondary smelting of PVC coated wire and cable
  • tantalum, niobium, and magnesium production
  • Chlorination processes
  • pulp and paper mills operations
  • production of chlorinated solvents

Pathways in the Environment (relative importance of each unknown):

  • Emission Routes
  • stack and fugitive emissions to air
  • wastewater effluent
  • run-off of solvents/oils into water and soil
  • disposal of captured emissions (condensates, traps, flue gas, etc)
  • Dispersion Routes
  • airborne particulate matter transport
  • wet and dry atmospheric deposition
  • sediment resuspension and migration
  • food chain magnification
  • hazardous waste leaching and migration
  • Human Exposure Routes
  • dietary ingestion of contaminated fish/shellfish and water
  • inhalation of combustion emissions
  • dermal contact with contaminated sediments and soils

Loadings in the Environment - none indicated

 


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