CONSOLIDATED CHECKLIST C2

	Identification and Listing of Hazardous Waste
	40 CFR Part 261 as of December 31, 2002

Note: This Consolidated Checklist corresponds to the 40 CFR Part 261, published on July 1, 2002, and as amended by the following final rules: 67 FR 48393; July 24, 2002 (Revision Checklist 200)

HH = conditionally optional provisions

	
FEDERAL REQUIREMENTS	
CHECKLIST
REFERENCE	
FEDERAL RCRA CITATION	
ANALOGOUS STATE CITATION	
STATE ANALOG IS:	
					
EQUIV-ALENT	
LESS
STRIN-
GENT	
MORE STRIN-GENT	
BROADER IN SCOPE	

SUBPART A - GENERAL	

PURPOSE AND SCOPE	

H	
identification of wastes regulated under 262-265, 268, 270, 271, 124 and subject to notification	
*,34	
261.1(a)	

	

H	
Subpart A's purpose	
*,23,34	
261.1(a)(1)	

	

H	
Subpart B's purpose	
*	
261.1(a)(2)	

	

H	
Subpart C's purpose	
*	
261.1(a)(3)	

	

H	
Subpart D's purpose	
*	
261.1(a)(4)	

	

	
solid waste definition applies only to waste also hazardous for purpose of implementing Subtitle C	
13	
261.1(b)(1)	

	

	
identification of only some of the materials that are solid hazardous wastes	
*,13	
261.1(b)(2)	

	

	
conditions under which a waste is still a solid/hazardous waste	
*,13	
261.1(b)(2)(i)&(ii)	

	

	
definitions	
13	
261.1(c)	

	

	
"spent material"	
13	
261.1(c)(1)	

	

	
"sludge"	
13	
261.1(c)(2)	

	

	
"by-product"	
13	
261.1(c)(3)	

	

	
"reclaimed"	
13	
261.1(c)(4)	

	

	
"used or reused"	
13	
261.1(c)(5)	

	

			
261.1(c)(5)(i)	

	

			
261.1(c)(5)(ii)	

	

	
"scrap metal"	
13	
261.1(c)(6)	

	

	
"recycled"	
13	
261.1(c)(7)	

	

	
"accumulated speculatively"	
13	
261.1(c)(8)	

	

H	
Aexcluded scrap metal@	
157	
261.1(c)(9)	

	

H	
Aprocessed scrap metal@	
157	
261.1(c)(10)	

	

H	
Ahome scrap metal@	
157	
261.1(c)(11)	

	

H	
Aprompt scrap metal@	
157	
261.1(c)(12)	

	

	
DEFINITION OF SOLID WASTE	

discarded/not excluded	
13	
261.2(a)(1)	

	

	
"discarded material" is:	
13	
261.2(a)(2)	

	

	
abandoned	
13	
261.2(a)(2)(i)	

	

	
recycled	
13	
261.2(a)(2)(ii)	

	

	
inherently wastelike	
13, 156	
261.2(a)(2)(iii)	

	

	
military munition identified as solid waste in ' 266.202	
156	
261.2(a)(2)(iv)	

	

	
"abandoned" means:	
13	
261.2(b)	

	

	
disposed of	
13	
261.2(b)(1)	

	

	
burned/incinerated	
13	
261.2(b)(2)	

	

	
accumulated, stored, or treated in lieu of disposal	
13	
261.2(b)(3)	

	

	
materials are solid wastes when recycled	
13,H157	
261.2(c)	

	

	
used in a manner constituting disposal	
13	
261.2(c)(1)	

	

			
261.2(c)(1)(i)	

	

			
261.2(c)(1)(i)(A)&
(B)	

	

			
261.2(c)(1)(ii)	

	

	
burning for energy recovery	
13	
261.2(c)(2)	

	

			
261.2(c)(2)(i)	

	

			
261.2(c)(2)(i)(A)&(B)	

	

			
261.2(c)(2)(ii)	

	

, 	
reclaimed	
13,H167D, 179, HH199	
261.2(c)(3)	

	

2	
accumulated speculatively	
13,H167D, 179	
261.2(c)(4)	

	

	
inherently wastelike	
13	
261.2(d)	

	

	
F020, F021, F022, F023, F026, & F028	
13	
261.2(d)(1)	

	

	
secondary materials fed to a halogen acid furnace that exhibit a characteristic or are a listed waste, except for brominated material that meets certain criteria	
85,96	
261.2(d)(2)	

	

	
material must contain a bromine concentration of at least 45%	
96	
261.2(d)(2)(i)	

	

	
material must contain less than a total of 1% of toxic organic compounds listed in Appendix VIII	
96	
261.2(d)(2)(ii)	

	

	
material is processed continually on-site in the halogen acid furnace via direct conveyance	
96	
261.2(d)(2)(iii)	

	

	
criteria Administrator will use to add to list	
13,85	
261.2(d)(3)	

	

			
261.2(d)(3)(i) (A)&(B)	

	

			
261.2(d)(3)(ii)	

	

	

	

H	
Materials That Are Not Solid Waste When Recycled	

2,	
criteria for showing materials are not solid wastes when recycled	
13	
261.2(e)(1)	

	

			
261.2(e)(1)(i)	

	

			
261.2(e)(1)(ii)	

	

		
13,H137, H167D, 179	
261.2(e)(1)(iii)	

	

	
materials that are solid wastes even when recycling involves use, reuse, or return to original process	
13	
261.2(e)(2)	

	

			
261.2(e)(2)(i)	

	

			
261.2(e)(2)(ii)	

	

			
261.2(e)(2)(iii)	

	

		
13,111	
261.2(e)(2)(iv)	

	

	

	
documentation of claims for not solid waste or conditionally exempt from regulation	
13	
261.2(f)	

	

	
DEFINITION OF HAZARDOUS WASTE	

solid waste is hazardous if:	
I A,H117 A	
261.3(a)	

	

	
not excluded by 261.4(b)	
I A,H117 A	
261.3(a)(1)	

	

	
criteria to be met	
I A,H117 A	
261.3(a)(2)	

	

	
exhibits characteristic of Subpart C; exception for specific waste mixtures	
I A, 65,H117 A, 117 B, 167E	
261.3(a)(2)(i)	

	

	
is listed in Subpart D	
I A,H117 A	
261.3(a)(2)(ii)	

	

	

remove and reserve	
I A,65,109,H117 A, H192A	
261.3(a)(2)(iii)	

	

	

mixture exemptions	
I A,H117 A, H192A	
261.3(a)(2)(iv)	

	

									

I A,H117 A	
261.3(a)(2)(iv)(A)	

	

									

261.3(a)(2)(iv)(B)	

	

		
I A,H117 A,H169	
261.3(a)(2)(iv)(C)	

	

		
I A,H117 A	
261.3(a)(2)(iv)(D)	

	

		
I A,H117 A, H140	
261.3(a)(2)(iv)(E)	

	

		
H140	
261.3(a)(2)(iv)(F)	

	

			
261.3(a)(2)(iv)(G)	

	

	
rebuttable presumption for used oil containing >1000 ppm total halogens; exceptions	
112	
261.3(a)(2)(v)	

	

			
261.3(a)(2)(v)(A)	

	

			
261.3(a)(2)(v)(B)	

	

	
specific events under which a solid waste becomes hazardous	
I A,H117 A	
261.3(b)	

	

	
Subpart D wastes, when first meet listing description	
I A,H117 A	
261.3(b)(1)	

	

	
mixture, when hazardous waste added	
I A,H117 A	
261.3(b)(2)	

	

	
when exhibits Subpart C characteristics	
I A,H117 A	
261.3(b)(3)	

	

	
unless and until waste meets paragraph (d) criteria:	
I A,H117 A	
261.3(c)	

	

	
remains a hazardous waste	
I A,H117 A	
261.3(c)(1)	

	

	
derived from a hazardous waste	
I A,H8,H13,H117 A, H192A	
261.3(c)(2)(i)	

