UNITED STATES
ENVIRONMENTAL PROTECTION AGENCY
BEFORE THE ADMINISTRATOR
In the Matter of )
)
First Capital Insulation, Inc., ) Docket No. CAA-III-076
)
Respondent )
INITIAL DECISION
By: Carl C. Charneski
Administrative Law Judge
Issued: July 28, 1998
Washington, D.C.
Appearances
For Complainant:
Donna L. Mastro, Esq.
A.J. D'Angelo, Esq.
Assistant Regional Counsel
Region III
U.S. Environmental Protection Agency
Philadelphia, PA
For Respondent:
Harry F. Klodowski, Esq.
Pittsburgh, PA
I. Introduction
This civil penalty proceeding arises under Section 113(d) of the Clean Air Act.
42 U.S.C. § 7413(d) (the "Act"). The U.S. Environmental Protection Agency ("EPA") filed a
complaint against First Capital Insulation, Inc. ("First Capital"), alleging two violations of the Act.
EPA charges that in each instance First Capital failed to comply with the National Emissions
Standards for Hazardous Air Pollutants ("NESHAP") for asbestos. 40 C.F.R.
Part 61, Subpart M.
In Count I of the complaint, EPA alleges a violation of 40 C.F.R. 61.145(c)(3) for failing to
adequately wet regulated asbestos-containing material ("RACM") during its removal.(1) In Count II,
EPA alleges a violation of 40 C.F.R. 61.145(c)(6)(i) for failing to ensure that the removed RACM
was kept adequately wet until it was collected for disposal.(2) EPA seeks civil penalties totaling
$39,550 for these violations.(3) A hearing was held in this case on October 7-9, 1997, in Harrisburg,
Pennsylvania.
For the reasons that follow, First Capital is held to have violated Sections 61.145(c)(3) and
61.145(c)(6)(i) of the asbestos NESHAP. A civil penalty of $20,000 is assessed for these
violations.(4)
II. Facts
This case involves First Capital's removal of regulated asbestos-containing material from
Harrisburg Hospital, a facility located in Harrisburg, Pennsylvania.(5) First Capital is a Pennsylvania
corporation which engages in asbestos abatement.
First Capital was hired by Harrisburg Hospital to remove asbestos-containing pipe/fittings
and heat exchanger insulation in an area identified as "the boiler room by the morgue." This is an
area approximately 14 to 15 feet by 55 feet. Jt. Ex. 1, ¶ 21; Resp.
Ex. 1. The asbestos removal took place from February 19, 1996, until at least February 25, 1996.
Jt. Ex. 1, ¶¶ 7 & 11.
The amount of RACM stripped and removed by First Capital during this period exceeded
the threshold amounts set forth in 40 C.F.R. 61.145(a)(4). Jt. Ex. 1, ¶ 19. Accordingly, the asbestos
abatement work practices contained in Section 61.145 applied to the Harrisburg Hospital project. It
is these work practices which EPA claims were violated. As noted, both counts at issue involve
respondent's failure to adequately wet regulated asbestos-containing material during and after its
removal.
EPA Inspector John Daley conducted two inspections of respondent's Harrisburg Hospital
boiler room work site. The first inspection occurred on February 21, 1996. The second inspection
occurred on March 22, 1996. The purpose of these inspections was to determine whether First
Capital was complying with the work practice requirements of the asbestos NESHAP. Jt. Ex. 1, ¶
14
Inspector Daley collected samples of the suspected RACM during both inspections. These
EPA samples were analyzed by an independent laboratory, using the Polarized Light Microscopy
method. See n.5, below. This analysis showed that each of the samples contained more than one
percent asbestos. Jt. Ex. 1, ¶¶ 15 & 16; Compl. Ex. 9.
