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ISCORS Sewage Sludge Report
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Joint NRC/EPA Sewage Sludge Radiological Survey:
Survey Design and Test Site Results: C. Survey Design

The objectives of this joint NRC/EPA sewage sludge/ash survey are to:

  1. obtain data on the levels of radioactive materials in sludge and ash at POTWs from across the country
  2. estimate the extent to which radioactive contamination comes from either NRC/State licensees or naturally-occurring radioactivity
  3. support potential rulemaking decisions by NRC or EPA, if necessitated by the survey results.

However, because of the design limitations, the survey alone may not be sufficient for rulemaking. These limitations include:

  1. it is a voluntary survey
  2. a small number of samples are collected at each POTW
  3. the samples are collected in a snapshot in time, and
  4. the survey is biased to POTWs associated with facilities with the greatest potential to discharge radionuclides and to POTWs in areas of higher concentrations of naturally-occurring radioactive material (NORM).

Therefore, the survey results will not be a statistically valid representation of radionuclide levels in sludges nationwide.

The survey consists of two components - a questionnaire and a program to sample and analyze sewage sludge and incinerator ash.

Development of the Questionnaire

NRC and EPA developed a questionnaire (Appendix A) to request information from POTWs, such as their sludge treatment processes and disposal practices. The questionnaire also requests the zip codes for their collection systems so NRC can identify the licensees associated with each POTW. NRC will request from each Agreement State a list of licensees for the zip codes associated with each POTW. In 1996, the questionnaire was sent to nine test sites to assess the questions and to obtain a better basis for estimating the actual cost (burden hours) to the POTWs.

POTWs That Were Selected to Receive the Questionnaire in sewage sludge and ash at POTWs across the United States (the 50 States, the District of Columbia, and Puerto Rico). To maximize its effectiveness, the survey will focus on the POTWs associated with licensees with the greatest potential to discharge radioactive material to the sanitary sewer and POTWs in areas known to have high levels of naturally-occurring isotopes such as radium, thorium, and uranium. With these objectives in mind, the list of POTWs to be sent the questionnaire was developed as follows:

  1. Select POTWs associated with NRC and Agreement State licensees that have the greatest potential for discharge. NRC developed a list of licensees that have the greatest potential for discharge, and EPA established a list of POTWs associated with these licensees.
  2. Select POTWs in areas known to have higher concentrations of NORM in ground and surface water, or that are associated with facilities that may potentially discharge NORM into the sewage collection system.
  3. Include POTWs with incinerators because radioactive materials are expected to be at higher concentrations in ash than in sludge. There are about 180 POTWs with active incinerators. However, the number of POTWs with incinerators varies from State to State, and if all the incinerators are sampled, some States will include a disproportionately high number of samples. For these reasons, the survey plans to sample no more than a few POTWs with incinerators in each State.
  4. Ensure that the POTWs on the list developed in Steps 1 and 2 are from all geographic areas of the United States (Coastal Plain, Appalachians, etc.) to reflect the regional differences in NORM. If the list developed in Steps 1 and 2 has only a few POTWs in any of the geographic areas, add POTWs from the 479 POTWs which responded to the questionnaire in the first EPA national survey, which was conducted in the late 1980's. The list of POTWs from the 1980's survey was chosen because it includes POTWs for various flow rates, percent industrial flow, and use and disposal practices and is a group of nationally representative POTWs.
  5. Add POTWs requested by other ISCORS members and the States.
  6. Include a small group of POTWs with low potential for elevated radioactive materials for comparison purposes.

NRC and EPA will jointly send the questionnaire to about 600 POTWs. The Association of Metropolitan Sewerage Agencies and the Water Environment Federation will provide a letter to be included with the questionnaire and will send a guidance document prepared by the National Biosolids Partnership (1999) and regulatory alert to the POTWs preceding the mailing of the questionnaires to help introduce the POTWs to the voluntary survey effort and provide assistance in conducting radiation surveys of their treatment facilities and industrial contributors.