	

	
exemptions:	
H8,H117 A	
261.3(c)(2)(ii)	

	

	
waste pickle liquor sludge	
H8,H117 A	
261.3(c)(2)(ii)(A)	

	

,	
wastes from burning material exempted at 261.6(a)(3)(iii) and (iv) 	
19,94,H117 A,
H135,H169	
261.3(c)(2)(ii)(B)	

	

	
certain nonwastewater residues resulting from high temperature metals recovery processing of K061, K062 or F006 waste; generic exclusion levels; testing requirements; burden of proof for persons claiming this exclusion in an enforcement action; two tables showing generic exclusion levels	
95,109, H117 A	
261.3(c)(2)(ii) (C)(1)	

	

12	
one-time notification and certification for K061, K062 or F006 HTMR residues, which meet generic exclusion levels and exhibit no characteristics, that are sent to Subtitle D units; update of notification and certification; annual EPA/State notification; deadline for submission to EPA/State; what the notification must include; certification signed by authorized representative and what it must state	
95,109, H117 A	
261.3(c)(2)(ii)(C)(2)	

	

H	
biological treatment sludge from the treatment of one of the wastes listed in 261.32--organic waste from the production of carbamates and carbamoyl oximes (EPA Hazardous Waste No. K156), and wastewaters from the production of carbamates and carbamoyl oximes (EPA Hazardous Waste No. K157)	
140	
261.3(c)(2)(ii)(D)	

	

H	
catalyst inert support media separated from wastes listed in 261.32 B spent hydrotreating catalyst and spent hydrorefining catalyst	
169	
261.3(c)(2)(ii)(E)	

	

	
solid waste not hazardous if it meets criteria:	
I A,H117 A	
261.3(d)	

	

	
wastes not exhibiting characteristics; 268 requirements for wastes not exhibiting a characteristic at point of generation	
I ,83,H117 A	
261.3(d)(1)	

	

	
excluded under 260.20 and 260.22	
I A,H117 A	
261.3(d)(2)	

	

	
reserved	
117 A	
261.3(e)	

	

	
debris that is excluded from regulation provided it meets specified criteria:	
109	
261.3(f)	

	

	
Part 268-defined hazardous debris treated using a specified 268.45, Table 1, extraction or destruction technology; burden of proof on claimant in an enforcement action	
109	
261.3(f)(1)	

	

	
Part 268-defined debris determined by Regional Administrator to no longer be contaminated with hazardous waste	
109	
261.3(f)(2)	

	

	
 listed hazardous waste  solely because it exhibits one or more characteristic, is not a hazardous waste, if characteristics are no longer exhibited 	
H192A	
261.3(g)(1)	

	

	
261.3(g)(1) exclusion also pertains to:	
H192A	
261.3(g)(2)	

	

	
wastes excluded	
H192A	
261.3(g)(2)(i)	

	

			
261.3(g)(2)(ii)						

wastes excluded are subject to 268, even if no longer exhibit  characteristic at point of land disposal	
H192A	
261.3(g)(3)	

	

	
any mixture of a solid waste excluded under 261.4(b)(7) & a hazardous waste listed in 261 subpart D solely because it exhibits a characteristic, is not a hazardous waste if it no longer exhibits a characteristic for which it was listed	
H194	
261.3(g)(4)	

	

	
hazardous waste containing radioactive waste is no longer a hazardous waste	
H192A	
261.3(h)(1)	

	

	
exemption also pertains to:	
H192A	
261.3(h)(2)	

	

	
 wastes excluded	
H192A	
261.3(h)(2)(i)	

	

			
261.3(h)(2)(ii)						

waste exempted must meet storage and transportation criteria; waste that fails is regulated as hazardous	
H192A	
261.3(h)(3)	

	

	
EXCLUSIONS	

materials which are not solid wastes:	
I A	
261.4(a)	

	

	
domestic sewage	
I A	
261.4(a)(1)(i)	

	

	
domestic sewage mixture	
I A	
261.4(a)(1)(ii)	

	

	
industrial wastewater discharges	
I A	
261.4(a)(2)	

	

	
irrigation return flows	
I A	
261.4(a)(3)	

	

	
nuclear materials as defined by the Atomic Energy Act, 1954	
I A	
261.4(a)(4)	

	

	
in-situ mining	
I A	
261.4(a)(5)	

	

H	
pulping liquors	
13	
261.4(a)(6)	

	

H	
spent sulfuric acid	
13	
261.4(a)(7)	

	

	
reclaimed secondary materials returned to original process generating them	
28	
261.4(a)(8)	

	

			
261.4(a)(8)(i)	

	

			
261.4(a)(8)(ii)	

	

			
261.4(a)(8)(iii)	

	

			
261.4(a)(8)(iv)	

	

H,	
spent wood preserving solutions and wastewaters from the wood preserving process that have been reclaimed and reused for their original intended purpose	
82,92	
261.4(a)(9)(i)	

	

		
92	
261.4(a)(9)(ii)	

	

		
H167F	
261.4(a)(9)(iii)	

	

			
261.4(a)(9)(iii)(A)	

	

			
261.4(a)(9)(iii)(B)	

	

			
261.4(a)(9)(iii)(C)	

	

			
261.4(a)(9)(iii)(D)	

	

			
261.4(a)(9)(iii)(E)	

	

H	
K060, K087, K141, K142, K143, K144, K145, K147, K148 and any wastes from coke by-products that are hazardous only because they exhibit the Toxicity Characteristic when recycled as specified; exclusion is conditioned on there being no land disposal of the wastes from point of generation to recycling point	
85,105,110	
261.4(a)(10)	

	

H	
nonwastewater splash condenser dross residue from the treatment of K061 in high temperature metals recovery units, provided it is shipped in drums and not land disposed before recovery	
95	
261.4(a)(11)	

	

H,	
oil-bearing hazardous secondary materials generated at petroleum refinery and inserted into the refining process unless the material is placed on land or speculatively accumulated before recycled	
135,H150, H169	
261.4(a)(12)(i)	

	

H,15	
recovered oil recycled in same manner and conditions as in 261.4(a)(12)(i)	
135,H150, H169	
261.4(a)(12)(ii)	

	

H	
excluded scrap metal being recycled	
157	
261.4(a)(13)	

	

H	
shredded circuit boards being recycled provided that they are:	
157	
261.4(a)(14)	

	

H	
stored in containers sufficient to prevent release, and	
157	
261.4(a)(14)(i)	

	

H	
free of mercury switches, mercury relays and nickel cadmium batteries and lithium batteries	
157	
261.4(a)(14)(ii)	

	

H	
condensates derived from overhead gases from kraft mill steam strippers used to comply with 40 CFR 63.466(e); exemption applies only to combustion at mill generating condensates	
164	
261.4(a)(15)	

	

H,	
comparable fuels or syngas fuels that meet requirements of 261.38	
168	
261.4(a)(16)	

	

H, 16	
spent materials generated within the primary mineral processing industry from which minerals, acids, cyanide, water or other values are recovered, provided specified conditions are met:	
H167D, 179, HH199	
261.4(a)(17) intro	

	

16	
spent material is legitimately recycled	
H167D, 179, HH199	
261.4(a)(17)(i)	

	

16	
spent material is not accumulated speculatively	
H167D, 179, HH199	
261.4(a)(17)(ii)	

	

16, 	
except as provided in 261.4(a)(17)(iv), spent material is stored in tanks, containers or buildings meeting specified conditions	
H167D,179, HH199	
261.4(a)(17)(iii)	

	

16, 	
Regional Administrator or State Director may determine that only solid mineral processing spent material may be placed on pads, rather than tanks, containers or buildings; spent materials do not contain any free liquid; pads must prevent significant releases; pads must  provide the same degree of containment as non-RCRA tanks, containers & buildings eligible for exclusion	
H167D,179, HH199	
261.4(a)(17)(iv)	

	

16, 	
decision-maker must consider if storage on pads poses potential for releases via groundwater, surface water & air exposure pathways; factors for assessing pathways	
H167D,179	
261.4(a)(17)(iv) (A)	