During EPA's February 21 and March 22 inspections, Inspector Daley did not observe the
actual removal by respondent of asbestos-containing material. Jt. Ex. 1, ¶ 23. Nonetheless, based
upon the inspector's observations of the boiler room conditions on those dates, and based upon the
suspected RACM sample results showing the presence of more than one percent asbestos, EPA
charges First Capital with violating 40 C.F.R. 61.145(c)(3) and 61.145(c)(6)(i).
III. Discussion
A. Liability
While the key events in this case occurred on February 21, 1996, EPA argues that the cited
NESHAP violations actually existed both before and after this date. In that regard, EPA asserts that
the two NESHAP violations observed by Inspector Daley on February 21, also existed on the
preceding two days, February 19 and 20. EPA further asserts that the failure to keep the removed
RACM adequately wet, i.e., the Section 61.145(c)(6)(i) violation, continued from February 21 until
March 22, 1996. Thus, the issue of respondent's liability in this matter is considered against the
time line advanced by EPA.
The Boiler Room Conditions on February 21
Inspector Daley first inspected respondent's Harrisburg Hospital asbestos abatement project
on February 21, 1996. This inspection occurred in the midst of a trouble-filled day for First Capital.
Mathew Wrightstone, respondent's on-site supervisor, recounted the events preceding the EPA
inspection. Vol. II, Tr. 9.
Wrightstone testified that there was no lighting in the boiler room when respondent's
abatement crew arrived on the morning of February 21. The hospital was promptly informed of this
condition. Lighting was restored to this area sometime around 7:30 a.m. to 8:00 a.m. that day.
Respondent's workers then suited-up in their protective clothing and entered the boiler room
containment area. After removing piping for approximately one to one and one-half hours,
respondent's crew again lost their lighting. A hospital maintenance employee proceeded to the
electrical breaker panel and restored the lights in the boiler room. Once again, the abatement crew
went back to work on the morning of February 21. Vol. II, Tr. 40.
A third blackout occurred in the boiler room at approximately 12:30 p.m. on
February 21. This time, Wrightstone ordered his crew out of the containment area. Wrightstone
testified that because the temperature of the pipes in the boiler room was as high as 260 degrees
Fahrenheit, he was concerned that his men would contact the exposed piping in the dark and suffer
severe burns. Vol. II, Tr. 42-44, 69, 76.
When Inspector Daley arrived on the scene at approximately 1:30 p.m. on
February 21, First Capital's abatement crew was outside the boiler room. There was still no lighting
in the containment area. Vol. I, Tr. 24.,Vol. II, Tr. 45. Despite this lack of lighting, however,
Inspector Daley put on protective clothing and proceeded to conduct an inspection with the aid of a
flashlight. Vol. I, Tr. 24, 26.
Insofar as his February 21 inspection is concerned, Inspector Daley described the asbestos-containing material in the boiler room as extending approximately three feet in from an entryway
known as the "three stage chamber," extending up to one of two tanks, up steps, and across a portion
of an upper level. See Resp. Ex. 1. This RACM consisted of both thermal block and pipe
insulation. Vol. I, Tr. 28. In addition, the inspector described the material as dry and friable. Vol.
I, Tr. 28-29, 46. Also, he observed no signs of moisture in the boiler room. Vol. I, Tr. 29, 45.
Inspector Daley's testimony concerning the conditions in the Harrisburg Hospital boiler
room on February 21, 1996, is found to be credible. The photographs taken by the inspector
support his description as to the extent of the loose asbestos-containing material on the boiler room
floor, as well as to the dry and friable condition of this material. See Compl. Exs. 6(a)-6(k). In that
regard, the photographs show substantial amounts of asbestos-containing thermal block and pipe
insulation in scattered piles within the containment area. They also show the boiler room to be
completely dry, with no sign of moisture on the RACM or on the plastic sheeting covering the boiler
room floor.
In challenging EPA's assertion that it violated the asbestos NESHAP, First Capital primarily
relies upon the testimony of Wrightstone, the abatement crew supervisor, as well as certain air
sampling data collected by respondent. This challenge, however, is not sufficient to overcome
EPA's showing that respondent violated Sections 61.145(c)(3) and 61.145(c)(6)(i).