The POTWs will be requested to voluntarily complete and return the completed questionnaires to NRC. NRC will then develop the list of licensees associated with each POTW from the zip codes in their collection system and assign each POTW to a geographic area. This information will be entered into an electronic database so that NRC and EPA can select the POTWs to be sampled. NRC will send letters to the POTWs that returned the questionnaire with lists of licensees in their service area. NRC will also develop a sample return tracking system to follow up on non-respondents.

Selection of POTWs for Sampling and Analysis

From the responses to the questionnaire, about 300 POTWs will be chosen for sampling and analysis. Based on the responses to the questionnaires, the POTWs will be assigned to the categories listed below. A number of POTWs will be sampled from each category. The actual number of samples to be taken from each category will be determined based on the responses to the questionnaire. It is the goal of this survey to obtain a representative number of POTWs from each category during the course of the survey. It is recognized that some factors, such as seasonality, may need to be studied further.

  • Type of NRC/Agreement State licensees that could dispose into the sewage collection system

    1. Academic
    2. Medical
    3. Manufacturing and Distribution
    4. Research and Development
    5. Other licensees
    6. No licensees that discharge to the sewage collection system

  • Geographic area

    1. Coastal Plain
    2. Appalachians
    3. North Central
    4. Central
    5. Rockies and Basin and Range
    6. Colorado Plateau
    7. California
    8. Pacific Northwest, Alaska, Hawaii

Sample Collection and Analysis

The sampling will take place over a one-year period. In areas of high NORM, sampling may be adjusted during some seasons, because there may be seasonal effects to the concentrations of NORM at POTWs.

Each month, over a one-year period, NRC and EPA will jointly send the NRC contractor a list of the POTWs to be sent letters and sample collection materials. The NRC contractor will contact the POTW operators to review the sampling instructions and then mail the letters and sample collection packages to the POTWs. Since POTWs routinely take representative sludge and ash samples to monitor pollutants, the POTWs will use similar procedures to collect samples for this survey. The POTWs will return their samples to the NRC contractor who will assign a code to each POTW to ensure confidentiality.

It is assumed that each POTW will, on average, send two samples of processed sludges and/or ashes, so the total number of samples collected from all POTWs participating in the survey will be about 600. It is expected that each laboratory will analyze about 300 samples.

The physical sampling and analysis procedure that will be used in this survey is described in the Quality Assurance Project Plan for this project. All analyses will be performed using methods typically used for environmental monitoring samples. All the samples will receive gamma spectroscopy, gross alpha, and gross beta analyses. The gross alpha and beta analyses are considered screening analyses. To use resources most efficiently, additional isotope-specific analyses will only be performed on samples with the highest expected concentrations of the isotopes. Each month about ten percent of the samples (about 2 or 3 samples at each lab) will receive additional isotope-specific alpha or beta analysis; the action level for this additional analysis will be chosen based on the highest observed gross alpha and gross beta results from the survey samples analyzed that month.

Additional isotope-specific analysis will be conducted for the following radioactive materials:

  • beta emitters: strontium-89/90, carbon-14, hydrogen-3 (tritium)
  • alpha emitters: radium-226, thorium-227/228/230/232, uranium-234/235/238, plutonium-238/239

Radium, thorium and uranium are naturally-occurring radioactive materials. Uranium and plutonium are also found in the effluents from processes in nuclear facilities that are used to produce nuclear fuel for research or power reactors. Strontium is a medical isotope. Plutonium will be analyzed only for POTWs with fuel-cycle or weapons research and development facilities in the collection system. Carbon-14 is both naturally occurring and man-made and is discharged by radiopharmaceutical and research facilities. Tritium is discharged by academic, manufacturing, and weapons research and development facilities.

During the survey, the laboratories will send the analysis results to the ISCORS Sewage Subcommittee in individual monthly letter reports that discuss the samples analyzed that month and report any lab or field problems. The reviews of these monthly letter reports could lead to changes in the analysis procedures or in the selection of POTWs to be sampled.

An NRC contractor will enter the sample analysis results into an electronic data base and analyze the results. The ISCORS Sewage Subcommittee has formed a working group to perform dose modeling studies to help evaluate the potential risks associated with the radioactive materials measured in the survey. At the conclusion of the sample analyses, the laboratories will report their results to the subcommittee in a final report. The ISCORS Sewage Subcommittee will prepare a final report on the survey results.

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