	

16	
pads must meet specified minimum design and operating standards 	
H167D,179, HH199	
261.4(a)(17)(iv)(B)	

	

16	
Regional Administrator or State Director must provide for public notice and comment before determination; can be accomplished by newspapers or radio	
H167D,179	
261.4(a)(17)(iv)(C)	

	

16	
owner/operator provides notice with specified information; must update notification for changes in type of material recycled or recycling location 	
H167D,179, HH199	
261.4(a)(17)(v)	

	

	
for purposes of 261.4(b)(7), spent materials must be result of mineral processing & may not include listed hazardous wastes; listed hazardous & characteristic hazardous wastes generated by non-mineral processing industries not eligible for conditional exclusion from definition of solid waste	
H167D,179, HH199	
261.4(a)(17)(vi)	

	

H	
petrochemical recovered oil from associated organic chemical manufacturing facility, where oil is inserted into refining process with normal process streams	
169	
261.4(a)(18)	

	

			
261.4(a)(18)(i)	

	

			
261.4(a)(18)(ii)	

	

H	
spent caustic solutions from petroleum refining liquid treating processes used as feedstock to produce cresylic or naphthenic acid	
169	
261.4(a)(19)	

	

H	
hazardous secondary materials used to make zinc fertilizers, proided that certain conditions are met	
200	
261.4(a)(20)	

	

H	
zinc fertilizers made from hazardous wastes, or hazardous secondary materials that are excluded under (a)(20) of this section, provided that certain conditions are met	
200	
261.4(a)(20)	

	

	
solid wastes which are not hazardous wastes	
I A	
261.4(b)	

	

	
household waste	
I A, H9,H17 C	
261.4(b)(1)	

	

			
261.4(b)(1)(i)	

	

			
261.4(b)(1)(i)(A)&(B)	

	

			
261.4(b)(1)(ii)	

	

	
crop and animal waste returned to soil as fertilizers	
I A	
261.4(b)(2)	

	

			
261.4(b)(2)(i)	

	

			
261.4(b)(2)(ii)	

	

	
mining overburden	
I A	
261.4(b)(3)	

	

	
ash waste	
I A,85	
261.4(b)(4)	

	

	
drilling fluids	
I A	
261.4(b)(5)	

	

	
waste failing Toxicity Characteristic test because of chromium	
I A,74	
261.4(b)(6)(i)	

	

	
specific provisions for exemption	
I A	
261.4(b)(6)(i)(A)	

	

			
261.4(b)(6)(i)(B)	

	

			
261.4(b)(6)(i)(C)	

	

	
specific wastes meeting 261.4(b)(6)(i)(A),(B)& (C) standards	
I A,108	
261.4(b)(6)(ii)	

	

		
I A	
261.4(b)(6)(ii)(A)	

	

			
261.4(b)(6)(ii)(B)	

	

			
261.4(b)(6)(ii)(C)	

	

			
261.4(b)(6)(ii)(D)	

	

			
261.4(b)(6)(ii)(E)	

	

			
261.4(b)(6)(ii)(F)	

	

			
261.4(b)(6)(ii)(G)	

	

			
261.4(b)(6)(ii)(H)	

	

	
ore processing waste	
I A,53,65,71,85,90,H167E	
261.4(b)(7) intro	

	

			
261.4(b)(7)(i)	

	

			
261.4(b)(7)(ii)	

	

22,	
specific solid wastes from the processing of ores and minerals	
53,65,71,H167E	
261.4(b)(7)(ii)(A)	

	

			
261.4(b)(7)(ii)(B)	

	

		
53,71,H167E	
261.4(b)(7)(ii)(C)	

	

			
261.4(b)(7)(ii)(D)	

	

			
261.4(b)(7)(ii)(E)	

	

			
261.4(b)(7)(ii)(F)	

	

		
71,H167E	
261.4(b)(7)(ii)(G)	

	

			
261.4(b)(7)(ii)(H)	

	

			
261.4(b)(7)(ii)(I)	

	

			
261.4(b)(7)(ii)(J)	

	

			
261.4(b)(7)(ii)(K)	

	

			
261.4(b)(7)(ii)(L)	

	

			
261.4(b)(7)(ii)(M)	

	

			
261.4(b)(7)(ii)(N)	

	

			
261.4(b)(7)(ii)(O)	

	

			
261.4(b)(7)(ii)(P)	

	

			
261.4(b)(7)(ii)(Q)	

	

			
261.4(b)(7)(ii)(R)	

	

			
261.4(b)(7)(ii)(S)	

	

			
261.4(b)(7)(ii)(T)	

	

22	
a residue derived from co-processing mineral processing secondary materials with normal beneficiation raw materials remains excluded under 261.4(b) if owner/operator meets specified conditions	
H167E	
261.4(b)(7)(iii)	

	

			
261.4(b)(7)(iii)(A)	

	

			
261.4(b)(7)(iii)(B)	

	

	
cement kiln dust waste	
I A,85	
261.4(b)(8)	

	

	
discarded arsenical-treated wood meeting certain criteria	
I A,74,108	
261.4(b)(9)	

	

	
petroleum-contaminated media and debris that fail the 261.24 Toxicity Characteristic test (D018 through D043 only) and are subject to Part 280 corrective 
action	
74	
261.4(b)(10)	

	

	

	

	

	

H	
Hydrocarbon Recovery Operations Exclusion	

until January 25, 1993, exclusion for injected groundwater exhibiting the 261.24 Toxicity Characteristic that is infiltrated or reinjected pursuant to specified hydrocarbon recovery operations existing on or before March 25, 1991; extension only until six months after final rule publication for groundwater returned through infiltration galleries; conditions for new operations involving injection to qualify for date extension:	
80	
261.4(b)(11)	

	

	
operations are performed pursuant to a written State agreement that includes a provision to assess the groundwater and the need for further remediation once the free phase recovery is completed	
80	
261.4(b)(11)(i)	

	

	
copy of written agreement has been submitted	
80	
261.4(b)(11)(ii)	

	

	

H	
used chlorofluorocarbon refrigerants from totally enclosed heat transfer equipment, provided the refrigerant is reclaimed for further use	
84	
261.4(b)(12)	

	

	
non-terne plated used oil filters not mixed with wastes listed in Part 261, Subpart D if oil filters have been gravity hot-drained using one of the following methods:	
H104,H107, 122	
261.4(b)(13)	

	

26	
puncturing the filter anti-drainback valve of the filter dome end and hot-draining	
H104,122	
261.4(b)(13)(i)	

	

26	
hot-draining and crushing	
H104,122	
261.4(b)(13)(ii)	

	

26	
dismantling and hot-draining	
H104,122	
261.4(b)(13)(iii)	

	

26	
any other equivalent hot-draining method which will remove used oil	
H104,122	
261.4(b)(13)(iv)	

	

H	
used oil re-refining distillation bottoms that are used as feedstock to manufacture asphalt products	
122	
261.4(b)(14)	

	

H	
leachate or gas condensate collected from landfills where certain solid wastes previously disposed, provided:	
178	
261.4(b)(15)	

	

	
solid wastes disposed meet one or more listing descriptions for K169-K172 and K174-K178 if wastes had been generated after effective date of listing;	
H178,H195	
261.4(b)(15)(i)	

	

H	
solid wastes in 261.4(b)(15)(i) were disposed prior to effective date of listing;	
178	
261.4(b)(15)(ii)	

	

H	
leachate or gas condensate do not exhibit any characteristic of hazardous waste nor are derived from any other listed hazardous waste;	
178	
261.4(b)(15)(iii)	

	

H	
discharge of leachate or gas condensate, including transfer from the landfill to a POTW by truck, rail or dedicated pipe, is subject to 307(b) or 402 of CWA 	
178	
261.4(b)(15)(iv)	

	

	
as of February 13, 2001, leachate or gas condensate derived from K169-K172 is no longer exempt if stored or managed in surface impoundment prior to discharge; After November 21, 2003, leachate... to discharge; exception if surface impoundment is used to temporarily store in response to an emergency	
H178,H195	
261.4(b)(15)(v)	