First, Wrightstone testified that the abatement crew used wet abatement methods in
removing the RACM. Vol. II, Tr. 33, 36. He stated that the workers wet the asbestos-containing
material not only as it was removed, but also as it was placed into bags. For example, with regard to
the piping, Wrightstone testified that razor knives were used to slice the casing. According to
Wrightstone, a hose was then used to wet the inside of the material before it was taken down. Vol.
II, Tr. 36.
Wrightstone's testimony as to the wet asbestos abatement methods employed by respondent
on February 21 do not square with the boiler room conditions observed by Inspector Daley or the
photographs comprising Complainant's Exhibit 6. The inspector testified that the boiler room
containment area was completely dry when he conducted his February 21 inspection. This
inspection began at approximately 1:30 p.m. If First Capital had adequately wet the RACM during
its removal earlier in the day, as it alleges, there would have been some signs of wetness inside
containment. Instead, the inspector observed no signs of water, not even under the plastic sheeting
used to cover the floor. Vol. I, Tr. 29, 43, 98.
The fact that the air temperature in the boiler room exceeded 100 degrees does not explain
the absence of any evidence of wetness.(6) Given the fact that RACM was being removed
approximately one hour before the EPA inspection, it is found that if respondent had been
adequately wetting the RACM there would have some evidence of wetness despite the heat. This is
so even if, as respondent maintains, the thermal block insulation did not readily absorb water. Resp.
Br. at 12, citing Compl. Ex. 14.
Moreover, the photographs taken by Inspector Daley on February 21, i.e., Complainant's
Exhibits 6(a) through 6(k), show dry RACM spread throughout a large area of the boiler room.
Referring to the photograph identified as Exhibit 6(c), the inspector testified that if the asbestos
fibers had been wet, they would have given the appearance of "wet hair," instead of just "sticking
out" as they did in the picture. Vol. I, Tr. 39. The photographs comprising Exhibit 6 support the
inspector's testimony that there was no sign of moisture in the boiler room containment area on
February 21. Vol. I, Tr. 43, 45.
Second, Wrightstone testified that on February 21, the abatement crew began to remove
RACM from one of the two tanks in the boiler room just immediately prior to being withdrawn from
containment as a result of the day's third power failure. Wrightstone further testified that as the
crew began the removal of this insulation, it collapsed and fell to the floor. Wrightstone stated that
he ordered the abatement crew to wet this fallen material as they exited the darkened containment
area. Vol. II, Tr. 42-43. Thus, First Capital argues that it is this material which Inspector Daley
observed on February 21, and not material that was removed without having been adequately wet.
First Capital's explanation for the RACM observed by Inspector Daley is not supported by
the record evidence. Even assuming that asbestos-containing material fell from the tank at about the
time that the final power failure occurred, it still does not account for the extensive quantities of
RACM observed by the inspector throughout the boiler room. The photographs taken by Inspector
Daley, Complainant's Exhibit 6, show considerable amounts of asbestos-containing material, all of
which could not have been the result of the collapse of the tank insulation. Indeed, the inspector
stated that the boiler room looked as if an "explosion" had occurred. He stated, "[i]t was just all
over the place." Vol. I, Tr. 25.
In addition, Inspector Daley testified that he observed pipe insulation on the top of the block
lying on the floor. Vol. III, Tr. 89. This observation is inconsistent with respondent's explanation
that the RACM on the boiler room floor had fallen from one of the two tanks immediately prior to
the third power failure. It is, however, consistent with EPA's allegation that this dry regulated
asbestos-containing material was on the floor as a result of its removal by the respondent's
abatement crew. Accordingly, EPA's explanation for the RACM discovered by the inspector on
February 21, and not First Capital's, is accepted.
