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Sector Facility Indexing Project
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Frequently Asked Questions

What is the Sector Facility Indexing Project?
The Sector Facility Indexing Project (SFIP) is a computerized database that integrates and provides public access to facility-level environmental information in one location on the Internet. SFIP profiles facilities in five industry sectors as well as a subset of federal facilities.

On SFIP’s Internet site (http://www.epa.gov/oeca/sfi), you can look at recent environmental data about each facility, including information such as the number of inspections the facility has received, its record of compliance with federal regulations, its chemical releases and spills, and other related data. SFIP also includes background data on the location of each facility as well as information on the population of the surrounding area. Production capacity is provided for industry facilities but not for federal facilities, due to the diversity of their operations.

What are the goals of SFIP?
Goals of SFIP include the following:

  • to make environmental and regulatory compliance information more accessible to the public.
  • to expand the comprehensiveness and improve the accuracy of data for analyzing the environmental track records of individual facilities and sectors.
  • to provide industrial and government stakeholders with better analytical tools for permitting, reporting, compliance, benchmarking, self-policing, and pollution prevention purposes.
  • to help all stakeholders take a more holistic, multi-media approach to environmentally sound performance.

What types of facilities are included in SFIP?
SFIP includes information on facilities in five industry sectors. They are:

  • automobile assembly
  • pulp manufacturing
  • petroleum refining
  • iron and steel production
  • primary smelting and refining of aluminum, copper, lead, and zinc (nonferrous metals)

Since the initial launch in 1998, EPA has expanded the universe of facilities included in SFIP. In June 2001, data for a subset of federal facilities in the United States were added to SFIP. The federal facilities that are included in SFIP are classified as "major" potential sources of environmental impact(s) under at least 2 of the following 3 statutes: the Clean Air Act (CAA), the Clean Water Act (CWA), or the Resource Conservation and Recovery Act (RCRA).

What are the key elements of SFIP?
For each facility, SFIP provides information on its location, surrounding population, permits held under major environmental programs, the number of inspections received, its record of compliance with federal regulations, and any chemical releases, transfers, and spills. Production capacity is provided for sector facilities but not for federal facilities, due to the diversity of their operations. Original facility-specific reports are available in SFIP for viewing and downloading. However, these raw data are often so detailed and complex as to make it virtually impossible for a user to compare different facilities, chemicals, or geographic areas. So, in addition to gathering all this information into one location for the first time, SFIP structures and aggregates the data so a user can easily view, compare, and analyze information from different facilities.

What information sources does SFIP use?
SFIP includes compliance and enforcement information submitted to state and federal regulators, as well as chemical release information submitted under the federal Toxics Release Inventory (TRI). SFIP also links data submitted to state and federal agencies by facilities regulated under the Clean Air Act, the Clean Water Act, the Resource Conservation and Recovery Act, and the Emergency Planning and Community Right-to-Know Act. Finally, statistics about the population around facilities were taken from census reports, and information about production was gathered from outside sources.

To link all these data, SFIP has used an interactive, high-speed data retrieval and integration system developed by EPA, called the Integrated Data for Enforcement Analysis (IDEA) system.

Are Toxics Release Inventory (TRI) emissions from industrial facilities legal and permitted?
TRI only affects the reporting of releases and off-site transfers. Just because a chemical is reported under TRI does not make it illegal. A TRI chemical release may be legal and fully permitted. In fact, most of the chemicals reported under the TRI program are allowable under existing single-media permits (i.e., for air, water, or hazardous solid waste) or are unregulated.

Why do some facilities under SFIP have no TRI releases or transfers?
There are several possible reasons why no TRI data are reported, such as:

  • A facility may have been idle during the reporting period.
  • A facility may be small enough to be exempt from reporting.
  • A facility may have failed to file required reports.