	

	
exempt hazardous waste	
I A,34	
261.4(c)	

	

	
sample exemption	
I A,34	
261.4(d)(1)	

	

	
criteria	
I A	
261.4(d)(1)(i)	

	

			
261.4(d)(1)(ii)	

	

			
261.4(d)(1)(iii)	

	

			
261.4(d)(1)(iv)	

	

			
261.4(d)(1)(v)	

	

			
261.4(d)(1)(vi)	

	

	
criteria for sample collector & laboratory, to qualify for exemption	
I A	
261.4(d)(2)	

	

			
261.4(d)(2)(i)	

	

			
261.4(d)(2)(ii)	

	

			
261.4(d)(2)(ii)(A)	

	

			
261.4(d)(2)(ii)(A)(1)-(5)	

	

			
261.4(d)(2)(ii)(B)	

	

	
when exemption does not apply	
I A	
261.4(d)(3)	

	

	

H	
Treatability Study Samples	

regulation of treatability study samples and relation to quantity determination of 261.5 and 262.34(d)	
49	
261.4(e)(1)	

	

	
collection and preparation of sample for transport	
49	
261.4(e)(1)(i)	

	

	
accumulation of storage of sample prior to transport	
49	
261.4(e)(1)(ii)	

	

	
transport of sample to laboratory or testing facility	
49	
261.4(e)(1)(iii)	

	

	
applicability of provisions for exemption under 261.4(e)(1)	
49	
261.4(e)(2)	

	

	
sample size limit by hazardous waste type for sample collector	
49,129	
261.4(e)(2)(i)	

	

	
weight limit for each sample shipment	
49,129	
261.4(e)(2)(ii)	

	

	
packaging requirements for sample	
49	
261.4(e)(2)(iii)	

	

	
compliance with U.S. DOT, USPS or other transport	
49	
261.4(e)(2)(iii)(A)	

	

	
information required if DOT, USPS, or other does not apply to shipment	
49	
261.4(e)(2)(iii)(B), (B)(1)-(5)	

	

	
laboratory or testing facility requirements	
49	
261.4(e)(2)(iv)	

	

	
3-year maintenance of specified records	
49	
261.4(e)(2)(v)	

	

	
records which must be maintained	
49	
261.4(e)(2)(v)(A)-(C)	

	

	
biennial report requirements	
49	
261.4(e)(2)(vi)	

	

	
granting of requests for additional two years for treatability studies involving bioremediation; quantity limitations	
49,129	
261.4(e)(3)	

	

27,
	
in response to requests for authorization to ship, store and conduct treatability studies on additional quantities in advance of commencing treatability studies; factors to be considered when granting requests	
129	
261.4(e)(3)(i)	

	

27	
factors to consider when granting requests for additional quantities after initiation or completion of initial treatability studies	
49,129	
261.4(e)(3)(ii)	

	

27	
what the additional quantities are subject to; application procedures	
49,129	
261.4(e)(3)(iii)	

	

27,
	
reason for request and additional time or quantity needed	
49,129	
261.4(e)(3)(iii)(A)	

	

27	
required documentation	
49,129	
261.4(e)(3)(iii)(B)	

	

27	
description of technical modifications	
49,129	
261.4(e)(3)(iii)(C)	

	

27	
equipment and mechanical failure information	
49,129	
261.4(e)(3)(iii)(D)	

	

27	
other information	
49,129	
261.4(e)(3)(iii)(E)	

	

	

H	
Samples Undergoing Treatability Studies at Laboratories and Testing Facilities	

requirements for samples undergoing treatability studies at labs and testing facilities	
49	
261.4(f)	

	

	
notification requirements	
49	
261.4(f)(1)	

	

	
EPA identification number of laboratory or testing facility	
49	
261.4(f)(2)	

	

	
single day quantity restrictions on initiation of treatment studies	
49,129	
261.4(f)(3)	

	

	
limitations on storage of treatability study samples; exclusion of added treatment materials	
49,129	
261.4(f)(4)	

	

	
removed	
49,129	
261.4(f)(4)(i)	

	

	
text moved to 261.4(f)(4)	
49,129	
261.4(f)(4)(ii)	

	

	
90-day/1 year limitations on duration of exemption; 2-year limitation for treatability studies involving bioremediation; up to 500 kg treated material may be archived for up to 5 years	
49,129	
261.4(f)(5)	

	

	
land placement and open burning of study samples not allowed	
49	
261.4(f)(6)	

	

	
3-year maintenance of treatability study records	
49	
261.4(f)(7)	

	

	
specific information needed for each treatability study	
49	
261.4(f)(7)(i)-(vii)	

	

	
3-year maintenance of shipping records and treatability study contract	
49	
261.4(f)(8)	

	

	
laboratory or treatability study facility annual report requirement	
49	
261.4(f)(9)	

	

	
required annual report information	
49	
261.4(f)(9)(i)-(vii)	

	

	
hazardous waste determination for unused samples by facility	
49	
261.4(f)(10)	

	

	
notification when facility discontinues treatability studies	
49	
261.4(f)(11)	

	

H	
dredged material subject to permit under Federal Water Pollution Control Act or Marine Protection, Research, and Sanctuaries Act of 1972 is not hazardous waste	
175	
261.4(g)	

	

H	
dredged material has the same meaning as defined in 40 CFR 232.2	
175	
261.4(g)(1)	

	

H	
definition of permit	
175	
261.4(g)(2)	

	

			
261.4(g)(2)(i)	

	

			
261.4(g)(2)(ii)	

	

			
261.4(g)(2)(iii)	

	

	

	
SPECIAL REQUIREMENTS FOR HAZARDOUS WASTE GENERATED BY CONDITIONALLY EXEMPT SMALL QUANTITY GENERATORS	

definition of a conditionally exempt small quantity generator	
I A,23	
261.5(a)	

	

	
exceptions to CESQG regulatory exemption	
I A,17 A,19,23,34	
261.5(b)	

	

	
when making 261.5 and Part 262 quantity determinations, generator must include all hazardous waste except:	
I A,H13,23,34,
H142 A	
261.5(c)	

	

H	
hazardous waste exempt from regulation under 261.4(c)-(f), 261.6(a)(3), 261.7(a)(1) or 261.8; or	
142 A	
261.5(c)(1)	

	

H	
hazardous waste managed immediately upon generation only in on-site elementary neutralization units, wastewater treatment units, or totally enclosed treatment facilities as defined in 260.10; or	
142 A	
261.5(c)(2)	

	

H	
hazardous waste that is recycled, without prior storage or accumulation, only in an on-site process subject to 261.6(c)(2) regulation; or	
142 A	
261.5(c)(3)	

	

H	
hazardous waste that is used oil managed under 261.6(a)(4) and Part 279; or	
142 A	
261.5(c)(4)	

	

H	
hazardous waste that is spent lead-acid batteries managed under Part 266, Subpart G; or	
142 A	
261.5(c)(5)	

	

H	
hazardous waste that is universal waste managed under 261.9 and Part 273	
142 A	
261.5(c)(6)	

	

	
quantity exclusions	
I A,23	
261.5(d)	

	

			
261.5(d)(1)	

	

			
261.5(d)(2)	

	

			
261.5(d)(3)	

	

	
acute hazardous quantity limitations	
I A,23,34,47	
261.5(e)	

	

	
1 kg acute hazardous waste listed in 261.31, 261.32 or 261.33(e)	
I A,14,23	
261.5(e)(1)	

	

	
100 kg of spill debris resulting from a spill of acute hazardous waste	
I A,14,23	
261.5(e)(2)	

	

	
requirements for exclusion of acute hazardous waste:	
I A,H17 A,23	
261.5(f)	

	

	
Section 262.11	
23	
261.5(f)(1)	

	

	
accumulation on-site	
I A,23,34,47	
261.5(f)(2)	

	