A third argument raised by First Capital involves the air sampling conducted by the
respondent in the boiler room on February 21. First Capital submits that this air sampling data
shows that the RACM was adequately wet during its removal.
In support of this argument, First Capital states that it routinely performs three types of air
analysis during an asbestos abatement project. They are "personal sampling" of the workers, "area
sampling" within the containment, and "outside sampling" of areas where asbestos removal is not
taking place. Respondent's supervisor, Wrightstone, was responsible for this daily sampling at the
Harrisburg Hospital site. Vol. II, Tr. 27-29.
The samples collected by Wrightstone were analyzed by Cumberland Analytical
Laboratories, Inc. Vol. II, Tr. 30. The sample results are contained in Respondent's
Exhibit 4. Richard Hoffman, an Industrial Hygienist, was called as a witness by First Capital to
interpret these results. Hoffman concluded that the air sampling results contained in Respondent's
Exhibit 4 show that the RACM was adequately wet when it was removed. He based his conclusion
on the fact that the air readings were well below the OSHA permissible exposure level "under
almost all circumstances."(7) If the RACM had been removed in a dry condition, Hoffman testified
that he would have expected "to see much higher numbers in the order of one fiber or more per cc."
Vol. II, Tr. 202.
First Capital's reliance upon the testimony of Hoffman is misplaced. First, the asbestos
NESHAP requires that the regulated asbestos-containing material be adequately wet during its
removal and further, that it be kept adequately wet until disposal. The focus of this case, therefore,
is whether the RACM was adequately wet. To the extent that respondent seeks to focus instead on
air monitoring and argues that clean air samples constitute compliance with Sections 61.145(c)(3)
and 61.145(c)(6)(i), respondent is wrong. See, e.g., Resp. Br. at 13.
Second, in any event, First Capital has failed to show that the air sampling was properly
conducted on February 21, and that it accurately reflected the conditions of the boiler room. As
pointed out by EPA, there was little or no asbestos removal for a considerable period of time on that
date. Compl. Br. at 26-29. Thus, there is no assurance that the air monitoring results contained in
Respondent's Exhibit 4 accurately reflected the working conditions inside containment. Moreover,
only sample No. 6 was taken inside the removal area on February 21, and in that case only for a
three and one-half hour period. There is also no indication as to what activities the sampled
employee engaged in while in containment. In short, Respondent's Exhibit 4 does not tend to prove
that the RACM was adequately wet on February 21.
In sum, EPA has established that on February 21, First Capital's asbestos removal activities
in the hospital boiler room constituted violations of Section 61.145(c)(3) and
Section 61.145(c)(6)(i). Respondent's arguments to the contrary are rejected.
The Boiler Room Conditions on February 19 and 20
EPA argues that the violative conditions that existed in the Harrisburg Hospital boiler room
on February 21, also existed on February 19 and 20. This time it is EPA that is wrong. EPA has
failed to prove this theory of the case, other than arguing that it is reasonable to assume that the
conditions were the same on all three days. For example, EPA states that "[s]ince [Inspector] Daley
did not observe any signs of moisture on February 21, he reasonably assumed that First Capital had
failed to use water to adequately wet asbestos since the job started on February 19." Compl. Br. at
17-18. EPA simply has made no showing as to how this assumption was reasonable, particularly in
light of Wrightstone's testimony that
February 19 was a set up day during which no asbestos was removed. Vol. II, Tr. 22, 35.
EPA's burden of proof for establishing a violation on February 19 and 20 is the same as it is
for establishing a violation on February 21. Because EPA has not satisfied this burden, it has failed
to prove that First Capital violated the asbestos NESHAP on February 19 and 20.
The Boiler Room Conditions on March 22
EPA argues that the Section 61.145(c)(6)(i) violation (i.e., failure to maintain RACM
adequately wet until collected for disposal) which occurred on February 21, 1996, continued until
March 22, 1996. On March 22, Inspector Daley conducted a follow-up inspection of the hospital
boiler room. At that time, the protective plastic sheeting had been taken down, the floor had been
cleaned, and First Capital no longer was on site. Vol. I, Tr. 55-56.