What indicators of noncompliance are included in SFIP?
SFIP uses several indicators, including:

  • historical noncompliance, which indicates the frequency of problems over time.
  • significant noncompliance (SNC) under the CWA and RCRA, which indicates a current major noncompliance problem or a series of problems.
  • high priority violator (HPV) under the CAA, which indicates a serious or severe noncompliance problem or a series of problems.
  • the number of times that a facility has exceeded its Clean Water Act National Pollution Discharge Elimination System (NPDES) pollution limits.
  • On-site spills of chemicals subject to the Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA), also known as the Superfund Law. These spills are reported to the Emergency Response Notification System (ERNS).

How does SFIP indicate the severity and duration of noncompliance problems?
SFIP allows users to dig down into the underlying data, to find out more about a violation. For instance, SFIP provides underlying information about the duration of a problem, such as whether it extended into more than one quarter. By considering the type and duration of any noncompliance event in conjunction with other data, SFIP users can draw their own conclusions about the severity of the problem.

Does the use of "indexing" mean that individual facilities will be ranked?
The term “indexing” describes the process that SFIP uses to identify all facilities and data. The facilities have not been ranked in any way.

How accurate are the SFIP data?
Prior to release of this facility-level information on SFIP, EPA works to identify the correct universe of facilities to be included and ensures the accuracy and usefulness of the data. As part of this effort, all facilities have an opportunity to review the data. EPA and the states then review the responses and make changes to the data as appropriate.

Prior to SFIP’s launch, each industry facility received a copy of its compliance and enforcement data for review, to make sure that any problems were identified before the information was distributed through the SFIP. Similarly, the subset of federal facilities that were added to SFIP were also given the opportunity to review their data to identify any problems. These were individually addressed prior to the release of the data.

How does EPA ensure that SFIP data continue to be accurate when the data are updated?
The accuracy of the data depends upon reliable reporting by states, local agencies, and industry. Accuracy also depends upon correct recording of information by regulatory agencies at local, state, and federal levels. EPA, in conjunction with the affected stakeholders, continues to work at improving the quality and consistency of the underlying data. EPA has set up an SFIP Hotline (617-520-3015) for users to ask questions about the data and has also established a "comment page" on the SFIP website for users to submit their comments instantly.

Has this information ever been released before?
The information in SFIP has been available to the public directly through different data systems, publications, and in several places on the Internet. SFIP has gathered all this data into one location, improved the data quality, and made the data easier to work with and understand.

If I work for a facility included in SFIP and suspect that the data need to be corrected, what should I do?
A system has been established for making changes to the SFIP data. To report a possible inaccuracy, a facility representative should click on the "Report Error" button at the top of the facility's Detailed Facility Report. The facility representative can then submit a general comment by clicking on the "General Comment" button or a line-specific comment by clicking in the far righthand column of the line in question. The SFIP Hotline at 617-520-3015 is available should he or she have any questions.

How can the public and other non-government entities use SFIP?
SFIP enables users to research environmental compliance and chemical releases at individual facilities. SFIP is especially useful for comparing information about different facilities in a particular sector, evaluating and comparing chemicals used by a sector, measuring compliance and chemical release trends over time, identifying common compliance problems and developing solutions to them, and identifying issues that may warrant further research.

Will SFIP affect the way facilities in these sectors conduct business?
EPA is hopeful that SFIP will create an additional "compliance incentive" for industry and federal facilities. SFIP may lead to collaborative efforts between EPA and facilities to design compliance assistance programs. It also may assist states and facilities in taking a more holistic, multimedia perspective about their business, and may help them to identify pollution prevention opportunities. In addition, as companies and the federal government increasingly look to make exemplary environmental records known, SFIP will provide a platform for those that demonstrate a commitment to the environment, and may help to identify high-performing facilities that can be recognized publicly.

If I am interested in records for facilities in other sectors, where can I obtain information?
EPA is developing procedures for providing information on additional facilities in the future. Meanwhile, you can contact EPA or your state/local environmental agency to request specific facility information.

In what forms are the SFIP data available?
The SFIP is available online for use by the general public. The SFIP Internet address is as follows: 

http://www.epa.gov/oeca/sfi

Anyone who wishes to use SFIP online should read the introductory information carefully before proceeding.

For additional requests and/or questions, please call SFIP’s Hotline at 617-520-3015.


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