,	
treatment/disposal	
23,31	
261.5(f)(3)	

	

		
23,31	
261.5(f)(3)(i)	

	

		
23,31	
261.5(f)(3)(ii)	

	

		
23,31	
261.5(f)(3)(iii)	

	

		
23,31,153	
261.5(f)(3)(iv)	

	

		
153	
261.5(f)(3)(v)	

	

		
23,31,153	
261.5(f)(3)(vi)	

	

		
23,31,153	
261.5(f)(3)(vi)(A)	

	

		
23,31,
H142 A, 153	
261.5(f)(3)(vi)(B)	

	

		
H142 A, 153	
261.5(f)(3)(vii)	

	

	
generator requirements for hazardous waste to be conditionally exempt:	
I A,H17 A,23	
261.5(g)	

	

	
Section 262.11	
I A	
261.5(g)(1)	

	

	
accumulation on-site	
I A,23,34	
261.5(g)(2)	

	

32, 33	
treatment/disposal	
I A,23,31	
261.5(g)(3)	

	

		
I A,23,31	
261.5(g)(3)(i)	

	

		
I A,23,31	
261.5(g)(3)(ii)	

	

		
I A,23,31	
261.5(g)(3)(iii)	

	

		
I A,23,31, 153	
261.5(g)(3)(iv)	

	

		
153	
261.5(g)(3)(v)	

	

		
I A,23,31, 153	
261.5(g)(3)(vi)	

	

		
I A,23,31, 153	
261.5(g)(3)(vi)(A)	

	

		
I A,23,31
H142 A, 153	
261.5(g)(3)(vi)(B)	

	

		
H142 A, 153	
261.5(g)(3)(vii)	

	

	
mixing with non-hazardous waste	
I A,H17 A,23	
261.5(h)	

	

	
mixtures exceeding exclusion level	
I A,H17 A,23	
261.5(i)	

	

	
mixtures with used oil subject to part 279 requirements	
I A,H17 A,23,112,122	
261.5(j)	

	

	
removed	
19,23	
261.5(k)	

	

	
REQUIREMENTS FOR RECYCLABLE MATERIALS	

requirements recycled hazardous waste is subject to	
I A,13	
261.6(a)(1)	

	

	

regulation under Part 266	
I A,13,94	
261.6(a)(2)	

	

		
13	
261.6(a)(2)(i)	

	

		
13,94	
261.6(a)(2)(ii)	

	

		
13,17 J,19,112	
261.6(a)(2)(iii)	

	

		
13,112	
261.6(a)(2)(iv)	

	

	
recyclable materials which are exempt from regulation	
I A,13,34	
261.6(a)(3)	

	

		
13,31	
261.6(a)(3)(i)	

	

		
31	
261.6(a)(3)(i)(A)	

	

			
261.6(a)(3)(i)(B)	

	

		
13,
H142 B, H157	
261.6(a)(3)(ii)	

	

		
13,112,
H142 B	
261.6(a)(3)(iii)	

	

		
H19,85,
112,H135,
H142 B, H166,H169	
261.6(a)(3)(iv)(A)	

	

			
261.6(a)(3)(iv)(B)	

	

			
261.6(a)(3)(iv)(C)	

	

	
used oil that is recycled and is hazardous waste solely because it exhibits a characteristic is not subject to Parts 260-268 but is regulated under Part 279; definition of used oil that is recycled	
112	
261.6(a)(4)	

	

H	
hazardous waste exported to or imported from designated member countries of OECD for recovery is subject to 40 CFR part 262 subpart H, if  subject to either manifesting requirements in part 262, universal waste management standards in part 273 or State requirements analogous to part 273	
152	
261.6(a)(5)	

	

	
generator and transporter requirements	
I A,13	
261.6(b)	

	

	
recycling facility requirements	
13,34,79, 154	
261.6(c)(1)	

	

		
13	
261.6(c)(2)	

	

			
261.6(c)(2)(i)	

	

			
261.6(c)(2)(ii)	

	

		
79	
261.6(c)(2)(iii)	

	

	
owners or operators of RCRA facilities are subject to Subparts AA and BB of Part 264 or 265 if they recycle hazardous wastes	
79	
261.6(d)	

	

	
RESIDUES OF HAZARDOUS WASTE IN EMPTY CONTAINERS	

waste remaining in container	
I A,34	
261.7(a)(1)	

	

	
container not empty	
I A,34	
261.7(a)(2)	

	

	
definition of empty	
I A,14	
261.7(b)(1)	

	

		
I A	
261.7(b)(1)(i)	

	

			
261.7(b)(1)(ii)	

	

			
261.7(b)(1)(iii)(A)	

	

			
261.7(b)(1)(iii)(B)	

	

	
definition of empty for compressed gas	
I A	
261.7(b)(2)	

	

	
definition of empty for acute hazardous wastes listed in 261.31, 261.32 or 261.33(e)	
I A,14	
261.7(b)(3)	

	

		
I A	
261.7(b)(3)(i)	

	

			
261.7(b)(3)(ii)	

	

			
261.7(b)(3)(iii)	

	

	
PCB WASTES REGULATED UNDER TOXIC SUBSTANCE CONTROL ACT	

exemption for certain PCB-containing wastes	
74	
261.8	

	

H, 	
REQUIREMENTS FOR UNIVERSAL WASTE	

wastes listed in 261.9 are exempt from regulation under Parts 262 through 270, except as specified in Part 273; wastes regulated under Part 273	
142 A	
261.9 intro	

	

	
batteries as described in 273.2	
142 B	
261.9(a)	

	

	
pesticides as described in 273.3	
142 C, H181	
261.9(b)	

	

	
thermostats as described in 273.4	
142 D, H181	
261.9(c)	

	

	
lamps as described in 273.5	
H181	
261.9(d)	

	

H, 	
SUBPART B - CRITERIA FOR IDENTIFYING THE CHARACTERISTICS OF HAZARDOUS WASTE AND FOR LISTING HAZARDOUS WASTE	

CRITERIA FOR IDENTIFYING THE CHARACTERISTICS OF HAZARDOUS WASTE	

Administrator shall identify and define a characteristic of hazardous waste in Subpart C, only upon specific determinations	
*	
261.10(a)	

	

			
261.10(a)(1)	

	

			
261.10(a)(1)(i)&(ii)	

	

			
261.10(a)(2)	

	

			
261.10(a)(2)(i)&(ii)	

	

	
CRITERIA FOR LISTING HAZARDOUS WASTE	

meets one of the following criteria	
*	
261.11(a)	

	

	
exhibits a Subpart C characteristic	
*	
261.11(a)(1)	

	

	
fatal to humans; specific toxicity levels; acute hazardous waste	
*	
261.11(a)(2)	

	

	
contains any Appendix VIII toxic constituent; factors the Administrator must assess; toxic hazardous waste	
*,76	
261.11(a)(3)	

	

		
*	
261.11(a)(3)(i)	

	

			
261.11(a)(3)(ii)	

	

			
261.11(a)(3)(iii)	

	

			
261.11(a)(3)(iv)	

	

			
261.11(a)(3)(v)	

	

			
261.11(a)(3)(vi)	

	

			
261.11(a)(3)(vii)	

	

			
261.11(a)(3)(viii)	

	

			
261.11(a)(3)(ix)	

	

			
261.11(a)(3)(x)	

	

			
261.11(a)(3)(xi)	

	

	
hazardous under the RCRA 1004(5) definition of hazardous waste	
*	
261.11(b)	

	

	
criteria for establishing exclusion limits	
*	
261.11(c)	

	

	
SUBPART C - CHARACTERISTICS OF HAZARDOUS WASTE	

GENERAL	

solid waste exhibiting characteristics of Subpart C	
*	
261.20(a)	

	

	
EPA hazardous waste number	
*,34,78,83	
261.20(b)	

	

	
sample obtained using Appendix I sampling methods	
*	
261.20(c)	

	

	
CHARACTERISTIC OF IGNITABILITY	

liquid; flash point less than 60EC	
I C	
261.21(a)	