During the March 22 inspection, Inspector Daley discovered asbestos-containing material in
two areas.(8) One of the areas was the boiler room floor. The RACM on the floor was encapsulated.
Vol. I, Tr. 122. The inspector, however, did not consider this condition to be a continuing violation.
In his view, it was just a poor work practice. Vol. I, Tr. 158.
The other area of the boiler room where the RACM was discovered was under the
framework of one of the tanks. This material, however, was not encapsulated. Inspector Daley
described the non-encapsulated RACM as being approximately the size of a "golf ball," and that it
was "white, fluffy, almost a powdery dry asbestos." Vol. I, Tr. 55-57. The inspector also testified
that during the March 22 inspection Patricia Cumor, the owner of First Capital, told him that she too
had "found more material." Vol. I, Tr. 159. There was no testimony, however, on what exactly
Cumor found, including whether it was even non-encapsulated RACM.
EPA's case for the continuing violation is built upon very limited circumstantial evidence.
Complainant essentially argues that the RACM discovered on March 22 must have been
respondent's because it was discovered in an area where respondent had removed asbestos. Also, the
inspector was of the opinion that if other asbestos removal had occurred after the February 21
inspection, but before the March 22 reinspection, Harrisburg Hospital officials would have so
informed him. Vol. III, Tr. 91.
While this theory does have a certain appeal, in the final analysis, EPA's case simply lacks
the kind of detail necessary to hold First Capital responsible for a continuation of the Section
61.145(c)(6)(i) violation of February 21.
For example, Inspector Daley's admission that he did not know what happened in the boiler
room from the time that First Capital finished the abatement project, to the time that he conducted
his March 22 follow-up inspection, is compelling. This is particularly so given the circumstantial
nature of EPA's argument. Also compelling is the fact that the boiler room area was accessible for
anyone doing maintenance work on the pipes. Not only was this area accessible for maintenance
type work, but it was accessible for approximately a 30-day period. Anything could have happened
during this time frame.
Obviously, EPA's case would have been stronger had the reinspection been closer in time to
the initial inspection. Vol. I, Tr. 117, 125. The facts as presented here, however, raise considerable
doubt as to whether First Capital was the responsible party for the RACM discovered on March 22.
Certainly, First Capital could have been the responsible party. This possibility alone, however, is
not enough for complainant to satisfy its burden of proof.
In addition, after First Capital had completed its asbestos removal work in the boiler room, it
hired Cumberland Analytical Laboratories to do a close-out inspection. This inspection was
conducted on February 26, 1996, and First Capital was given a clean bill of health from
Cumberland. Vol. III, Tr. 52-72; Resp. Ex. 5. The results of this independent asbestos inspection
further support respondent's position on the continuing violation issue.
B. Civil Penalty Assessment
The factors that are to be taken into account in assessing a civil penalty under the
Clean Air Act are set forth in Section 113(e). 42 U.S.C. § 7413(e). Rule 27(b) of the Consolidated
Rules of Practice, 40 C.F.R. 22.27(b), requires that any civil penalty be assessed "in accordance
with any criteria set forth in the Act." See Predex Corporation, EAB Appeal No. 97-8 (May 8,
1998); Employers Ins. of Wausau, 6 E.A.D. 735, 758 (1997). Accordingly, the civil penalty
analysis must begin with these statutory civil penalty criteria.(9)
Based upon consideration of the penalty criteria contained in Section 113(e) of the Act, a
civil penalty of $20,000 is assessed against respondent. Of this amount, $10,000 is assessed for
each asbestos NESHAP violation. This penalty assessment is explained below.(10)
Several of the Section 113(e) criteria warrant only brief treatment. In that regard, the
duration of each asbestos NESHAP violation is held to have been one day, i.e., February 21. Also,
EPA concedes that First Capital did not gain any economic benefit as a result of its noncompliance.