	

			
261.21(a)(1)	

	

	
non-liquid; burns under standards temperature and pressure	
I C	
261.21(a)(2)	

	

	
ignitable compressed gas	
I C	
261.21(a)(3)	

	

	
oxidizer	
I C	
261.21(a)(4)	

	

	
EPA Number D001	
I C,78	
261.21(b)	

	

	
CHARACTERISTIC OF CORROSIVITY	

a solid waste exhibits the characteristic of corrosivity if a representative sample of the waste has either of the following properties	
I C	
261.22(a)	

	

	
aqueous; pH # 2 or $ 12.5	
I C,126	
261.22(a)(1)	

	

	
liquid; corrodes steel	
I C,126	
261.22(a)(2)	

	

	
EPA Number D002	
I C,78	
261.22(b)	

	

	
CHARACTERISTIC OF REACTIVITY	

unstable; undergoes violent change	
I C	
261.23(a)	

	

			
261.23(a)(1)	

	

	
reacts violently with water	
I C	
261.23(a)(2)	

	

	
potentially explosive	
I C	
261.23(a)(3)	

	

	
generates toxic gases	
I C	
261.23(a)(4)	

	

	
cyanide or sulfide bearing and can generate toxic gases	
I C	
261.23(a)(5)	

	

	
detonation or explosion, if heated	
I C	
261.23(a)(6)	

	

	
detonation or explosion at STP	
I C	
261.23(a)(7)	

	

	
forbidden explosive	
I C	
261.23(a)(8)	

	

	
EPA Number D003	
I C,78	
261.23(b)	

	

	
TOXICITY CHARACTERISTIC	

test criteria and waste list	
I C,74,126, 199	
261.24(a)	

	

	
EPA Numbers as in Table 1	
I C,74,78	
261.24(b)	

	

	
SUBPART D - LISTS OF HAZARDOUS WASTES	

GENERAL	

hazardous if listed in this subpart; exclusions	
I B	
261.30(a)	

	

	
hazard codes	
I B,74	
261.30(b)	

	

	
EPA hazardous waste number	
I B,34	
261.30(c)	

	

	
261.31 or 261.32 listed wastes subject to 261.5 exclusion limits--F020, F021, F022, F023, F026 and F027	
14	
261.30(d)	

	

	
HAZARDOUS WASTES FROM NON-SPECIFIC SOURCES	

,, ,	
list of "F" wastes	
I B,4,13,14,20,22,69,H72,78,81,82,83,H89,H91,H120,H169, H187	
261.31(a)	

	

H,	
removed--footnote 1 addressing administrative stay	
H91,H120, 144	
261.31(a)/table	

	

	
The correct list of "F" wastes to use for this consolidated base program checklist is the 261.31 table found in the July 1, 1996 CFR.	

listing specific definitions	
81	
261.31(b)	

	

	
definition of oil/water/solids for the purposes of F037 and F038 listings	
81	
261.31(b)(1)	

	

	
for the purposes of F037 and F038, aggressive biological treatment units are defined as units which employ one of four specified treatment methods; specific requirements for high-rate aeration:	
81	
261.31(b)(2)(i)	

	

	
units employ a minimum of 6 hp per million gallons of treatment volume and either:	
81	
261.31(b)(2)(i)(A)	

	

	
the hydraulic retention time of the unit is no longer than 5 days	
81	
261.31(b)(2)(i)(B)	

	

	
the hydraulic retention time is no longer than 30 days and the unit does not generate a sludge that is hazardous waste by the Toxicity Characteristic	
81	
261.31(b)(2)(i)(C)	

	

	
generators and treatment, storage and disposal facilities must prove their sludges are exempt from listing as F037 and F038 wastes; maintenance of documents and data sufficient to prove that:	
81	
261.31(b)(2)(ii)	

	

	
unit is an aggressive biological treatment unit as defined in 261.31(b)(2)	
81	
261.31(b)(2)(ii)(A)	

	

	
sludges were actually generated in the aggressive biological treatment unit	
81	
261.31(b)(2)(ii)(B)	

	

	
sludges are considered to be generated at the moment of deposition in the unit for the purposes of the F037 listing; deposition defined	
81	
261.31(b)(3)(i)	

	

	
for the purposes of the F038 listing	
81	
261.31(b)(3)(ii)	

	

	
sludges are considered to be generated at the moment of deposition in the unit; deposition defined	
81	
261.31(b)(3)(ii)(A)	

	

	
floats are considered to be generated at the moment they are formed in the top of the unit	
81	
261.31(b)(3)(ii)(B)	

	

	
HAZARDOUS WASTES FROM SPECIFIC SOURCES	

,	
list of "K" wastes	
I B,18,21,26,33,53,68,75,H88,110,115,140, H159,165,H169, H183, H185, 189, 195	
261.32	

	

	
DISCARDED COMMERCIAL CHEMICAL PRODUCTS, OFF-SPECIFICATION SPECIES, CONTAINER RESIDUES, AND SPILL RESIDUES THEREOF	

hazardous when discarded	
I B,13, 17 J,37	
261.33	

	

	
chemical product or intermediate	
I B	
261.33(a)	

	

	
off-specification product or chemical intermediate	
I B	
261.33(b)	

	

	
container/inner liner residues	
I B,41,78	
261.33(c)	

	

	
spill cleanup debris	
I B	
261.33(d)	

	

	
acute hazardous wastes	
IB,7,29,46,57,H86,134, 140	
261.33(e)	

	

	
toxic wastes	
I B,7,14,18,22,23,29,46,56, 140,H159, 165,H185	
261.33(f)	

	

	
DELETION OF CERTAIN HAZARDOUS WASTE CODES FOLLOWING EQUIPMENT CLEANING AND REPLACEMENT	

wastes from wood preserving processes at plants that do not resume or initiate use of chlorophenolic preservatives will not meet the listing definition of F032 once the 261.35(b) and (c) requirements are met; wastes may continue to meet another hazardous waste listing description or exhibit one or more characteristics	
82	
261.35(a)	

	

	
generators must either clean or replace all specified process equipment that may have come into contact with chlorophenolic formulations or constituents in a manner which eliminates escape of hazardous waste or constituents, leachate, contaminated drippage or hazardous waste decomposition	
82,92	
261.35(b)	

	

	
generators shall do one of the following:	
92	
261.35(b)(1)	

	

	
prepare and follow an equipment cleaning plan; clean equipment in accordance with 261.35	
92	
261.35(b)(1)(i)	

	

	
prepare and follow an equipment replacement plan; replace equipment in accordance with 261.35	
92	
261.35(b)(1)(ii)	

	

	
document cleaning and replacement in accordance with 261.35, carried out after termination of use of chlorophenolic preservations	
92	
261.35(b)(1)(iii)	

	

	
cleaning requirements	
82,92	
261.35(b)(2)	

	

	
prepare and sign a written equipment cleaning plan that describes:	
92	
261.35(b)(2)(i)	

	

	
equipment to be cleaned	
92	
261.35(b)(2)(i)(A)	

	

	
how equipment will be cleaned	
92	
261.35(b)(2)(i)(B)	

	

	
solvent to be used in cleaning	
92	
261.35(b)(2)(i)(C)	

	

	
how solvent rinses will be tested	
92	
261.35(b)(2)(i)(D)	

	

	
how cleaning residues will be disposed	
92	
261.35(b)(2)(i)(E)	

	

	
equipment must be cleaned as follows:	
92	
261.35(b)(2)(ii)	

	

	
remove all visible residues from process equipment	
92	
261.35(b)(2)(ii)(A)	

	

	
rinse with appropriate solvent until no dioxin or dibenzofuran detection in final solvent rinse	
92	
261.35(b)(2)(ii)(B)	

	

	
analytical requirements	
92	
261.35(b)(2)(iii)	

	

	
test rinses as per SW‑846, Method 8290	
92	
261.35(b)(2)(iii)
(A)	

	

	
"not detected" defined	
92	
261.35(b)(2)(iii)(B)	