EPA also acknowledges that respondent had no prior asbestos violations. Compl. Br. at 68. Insofar
as respondent's good faith effort to comply is concerned, the facts of this case show clearly that First
Capital did not comply with the two involved asbestos NESHAP work practices. The company did,
however, promptly address the violations when they were pointed out by EPA. As for the size of
respondent, EPA introduced into evidence a Dun and Bradstreet report indicating that the company
had between 50 to 100 employees, with annual sales of $4,000,000 and a net worth of $363,868.
Compl. Ex. 15.(11) There were no "other factors as justice may require" impacting upon the penalty
one way or the other.
The "seriousness of the violation" penalty criterion requires more detailed treatment. It
includes a consideration of the negligence of respondent, as well as the gravity of the violations at
issue.
Clearly, the two asbestos NESHAP violations occurred as a result of First Capital's
negligence. The facts of this case show that First Capital simply did not comply with the asbestos
NESHAP work practices of adequately wetting the RACM during its removal, and keeping it
adequately wet until its disposal. In that regard, both the testimony of the EPA inspector and the
photographs contained in Complainant's Exhibit 6 establish that the NESHAP violations were the
result of respondent's negligence. While the three power failures of February 21, and the high
temperature of the boiler room, serve to lower the degree of this negligence, the fact remains that
First Capital should have complied with the asbestos NESHAP, but didn't.
Regarding the gravity of the violation, Dr. Samuel Rotenberg testified on behalf of EPA.
Dr. Rotenberg holds a Ph.D. in Biochemistry and is employed by EPA as a toxicologist. Vol. I, Tr.
166-69. Dr. Rotenberg underscored the severe health consequences that may occur as a result of
exposure to airborne asbestos, explaining that such exposure could result in the development of
either asbestosis or cancer. Vol. I, Tr. 176.(12)
Dr. Rotenberg added that the severity of the effect on lung function is dependent upon the total
asbestos exposure. Vol. I, Tr. 179-80.
The fact that respondent set up a containment area in the boiler room, equipped its workers
with protective clothing, used air filters, and conducted air monitoring were considered in
determining the appropriate penalty. Nonetheless, given the grave health hazard presented by
exposure to dry asbestos, adoption of these measures cannot serve to significantly lessen the
seriousness of noncompliance with the involved asbestos NESHAP work practices. After all, the aim
of these work practices is to keep the removed regulated asbestos-containing material wet and thus
avoid its becoming airborne in the first place.
The final penalty criterion involves the economic impact of the penalty upon respondent's
business. In general, First capital argues that the penalty sought by EPA will have a severe, adverse
impact upon its ability to continue in business. This penalty criterion involves a discussion of
Confidential business information.
[CONFIDENTIAL BUSINESS INFORMATION DISCUSSION]
IV. Order
For the reasons mentioned above, First Capital, Insulation, Inc., is held to have violated 40
C.F.R. 61.145(c)(3) and 40 C.F.R. 61.145(c)(6)(i). A civil penalty totaling $20,000 is assessed
against respondent. Of this amount, $10,000 is being assessed for each violation.
Respondent shall pay the civil penalty within 60 days from the date of this order. Payment
may be made by mailing, or presenting, a cashier's or certified check made payable to the Treasurer
of the United States of America, U.S. Environmental Protection Agency, Mellon Bank, P.O. box
360515, Pittsburgh, Pennsylvania, 15251.(13)
Carl C. Charneski
Administrative Law judge
1. Section 61.145(c)(3) provides:
When RACM is stripped from a facility component while it remains
in place in the facility, adequately wet the RACM during stripping
operation.
2. Section 61.145(c) in part provides:
(6) For all RACM, including material that has been removed or
stripped:
(i) Adequately wet the material and ensure that it remains wet until
collected and contained or treated in preparation for disposal ....