	

	
generator manages cleaning process residues as F032 waste	
92	
261.35(b)(2)(iv)	

	

	
replacement requirements	
82,92	
261.35(b)(3)	

	

	
prepare and sign written equipment replacement plan that describes:	
92	
261.35(b)(3)(i)	

	

	
equipment to be replaced	
92	
261.35(b)(3)(i)(A)	

	

	
how equipment will be replaced	
92	
261.35(b)(3)(i)(B)	

	

	
how equipment will be disposed	
92	
261.35(b)(3)(i)(C)	

	

	
generator must manage discarded equipment as F032 waste	
92	
261.35(b)(3)(ii)	

	

	
documentation requirements	
82,92	
261.35(b)(4)	

	

	
document previous equipment cleaning and/or replacement performed in accordance with 261.35 and occurred after cessation of chlorophenolic preservative use	
92	
261.35(b)(4)(i)	

	

	
documentation that must be maintained as part of the facility's operating record:	
82	
261.35(c)	

	

	
name and address of the facility	
82	
261.35(c)(1)	

	

	
formulations previously used and the date on which their use ceased in each process at the plant	
82	
261.35(c)(2)	

	

	
formulations currently used in each process at the plant	
82	
261.35(c)(3)	

	

	
equipment cleaning or replacement plan	
82	
261.35(c)(4)	

	

	
name and address of any persons who conducted the cleaning and replacement	
82	
261.35(c)(5)	

	

	
dates on which cleaning and replacement were accomplished	
82	
261.35(c)(6)	

	

	
dates of sampling and testing	
82	
261.35(c)(7)	

	

	
description of sample handling and preparation techniques	
82	
261.35(c)(8)	

	

	
description of the tests performed, the date, and the results of the tests	
82	
261.35(c)(9)	

	

	
name and model numbers of the instrument(s) used in performing the tests	
82	
261.35(c)(10)	

	

	
QA/QC documentation	
82	
261.35(c)(11)	

	

	
signed certification statement	
82	
261.35(c)(12)	

	

,H	
COMPARABLE/SYNGAS FUEL EXCLUSION	

wastes meeting following comparable/syngas fuel requirements are not solid wastes:	
168	
261.38 intro	

	

	
comparable fuels; physical and constituent specifications	
168	
261.38(a) intro	

	

			
261.38(a)(1) intro	

	

			
261.38(a)(1)(i)	

	

			
261.38(a)(1)(ii)	

	

			
261.38(a)(2)	

	

	
synthesis gas fuel specifications	
168	
261.38(b)	

	

			
261.38(b)(1)	

	

			
261.38(b)(2)	

	

			
261.38(b)(3)	

	

			
261.38(b)(4)	

	

			
261.38(b)(5)	

	

	
Detection and Detection Limit Values for Comparable Fuel Specification	
168,182	
261.38/Table 1	

	

	
implementation; waste meeting comparable or syngas fuel specification is excluded from the definition of solid waste provided following requirements are met:	
168	
261.38(c) intro	

	

	
notices; person claiming and qualifying for exclusion is comparable/syngas fuel generator; person burning fuel is  comparable/syngas burner; generator must claim and certify exclusion	
168	
261.38(c)(1)	

	

	
State RCRA and CAA Directors in authorized States or Regional RCRA and CAA Directors in unauthorized States	
168	
261.38(c)(1)(i) intro	

	

	
generator must submit  one-time notice certifying compliance with conditions of exclusion and providing required documentation	
168	
261.38(c)(1)(i)(A)	

	

	
generator shall specify facility(ies) generating comparable/syngas fuel	
168	
261.38(c)(1)(i)(B)	

	

	
generator's notification requirements	
168	
261.38(c)(1)(i)(C) intro	

	

			
261.38(c)(1)(i)(C)(1)	

	

			
261.38(c)(1)(i)(C)(2)	

	

			
261.38(c)(1)(i)(C)(3)	

	

			
261.38(c)(1)(i)(C)(4)	

	

	
public notice; prior to burning excluded comparable/syngas fuel, burner must publish notice; information requirements	
168	
261.38(c)(1)(ii)	

	

			
261.38(c)(1)(ii)(A)	

	

			
261.38(c)(1)(ii)(B)	

	

			
261.38(c)(1)(ii)(C)	

	

			
261.38(c)(1)(ii)(D)	

	

			
261.38(c)(1)(ii)(E)	

	

 U	
burning; exclusion for comparable/syngas fuel applies only if fuel is burned in units subject to Federal/State/local air emission requirements, including applicable CAA MACT requirements	
168	
261.38(c)(2) intro	

	

	
industrial furnaces as defined in ' 260.10	
168	
261.38(c)(2)(i)	

	

	
boilers as defined in ' 260.10, and	
168	
261.38(c)(2)(ii) intro	

	

	
industrial boilers located on facility site engaged in manufacturing process where substances are transformed into new products, including component parts of products, by mechanical or chemical processes; or	
168	
261.38(c)(2)(ii)(A)	

	

	
utility boilers used to produce electric power, steam, heated or cooled air, or other gases or fluids for sale	
168	
261.38(c)(2)(ii)(B)	

	

 U	
hazardous waste incinerators subject to regulation under subpart O of parts 264 and 265, or applicable CAA MACT standards	
168	
261.38(c)(2)(iii)	

	

	
gas turbines used to produce electric power, steam, heated or cooled air, or other gases or fluids for sale	
188	
261.38(c)(2)(iv)	

	

	
blending to meet viscosity specification; hazardous waste blending requirements	
168	
261.38(c)(3) intro	

	

			
261.38(c)(3)(i)	

	

			
261.38(c)(3)(ii)	

	

			
261.38(c)(3)(iii)	

	

	
treatment to meet comparable fuel exclusion specifications	
168	
261.38(c)(4) intro	

	

	
hazardous waste may be treated to meet exclusion specification if standards are met; treatment standards	
168	
261.38(c)(4)(i) intro	

	

			
261.38(c)(4)(i)(A)	

	

			
261.38(c)(4)(i)(B)	

	

			
261.38(c)(4)(i)(C)	

	

	
residuals resulting from treatment of listed subpart D hazardous waste to generate a comparable fuel remain hazardous waste	
168	
261.38(c)(4)(ii)	

	

	
generation of a syngas fuel	
168	
261.38(c)(5) intro	

	

	
syngas fuel can be generated from processing hazardous wastes to meet exclusion specification; processing standards	
168	
261.38(c)(5)(i) intro	

	

			
261.38(c)(5)(i)(A)	

	

			
261.38(c)(5)(i)(B)	

	

			
261.38(c)(5)(i)(C)	

	

	
residuals resulting from treatment of listed subpart D hazardous waste to generate a comparable fuel remain hazardous waste	
168	
261.38(c)(5)(ii)	

	

	
dilution prohibition for comparable/syngas fuels	
168	
261.38(c)(6)	

	

	
waste analysis plans; generator shall develop and follow written waste analysis plan; plan shall be developed in accordance with SW-846 and followed/retained at facility excluding waste	
168	
261.38(c)(7) intro	

	

	
minimum specifications for waste analysis plan	
168	
261.38(c)(7)(i) intro	

	

			
261.38(c)(7)(i)(A)	

	

			
261.38(c)(7)(i)(B)	

	

			
261.38(c)(7)(i)(C)	

	

			
261.38(c)(7)(i)(D)	

	

			
261.38(c)(7)(i)(E)	

	

	
waste analysis plan recording requirements 	
168	
261.38(c)(7)(ii) intro	

	

			
261.38(c)(7)(ii)(A)	

	

			
261.38(c)(7)(ii)(B)	

	

			
261.38(c)(7)(ii)(C)	

	

			
261.38(c)(7)(ii)(D)	

	

			
261.38(c)(7)(ii)(E)	

	

			
261.38(c)(7)(ii)(F)	

	

			
261.38(c)(7)(ii)(G)	

	

			
261.38(c)(7)(ii)(H)	

	

	
waste analysis plan shall be submitted prior to performing sampling, analysis or management of syngas fuel as excluded waste; approval of plan must be in writing and received by facility prior to sampling and analysis; plan approval may contain provisions and conditions as regulatory authority deems appropriate	
168	
261.38(c)(7)(iii)	

	

	
comparable fuel sampling and analysis	
168	
261.38(c)(8) intro	

	

	
for each excluded waste generator must test for constituents in Part 261 Appendix VIII, except those generator determines by testing or knowledge to not be present in waste; generator required to document basis of each decision; generator may not determine certain categories of constituents should not be present	
168	
261.38(c)(8)(i) intro	

	

			
261.38(c)(8)(i)(A)	

	

			
261.38(c)(8)(i)(B)	

	

			
261.38(c)(8)(i)(C)	

	

			
261.38(c)(8)(i)(D)	

	

	
for each excluded waste where generator of comparable/syngas fuel is not original generator, generator of comparable/syngas fuel may not use process knowledge and must test to determine constituent specifications	
168	
261.38(c)(8)(ii)	

	

	
generator may use any reliable analytical method to demonstrate no constituent of concern is present above specification levels; responsibility of generator to ensure unbiased, precise, and representative sampling and analysis; waste is eligible for exclusion if:	
168	
261.38(c)(8)(iii) intro	

	

	
each constituent of concern is not present above specification level at 95% upper confidence limit around mean, and	
168	
261.38(c)(8)(iii)(A)	

	

	
analysis could have detected presence of constituent at or below specification level at 95% upper confidence limit around mean	
168	
261.38(c)(8)(iii)(B)	

	

	
nothing preempts, overrides or negates 262.11 provision which requires generators of solid waste to determine if waste is hazardous waste	
168	
261.38(c)(8)(iv)	

	

	
in enforcement action, burden of proof to establish conformance with exclusion specification shall be on generator	
168	
261.38(c)(8)(v)	

	

	
generator must conduct sampling and analysis in accordance with waste analysis plan	
168	
261.38(c)(8)(vi)	

	

	
syngas and comparable fuel not blended to meet kinematic viscosity specification shall be analyzed as generated	
168	
261.38(c)(8)(vii)	

	

	
if comparable fuel blended to meet kinematic viscosity specification generator shall: 	
168	
261.38(c)(8)(viii) intro	

	

	
analyze fuel as generated to ensure meeting constituent and heating value specifications	
168	
261.38(c)(8)(viii)(A)	

	

	
after blending, analyze fuel again to ensure blended fuel meets comparable/syngas fuel specifications	
168	
261.38(c)(8)(viii)(B)	

	

	
excluded comparable/syngas fuel must be re-tested at least annually and after a process change that could change chemical or physical properties of waste	
168	
261.38(c)(8)(ix)	

	

	
speculative accumulation; any persons handling  comparable/syngas fuel are subject to speculative accumulation test under 261.2(c)(4)	
168	
261.38(c)(9)	

	

	
records; generator must maintain certain records on-site 	
168	
261.38(c)(10) intro	

	

	

information required to be submitted to implementing authority as part of notification of claim	

168	
261.38(c)(10)(i) intro	

	

			
261.38(c)(10)(i)(A)	

	

			
261.38(c)(10)(i)(B)	

	

			
261.38(c)(10)(i)(C)	

	

	
brief description of process generating hazardous waste and process generating excluded fuel, if not same	
168	
261.38(c)(10)(ii)	

	

	
estimate of average and maximum monthly and annual quantities of each waste claimed for exclusion	
168	
261.38(c)(10)(iii)	

	

	
documentation for any claim that constituent is not present in hazardous waste	
168	
261.38(c)(10)(iv)	

	

	
results of all analyses and all detection limits achieved	
168	
261.38(c)(10)(v)	

	

	
required documentation if excluded waste was generated through treatment or blending	
168	
261.38(c)(10)(vi)	

	

	
certification from burner if waste is shipped off-site	
168	
261.38(c)(10)(vii)	

	

	
waste analysis plan and results of sampling and analysis	
168	
261.38(c)(10)(viii) intro	

	

	
required analysis and sampling information	
168	
261.38(c)(10)(viii)(A)	

	

		
168	
261.38(c)(10)(viii)(B)	

	

		
168	
261.38(c)(10)(viii)(C)	

	

		
168	
261.38(c)(10)(viii)(D)	

	

		
168	
261.38(c)(10)(viii)(E)	

	

		
168	
261.38(c)(10)(viii)(F)	

	

		
168	
261.38(c)(10)(viii)(G)	

	

		
168	
261.38(c)(10)(viii)(H)	

	

	
if  fuel is shipped off-site for burning, generator must retain shipment information on-site; information requirements	
168	
261.38(c)(10)(ix) intro	

	

		
168	
261.38(c)(10)(ix)(A)	

	

		
168	
261.38(c)(10)(ix)(B)	

	

		
168	
261.38(c)(10)(ix)(C)	

	

		
168	
261.38(c)(10)(ix)(D)	

	

		
168	
261.38(c)(10)(ix)(E)	

	

	
records retention; records must be maintained for three years; generator must maintain current waste analysis plan during three-year period	
168	
261.38(c)(11)	

	

	
burner certification; prior to submitting notification, generator intending to ship fuel off-site for burning must obtain one-time written, signed statement from burner; certification information requirements	
168	
261.38(c)(12) intro	

	

		
168	
261.38(c)(12)(i)	

	

		
168	
261.38(c)(12)(ii)	

	

		
168	
261.38(c)(12)(iii)	

	

	
ineligible waste codes; wastes listed because of presence of dioxins or furans are not eligible for exclusion, and fuel produced from or containing these wastes remains hazardous waste subject to full RCRA requirements	
168	
261.38(c)(13)	

	

	
APPENDIX I TO PART 261	

REPRESENTATIVE SAMPLING METHODS	

list of sampling protocols to be followed in collecting waste samples with various properties	
*	
Appendix I	

	

	
APPENDIX II TO PART 261	

METHOD 1311 TOXICITY CHARACTERISTIC LEACHING PROCEDURE (TCLP)	

note referencing the TCLP in "Test Methods for Evaluating Solid Waste, Physical/Chemical Methods"	
*,74,H119,126	
Appendix II	

	

	
APPENDIX III TO PART 261	

CHEMICAL ANALYSIS TEST METHODS	

note referencing Chapter 2 of "Test Methods for Evaluating Solid Waste, Physical/Chemical Methods"	
*,14,18,21,22,33,67,68,73,75,82,126	
Appendix III	

	

	
APPENDIX VII TO PART 261	

BASIS FOR LISTING HAZARDOUS WASTE	

table of EPA hazardous waste numbers and the hazardous constituents for which each is listed	
*,4,14,18,21,22,33,53,68,69,75,78,81,82,110, 115,140, H159,165,H169,H185, 189, 195	
Appendix VII	

	

	
APPENDIX VIII TO PART 261	

HAZARDOUS CONSTITUENTS	

table listing common names, chemical abstracts names, chemical abstracts numbers, and EPA hazardous waste numbers for all hazardous constituents	
*,4,14,18,22,29,46,56,57,69,82,H86,128,134,140, H159,165,H185, 189	
Appendix VIII	

	

	
APPENDIX X TO PART 261	

METHOD OF ANALYSIS FOR CHLORINATED DIBENZO-P-DIOXINS AND -DIBENZOFURANS	

removed	
14,126	
Appendix X	

	

		

 U	 Note that the June 19, 1998 rule addressed by this checklist makes amendments addressing the Clean Air Regulations.  These changes are not necessary for RCRA authorization for this rule; however, of concern are those places within the RCRA regulations which reference changes made to the Clean Air Regulations.  In these situations, a State must reference regulations analogous to the referenced provisions.  A State may, if it has   adopted the Clean Air Regulation changes, reference its own corresponding analog.  If it has not adopted the changes, a State should retain the reference to the Federal regulations.  Those provisions where this issue is of concern have been indicated with a A U@ in the far left margin.