3. Initially, EPA sought a civil penalty of $46,500 against co-respondents First Capital and
Harrisburg Hospital. Harrisburg Hospital owns the facility where the alleged violations took place.
Prior to the hearing, however, Harrisburg Hospital settled this matter with EPA and agreed to pay a
penalty of $6,950. Compl. Br. at 47-48. Accordingly, EPA has lowered the penalty sought against
First Capital by the amount paid by Harrisburg Hospital.
4. The civil penalty portion of this decision involves a discussion of confidential business
information ("CBI") relating to First Capital's operations. The public version of this decision has
been edited so as to delete this CBI discussion. The deletions have been appropriately noted. The
parties and the Regional Hearing Clerk, however, have been provided with complete versions of this
decision which include the confidential business information portions. 40 C.F.R. Part 2, Subpart B.
5. The term "Regulated asbestos-containing material" is defined in part as "Friable asbestos
material." The term "Friable asbestos material" is defined in part as "any material containing more
than 1 percent asbestos as determined using the method specified in appendix E, subpart E, 40 CFR
part 763, section 1, Polarized Light Microscopy, that, when dry, can be crumbled, pulverized, or
reduced to powder by hand pressure." 40 C.F.R. 61.141.
6. Inspector Daley estimated that the air temperature in the boiler room was approximately
100 degrees. The inspector made this estimate on the basis of his experience in the Merchant
Marine where he worked in boiler and engine rooms. Vol. I, Tr. 26, 106. Wrightstone testified that
his log notations indicated that the temperature was 260 degrees. Vol. II, Tr. 69. Of the two,
Inspector Daley's temperature estimate is credited. The 260 degree reading offered by Wrightstone
might have been the temperature reading of the pipes, but it is unrealistic to expect the air
temperature of the room to have been so high. Moreover, even though this room was commonly
referred to as the "boiler room," it was more precisely called the "mechanical room" because there
was no combustion process taking place there. Vol. I, Tr. 114.
7. The personal air sampling of the workers was conducted pursuant to the Occupational
Health and Safety Act of 1970. 29 U.S.C. §§ 651 et seq.
8. Samples were taken from both areas of the suspected RACM. Analysis of each of the
samples showed the presence of more than one percent asbestos. Compl. Ex. 10.
9. Section 113(e) in part provides:
... [T]he Administrator or the court, as appropriate, shall take into
consideration (in addition to such other factors as justice may
require) the size of the business, the economic impact of the penalty
on the business, the violator's full compliance history and good faith
efforts to comply, the duration of the violation ..., payment by the
violator of penalties previously assessed for the same violation, the
economic benefit of noncompliance, and the seriousness of the
violation.
42 U.S.C. § 7413(e). EPA's civil penalty guidelines, identified as Complainant's Exhibits 11 and
12, have been considered within this statutory framework. 40 C.F.R. 22.27(b).
10. Respondent contends that the Small Business Regulatory Enforcement Fairness Act of
1996, P.L. 104-121, also is relevant to the penalty assessment in this case. Resp. Br. at 27.
Inasmuch as Section 113(e) of the Clean Air Act sets forth the penalty criteria to be considered, this
contention is rejected.
11. The Confidential Business Information portion of this decision, infra, contains
information relating to the overall size of respondent.
12. "Asbestosis" is a nonmalignant, progressive pulmonary impairment caused by the
retention of inhaled asbestos in the lungs, resulting in the scarring of lung tissue. 38 Fed. Reg. 8820
(April 6, 1973)(preamble to asbestos NESHAP).
13. Unless this decision is appealed to the Environmental Appeals Board in accordance with
40 C.F.R. 22.30, or unless the Board elects to review this decision sua sponte, it will become a final
order of the Board.
![[logo] US EPA](http://www.epa.gov/epafiles/images/logo_epaseal.gif)